Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 7
  2. 8
  3. 9
  4. 12
  5. 13
  6. 14
  7. 15
  8. 16
  9. 19
  10. 20
‹ Mon, Sep 19, 2011

Tuesday, September 20, 2011

194 filings · 148 companiesAll checks passed · Updated Oct 31

Wed, Sep 21, 2011 ›
The dayTuesday, September 20
Delisting noticesJSDA21:59SLSN20:15

By time of day

50 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

7 announced

Pre-market2

  • 07:00ASTCAstrotech Corp
  • 09:26CCLCarnival Corp Ltd.

Market hours1

  • 14:18CRTCross Timbers Royalty Trust

After-hours4

  • 17:33TENXTenax Therapeutics, Inc.
  • 18:17HGTXUHugoton Royalty Trust
  • 19:12PBTPermian Basin Royalty Trust
  • 20:42SJTSan Juan Basin Royalty Trust

Reports

3 quarterly · 2 annual
  1. Astrotech CorpASTC · 10-K · Jun 30 · 07:00
    $20.15M—
  2. BTCS Inc.BTCS · 10-K/A · Dec 31 · 12:25
    $3.58M+76.3%
  3. PharmaCyte Biotech, Inc.PMCB · 10-Q/A · Jul 31 · 20:37
    $19.76K26.7%
  4. Ainos, Inc.AIMD · 10-Q/A · Jun 30 · 21:26
    $4.84K+59.9%
  5. HNO International, Inc.HNOI · 10-Q · Jul 31 · 21:31
    ——

Insiders

29 filings
Purchases$1.64M21 filings
Sales$1.20M8 filings
WTMWhite Mountains Insurance Group Ltd · George Manning Rountree, Managing Director$636.37KSale · 1,607 sh
VHIValhi Inc · Contran Corp, 10% owner$539.30KPurchase · 10,000 sh
—Clear Channel Outdoor Holdings, Inc. · Clear Channel Communications Inc, 10% owner$486.42KPurchase · 43,675 sh
PGPPIMCO Global StocksPLUS & Income Fund · Gross William H$203.81KSale · 10,600 sh
HRBH&R Block Inc · James F Wright, Director$141.80KPurchase · 10,000 sh
SHOEShoe Station Group Inc · Timothy T Baker, EXEC. VP - STORE OPERATIONS$121.25KSale · 5,000 sh
Open insider activity

Agreements

1 filing
  1. 11:08OCSL Oaktree Specialty Lending Corp · New debt · New agreement

Officers and directors

10 filings
  1. 21:27IMMR Immersion Corp · Officers or directors
  2. 21:09BESS Bimergen Energy Corp · Officers or directors
  3. 17:09VISK Viskase Holdings, Inc. · Officers or directors
  4. 17:05VTGN Vistagen Therapeutics, Inc. · Officers or directors
  5. 16:40FCAP First Capital Inc · Officers or directors
  6. 14:47HROW Harrow, Inc. · Officers or directors
  7. 14:21PNBK Patriot National Bancorp Inc · Officers or directors
  8. 14:07BCPC Balchem Corp · Officers or directors

Filings

50 listed

17:00

  1. 17:33
    TENX Tenax Therapeutics, Inc. · Results, after-hours

18:00

  1. 18:38
    JOE St JOE Co · Stake amended

19:00

  1. 19:32
    XXII 22nd Century Group, Inc. · Amended registration statement
  2. 19:44
    HRTX Heron Therapeutics, Inc. · Announcement

21:00

  1. 21:31
    HNOI HNO International, Inc. · Quarterly report
  2. 21:59
    JSDA Jones Soda Co. · Delisting notice

06:00

  1. 06:21
    OSPN OneSpan Inc. · Announcement

07:00

  1. 07:00
    ASTC Astrotech Corp · Annual report
  2. 07:00
    ASTC Astrotech Corp · Results, pre-market
  3. 07:30
    CMS-PB Consumers Energy Co · Investor disclosure

09:00

  1. 09:00
    LNN Lindsay Corp · Officers or directors
  2. 09:16
    CVV CVD Equipment Corp · Shareholder vote
  3. 09:26
    CCL Carnival Corp Ltd. · Results, pre-market

11:00

  1. 11:08
    OCSL Oaktree Specialty Lending Corp · New debt · New agreement
  2. 11:44
    EEFT Euronet Worldwide, Inc. · Code of ethics changed

12:00

  1. 12:25
    BTCS BTCS Inc. · Amended annual report

13:00

  1. 13:05
    GURE Gulf Resources, Inc. · Announcement
  2. 13:26
    OCSL Oaktree Specialty Lending Corp · Announcement
  3. 13:29
    OPHC OptimumBank Holdings, Inc. · Officers or directors (amended)
  4. 13:49
    BKE Buckle Inc · Announcement

14:00

  1. 14:07
    BCPC Balchem Corp · Officers or directors
  2. 14:18
    CRT Cross Timbers Royalty Trust · Results, market hours
  3. 14:21
    PNBK Patriot National Bancorp Inc · Officers or directors
  4. 14:47
    HROW Harrow, Inc. · Officers or directors

15:00

  1. 15:15
    FBIO Fortress Biotech, Inc. · Announcement

16:00

  1. 16:22
    ADAM Adamas Trust, Inc. · Announcement
  2. 16:30
    CAKE Cheesecake Factory Inc · Announcement
  3. 16:40
    FCAP First Capital Inc · Officers or directors
  4. 16:40
    NTIP NETWORK-1 Technologies, Inc. · Announcement

17:00

  1. 17:05
    VTGN Vistagen Therapeutics, Inc. · Officers or directors
  2. 17:09
    VISK Viskase Holdings, Inc. · Officers or directors
  3. 17:27
    AVK Advent Convertible & Income Fund · Proxy statement
  4. 17:31
    IDN Intellicheck, Inc. · Proxy statement

18:00

  1. 18:17
    HGTXU Hugoton Royalty Trust · Results, after-hours

19:00

  1. 19:12
    PBT Permian Basin Royalty Trust · Results, after-hours

20:00

  1. 20:06
    PACB Pacific Biosciences of California, Inc. · Restructuring costs
  2. 20:15
    SLSN Solesence, Inc. · Delisting notice
  3. 20:22
    GILT Gilat Satellite Networks Ltd · Stake amended
  4. 20:24
    PCSV PCS Edventures!, Inc. · Shareholder vote
  5. 20:37
    PMCB PharmaCyte Biotech, Inc. · Amended quarterly report
40 of 50

Index

Forms filed

  • Insider filing467
  • Current report8-K36
  • Foreign issuer report6-K18
  • UPLOAD14
  • Initial ownership38
  • CORRESP7
  • Exempt offering noticeD6
  • Prospectus supplement424B35
  • Stake amendedSC 13D/A4
  • EFFECT3
  • Amended quarterly report10-Q/A2
  • Prospectus supplement424B22
  • Proxy statementDEF 14A2
  • Free writing prospectusFWP2
  • Amended registration statementS-1/A2
  • Annual report10-K1
  • Amended annual report10-K/A1
  • Quarterly report10-Q1
  • Delisting by the exchange25-NSE1
  • Insider filing, amended4/A1
  • Exchange listing8-A12B1
  • Current report (amended)8-K/A1
  • Annual report to shareholdersARS1
  • CERTNYS1
  • CT ORDER1
  • Information statementDEF 14C1
  • N-2/A1
  • N-Q1
  • NSAR-B/A1
  • S-3ASR1
  • Employee plan registrationS-81

56 companies

#

A

B

C

E

F

G

H

I

J

L

M

N

O

P

S

T

V

W