Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 8
  2. 9
  3. 12
  4. 13
  5. 14
  6. 15
  7. 16
  8. 19
  9. 20
  10. 21
‹ Tue, Sep 20, 2011

Wednesday, September 21, 2011

149 filings · 117 companiesAll checks passed · Updated Oct 31

Thu, Sep 22, 2011 ›
The dayWednesday, September 21
Delisting noticesOPHC17:06

By time of day

47 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

1 announced

Market hours1

  • 11:32CPRTCopart Inc

Reports

3 quarterly · 4 annual
  1. General Mills IncGIS · 10-Q · Aug 28 · —
    $3.85B+8.9%
  2. Quanex Building Products CORPNX · 10-Q/A · Jul 31 · 16:30
    $252.41M+12.1%
  3. Southern Missouri Bancorp, Inc.SMBC · 10-K · Jun 30 · 16:48
    $34.27M+76.5%
  4. Palatin Technologies IncPTN · 10-K · Jun 30 · 17:10
    $1.48M89.6%
  5. Bion Environmental Technologies IncBNET · 10-K · Jun 30 · 22:34
    $0.00—
  6. Stimcell Energetics Inc.STME · 10-K · May 31 · 14:49
    $0.00—
  7. HNO International, Inc.HNOI · 10-Q/A · Jul 31 · 21:49
    ——

Insiders

31 filings
Purchases$7.03M22 filings
Sales$4.09M9 filings
SFDSmithfield Foods Inc · Joseph W Luter III, Director$3.82MPurchase · 200,000 sh
ELAEnvela Corp · L S Smith, CEO and Chairman$3.60MSale · 600,000 sh
—Cumulus Media Inc · Partners II (FF) LP Crestview, Director$954.12KPurchase · 406,890 sh
VHIValhi Inc · Contran Corp, 10% owner$533.00KPurchase · 10,000 sh
EPMEvolution Petroleum Corp · Lovoi John, 10% owner$331.31KPurchase · 46,751 sh
—Cumulus Media Inc · Dickey Lewis W SR, 10% owner$322.74KPurchase · 123,250 sh
Open insider activity

Agreements

9 filings
  1. 20:47IMMR Immersion Corp · Agreement ended · New agreement
  2. 18:52OPRX OptimizeRx Corp · Agreement ended · Unregistered shares sold · New agreement
  3. 17:02SLS SELLAS Life Sciences Group, Inc. · New agreement
  4. 16:18BRO Brown & Brown, Inc. · New debt
  5. 16:17PECO Phillips Edison & Company, Inc. · New agreement
  6. 15:37TGTX TG Therapeutics, Inc. · New agreement
  7. 23:06LFVN Lifevantage Corp · New agreement
  8. 22:15AVXL Anavex Life Sciences Corp. · New agreement · Officers or directors

Officers and directors

3 filings
  1. 17:28VIRC Virco MFG Corporation · Officers or directors
  2. 15:25TPCS Techprecision Corp · Shareholder vote · Officers or directors
  3. 22:15AVXL Anavex Life Sciences Corp. · New agreement · Officers or directors

Filings

47 listed

19:00

  1. 19:26
    FNRN First Northern Community Bancorp · Agreement ended · Bylaws or fiscal year changed · Shareholder vote · Unregistered shares sold · New agreement

21:00

  1. 21:49
    HNOI HNO International, Inc. · Amended quarterly report

22:00

  1. 22:15
    AVXL Anavex Life Sciences Corp. · New agreement · Officers or directors
  2. 22:34
    BNET Bion Environmental Technologies Inc · Annual report

23:00

  1. 23:06
    LFVN Lifevantage Corp · New agreement

06:00

  1. 06:26
    FRHC Freedom Holding Corp. · Stake amended

09:00

  1. 09:42
    DOMH Dominari Holdings Inc. · Proxy statement

10:00

  1. 10:55
    INVE INVE Technologies, Inc. · Investor disclosure

11:00

  1. 11:32
    CPRT Copart Inc · Results, market hours
  2. 11:54
    PLX Protalix BioTherapeutics, Inc. · Investor disclosure

12:00

  1. 12:08
    LBSR Liberty Star Uranium & Metals Corp. · Announcement

13:00

  1. 13:48
    QXL Quantum X Labs Inc. · Auditor change
  2. 13:49
    MITT TPG Mortgage Investment Trust, Inc. · Announcement

14:00

  1. 14:38
    ARRT Artisan Consumer Goods, Inc. · Registration statement
  2. 14:49
    STME Stimcell Energetics Inc. · Annual report

15:00

  1. 15:25
    TPCS Techprecision Corp · Shareholder vote · Officers or directors
  2. 15:37
    TGTX TG Therapeutics, Inc. · New agreement
  3. 15:42
    SQFT Presidio Property Trust, Inc. · Announcement

16:00

  1. 16:05
    CTGG Qwest Corp · Announcement
  2. 16:17
    PECO Phillips Edison & Company, Inc. · New agreement
  3. 16:18
    BRO Brown & Brown, Inc. · New debt
  4. 16:30
    NX Quanex Building Products CORP · Amended quarterly report
  5. 16:48
    SMBC Southern Missouri Bancorp, Inc. · Annual report
  6. 16:49
    SMBC Southern Missouri Bancorp, Inc. · Proxy statement
  7. 16:51
    TRNS Transcat Inc · Auditor change
  8. 16:52
    NOBH Nobility Homes Inc · Late filing notice

17:00

  1. 17:02
    SLS SELLAS Life Sciences Group, Inc. · New agreement
  2. 17:06
    OPHC OptimumBank Holdings, Inc. · Delisting notice
  3. 17:10
    PTN Palatin Technologies Inc · Annual report
  4. 17:14
    PFL PIMCO Income Strategy Fund · Stake amended
  5. 17:15
    DLHC DLH Holdings Corp. · Impairment
  6. 17:19
    PFN PIMCO Income Strategy Fund II · Stake amended
  7. 17:28
    VIRC Virco MFG Corporation · Officers or directors
  8. 17:30
    COCP Cocrystal Pharma, Inc. · Registration statement
  9. 17:39
    PRKA Parks America, Inc · Bylaws or fiscal year changed
  10. 17:46
    TWN Taiwan Fund Inc · Investor disclosure

18:00

  1. 18:52
    OPRX OptimizeRx Corp · Agreement ended · Unregistered shares sold · New agreement

19:00

  1. 19:42
    CMCL Caledonia Mining Corp Plc · Amended annual report

20:00

  1. 20:33
    RFIL R F Industries Ltd · Proxy statement
  2. 20:47
    IMMR Immersion Corp · Agreement ended · New agreement
40 of 47

Index

Forms filed

  • Insider filing447
  • Current report8-K26
  • Foreign issuer report6-K11
  • CORRESP10
  • Initial ownership37
  • UPLOAD7
  • Annual report10-K4
  • 40-17G4
  • Exempt offering noticeD4
  • Proxy statementDEF 14A4
  • Stake amendedSC 13D/A4
  • Amended quarterly report10-Q/A2
  • Current report (amended)8-K/A2
  • CT ORDER2
  • EFFECT2
  • N-2/A2
  • Registration statementS-12
  • Quarterly report10-Q1
  • Amended annual report20-F/A1
  • Prospectus supplement424B31
  • Information statementDEF 14C1
  • Free writing prospectusFWP1
  • Late filing noticeNT 10-Q1
  • Shelf registrationS-31
  • Amended shelf registrationS-3/A1
  • SC TO-I/A1

51 companies

A

B

C

D

E

F

G

H

I

L

M

N

O

P

Q

R

S

T

V

W