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What covered companies filed with the SEC, day by day.

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‹ Mon, Nov 14, 2011

Tuesday, November 15, 2011

348 filings · 269 companiesAll checks passed · Updated Oct 31

Wed, Nov 16, 2011 ›
The dayTuesday, November 15

By time of day

159 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

34 without a time on file

Results

29 announced

Pre-market3

  • 06:06MNOVMedicinova Inc
  • 08:24BKYIBio Key International Inc
  • 09:21SNWVSANUWAVE Health, Inc.

Market hours15

  • 10:05PTNPalatin Technologies Inc
  • 10:08SEIISharing Economy International Inc.
  • 11:09XWELXwell, Inc.
  • 11:50BZHBeazer Homes USA Inc
  • 12:18GTHPGuided Therapeutics Inc
  • 12:30XMAXXMax Inc.
  • 12:40TRTTrio-Tech International
  • 13:00CATXPerspective Therapeutics, Inc.
  • 13:00SFSTSouthern First Bancshares Inc
  • 13:48SMIDSmith Midland Corp
  • 13:48ELOXEloxx Pharmaceuticals, Inc.
  • 14:42NRTNorth European Oil Royalty Trust

After-hours11

  • 17:32GLADGladstone Capital Corp
  • 18:18ASTCAstrotech Corp
  • 16:39HGYNHong Yuan Holding Group
  • 16:58TOFBTofutti Brands Inc
  • 17:31SGLASino Green Land Corp.
  • 19:30ARLAmerican Realty Investors Inc
  • 19:31IORIncome Opportunity Realty Investors Inc
  • 19:32TCITranscontinental Realty Investors Inc
  • 21:36BDCOBlue Dolphin Energy Co
  • 21:55BYFCBroadway Financial Corp de
  • 21:57URBNUrban Outfitters Inc

Reports

27 quarterly · 7 annual
  1. Ascent Industries Co.ACNT · 10-Q · Oct 1 · 18:06
    $46.19M+10.2%
  2. HireQuest, Inc.HQI · 10-Q/A · Sep 30 · —
    $24.97M—
  3. Provident Financial Holdings IncPROV · 10-Q/A · Sep 30 · 17:07
    $17.35M13.9%
  4. Netlist IncNLST · 10-Q · Oct 1 · 21:57
    $16.35M+54.7%
  5. Yunhong Green CTI Ltd.YHGJ · 10-Q · Sep 30 · 23:05
    $11.73M+7.0%
  6. Singularity Future Technology Ltd.SGLY · 10-Q/A · Sep 30 · 17:25
    $8.59M+4.8%
  7. Idaho Copper CorpCOPR · 10-K/A · Dec 31 · 15:26
    $7.51M—
  8. Liqtech International IncLIQT · 10-Q · Sep 30 · 22:54
    $6.83M+62.3%
  9. Tofutti Brands IncTOFB · 10-Q · Oct 1 · 16:59
    $3.62M17.4%
  10. Fullnet Communications IncFULO · 10-Q/A · Sep 30 · 09:59
    $491.12K+12.2%

Insiders

48 filings
Purchases$2.27M22 filings
Sales$10.55M26 filings
ETEnergy Transfer LP · Enterprise Products Partners L P, 10% owner$4.94MSale · 130,729 sh
—Clear Channel Outdoor Holdings, Inc. · Clear Channel Communications Inc, 10% owner$1.37MPurchase · 132,352 sh
HUBGHub Group, Inc. · David P Yeager, Chairman & CEO$998.53KSale · 31,900 sh
FFFutureFuel Corp. · Revelation Special Situations Fund Ltd, 10% owner$806.52KSale · 66,011 sh
—Aircastle LTD · FIG LLC, 10% owner$796.33KSale · 65,921 sh
GRBKGreen Brick Partners, Inc. · Cargill Biofuels Investments, LLC$757.60KSale · 1,235,570 sh
Open insider activity

Agreements

7 filings
  1. 19:44UAVS AgEagle Aerial Systems Inc. · Acquisition or sale completed · New agreement
  2. 17:06AOSL Alpha & Omega Semiconductor Ltd · New agreement
  3. 15:57HRB H&R Block Inc · Agreement ended
  4. 13:17LEXX Lexaria Bioscience Corp. · Unregistered shares sold · New agreement
  5. 09:19ELMD Electromed, Inc. · Shareholder vote · New agreement · Officers or directors
  6. 22:41LIQT Liqtech International Inc · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors (amended)
  7. 20:46MVIS Microvision, Inc. · New agreement

Officers and directors

7 filings
  1. 21:42TSSI TSS, Inc. · Officers or directors
  2. 21:17BDCO Blue Dolphin Energy Co · Officers or directors
  3. 17:15ALT Altimmune, Inc. · Officers or directors
  4. 15:12GVA Granite Construction Inc · Bylaws or fiscal year changed · Officers or directors
  5. 10:08SEII Sharing Economy International Inc. · Officers or directors · Results, market hours
  6. 09:19ELMD Electromed, Inc. · Shareholder vote · New agreement · Officers or directors
  7. 22:41LIQT Liqtech International Inc · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors (amended)

Filings

159 listed

17:00

  1. 17:32
    GLAD Gladstone Capital Corp · Results, after-hours
  2. 17:51
    CRTD Creatd, Inc. · Late filing notice
  3. 17:52
    LUVU Luvu Brands, Inc. · Late filing notice

18:00

  1. 18:06
    ACNT Ascent Industries Co. · Quarterly report
  2. 18:18
    ASTC Astrotech Corp · Results, after-hours

19:00

  1. 19:39
    CRVO CervoMed Inc. · Late filing notice
  2. 19:55
    GEDC TerraVolt Holdings, Inc. · Quarterly report

20:00

  1. 20:29
    GNTOF Gentor Resources Inc. · Quarterly report
  2. 20:42
    MVIS Microvision, Inc. · Investor disclosure
  3. 20:46
    MVIS Microvision, Inc. · New agreement
  4. 20:49
    EHSI Elite Health Systems Inc. · Late filing notice
  5. 20:59
    SEVN Seven Hills Realty Trust · Merger communication

21:00

  1. 21:02
    SEVN Seven Hills Realty Trust · Merger communication
  2. 21:57
    BISA Baltic International USA Inc · Late filing notice

22:00

  1. 22:33
    BLGO Biolargo, Inc. · Quarterly report
  2. 22:41
    LIQT Liqtech International Inc · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors (amended)
  3. 22:54
    LIQT Liqtech International Inc · Quarterly report
  4. 22:54
    RITE Mineralrite Corp · Quarterly report

23:00

  1. 23:01
    AEMD Aethlon Medical Inc · Late filing notice
  2. 23:05
    YHGJ Yunhong Green CTI Ltd. · Quarterly report
  3. 23:10
    DUOT Duos Technologies Group, Inc. · Quarterly report
  4. 23:55
    PWDY Powerdyne International, Inc. · Late filing notice

06:00

  1. 06:01
    NBR Nabors Industries Ltd · Announcement
  2. 06:06
    MNOV Medicinova Inc · Results, pre-market
  3. 06:07
    MNOV Medicinova Inc · Investor disclosure
  4. 06:08
    IOVA Iovance Biotherapeutics, Inc. · Late filing notice
  5. 06:10
    NPHC Nutra Pharma Corp · Late filing notice

08:00

  1. 08:24
    BKYI Bio Key International Inc · Results, pre-market
  2. 08:41
    KRG Kite Realty Group Trust · Investor disclosure

09:00

  1. 09:19
    ELMD Electromed, Inc. · Shareholder vote · New agreement · Officers or directors
  2. 09:21
    SNWV SANUWAVE Health, Inc. · Results, pre-market
  3. 09:28
    PCYN Procyon Corp · Proxy statement
  4. 09:59
    FULO Fullnet Communications Inc · Amended quarterly report

10:00

  1. 10:05
    PTN Palatin Technologies Inc · Results, market hours
  2. 10:08
    SEII Sharing Economy International Inc. · Officers or directors · Results, market hours
  3. 10:33
    RES RPC Inc · Announcement

11:00

  1. 11:09
    XWEL Xwell, Inc. · Results, market hours
  2. 11:29
    MGLD Marygold Companies, Inc. · Late filing notice
  3. 11:37
    MGLD Marygold Companies, Inc. · Quarterly report
  4. 11:47
    GNE Genie Energy Ltd. · Investor disclosure
40 of 159

Index

Forms filed

  • Insider filing476
  • Current report8-K73
  • Foreign issuer report6-K43
  • Late filing noticeNT 10-Q42
  • Quarterly report10-Q19
  • Prospectus supplement424B310
  • CORRESP10
  • UPLOAD9
  • Amended quarterly report10-Q/A8
  • Initial ownership37
  • Annual report10-K5
  • Initial ownership, amended3/A4
  • EFFECT4
  • Annual ownership53
  • Current report (amended)8-K/A3
  • Exempt offering noticeD3
  • Stake amendedSC 13D/A3
  • Amended annual report10-K/A2
  • Merger communication4252
  • Insider filing, amended4/A2
  • Annual report to shareholdersARS2
  • 15-12G1
  • 40-17F21
  • Prospectus supplement424B51
  • Proxy statementDEF 14A1
  • Proxy materialDEFA14A1
  • F-10/A1
  • F-41
  • F-9/A1
  • N-2/A1
  • N-Q1
  • POS AM1
  • PRER14A1
  • Amended shelf registrationS-3/A1
  • S-3MEF1
  • Merger registrationS-41
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • SC TO-I/A1

144 companies

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