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What covered companies filed with the SEC, day by day.

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‹ Thu, Nov 17, 2011

Friday, November 18, 2011

268 filings · 192 companiesAll checks passed · Updated Oct 31

Mon, Nov 21, 2011 ›
The dayFriday, November 18

By time of day

81 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

20 without a time on file

Results

8 announced

Market hours4

  • 10:37CRTCross Timbers Royalty Trust
  • 14:25CRMTAmericas Carmart Inc
  • 15:28CATOCato Corp
  • 15:52HGTXUHugoton Royalty Trust

After-hours4

  • 17:21CIMChimera Investment Corp
  • 19:00MTRMesa Royalty Trust
  • 19:01PVLPermianville Royalty Trust
  • 20:58WYYWidepoint Corp

Reports

21 quarterly · 8 annual
  1. Tennessee Valley AuthorityTVE · 10-K · Sep 30 · —
    $11.84B+8.9%
  2. Visa Inc.V · 10-K · Sep 30 · —
    $9.19B+13.9%
  3. Griffon CorpGFF · 10-K · Sep 30 · —
    $1.83B+41.5%
  4. Wafd IncWAFD · 10-K · Sep 30 · 22:30
    $670.57M14.5%
  5. First Citizens Bancshares IncFCNCA · 10-Q/A · Sep 30 · —
    $380.09M+35.8%
  6. Destination XL Group, Inc.DXLG · 10-Q · Oct 29 · —
    $88.99M1.1%
  7. BCB Bancorp IncBCBP · 10-Q · Sep 30 · 16:59
    $9.70M54.0%
  8. Retractable Technologies IncRVP · 10-Q · Sep 30 · 11:58
    $8.27M32.4%
  9. ZW Data Action Technologies Inc.CNET · 10-Q · Sep 30 · —
    $6.33M26.7%
  10. Spindletop Oil & Gas CoSPND · 10-Q · Sep 30 · —
    $2.04M—

Insiders

52 filings
Purchases$2.92M34 filings
Sales$6.79M18 filings
ETEnergy Transfer LP · Enterprise Products Partners L P, 10% owner$4.17MSale · 111,362 sh
KROKronos Worldwide Inc · Harold C Simmons, Chairman of the Board$1.92MPurchase · 100,000 sh
—Aircastle LTD · FIG LLC, 10% owner$435.38KSale · 37,379 sh
BIOBio-Rad Laboratories, Inc. · Bradford Crutchfield, Vice President$391.74KSale · 4,000 sh
VHIValhi Inc · Contran Corp, 10% owner$280.00KPurchase · 5,000 sh
DXPEDXP Enterprises Inc · Hugh H McConnell, Sr. V.P. CFO$280.00KSale · 10,000 sh
Open insider activity

Agreements

3 filings
  1. 21:47LRDC Laredo Oil, Inc. · New agreement
  2. 16:01NWBO Northwest Biotherapeutics Inc · Unregistered shares sold · New agreement
  3. 13:23SMBC Southern Missouri Bancorp, Inc. · New agreement (amended)

Officers and directors

6 filings
  1. 21:15BBW Build-A-Bear Workshop Inc · Officers or directors
  2. 19:15AVNW Aviat Networks, Inc. · Shareholder vote · Officers or directors
  3. 16:42HAIN Hain Celestial Group Inc · Shareholder vote · Officers or directors
  4. 16:35MMMW Mass Megawatts Wind Power Inc · Officers or directors
  5. 16:31— Clear Channel Outdoor Holdings, Inc. · Officers or directors
  6. 16:16WSO Watsco Inc · Officers or directors

Filings

81 listed

20:00

  1. 20:31
    AKR Acadia Realty Trust · Tender offer

23:00

  1. 23:01
    FABC Fabric.AI, Inc. · Proxy statement
  2. 23:35
    EPM Evolution Petroleum Corp · Stake amended

06:00

  1. 06:01
    DWSN Dawson Geophysical Co · Proxy statement

09:00

  1. 09:06
    WTM White Mountains Insurance Group Ltd · Announcement
  2. 09:24
    CFFI C & F Financial Corp · Announcement

10:00

  1. 10:37
    CRT Cross Timbers Royalty Trust · Results, market hours
  2. 10:42
    WWR Westwater Resources, Inc. · Announcement

11:00

  1. 11:06
    CTTH CTT Pharmaceutical Holdings, Inc. · Investor disclosure
  2. 11:52
    BSET Bassett Furniture Industries Inc · Announcement
  3. 11:58
    RVP Retractable Technologies Inc · Quarterly report

12:00

  1. 12:00
    GLXZ Galaxy Gaming, Inc. · Quarterly report
  2. 12:16
    IVT InvenTrust Properties Corp. · Investor disclosure

13:00

  1. 13:23
    SMBC Southern Missouri Bancorp, Inc. · New agreement (amended)
  2. 13:31
    BCRD BlueOne Technologies, Inc. · Quarterly report

14:00

  1. 14:25
    CRMT Americas Carmart Inc · Results, market hours
  2. 14:26
    CIM Chimera Investment Corp · Quarterly report
  3. 14:33
    FBIO Fortress Biotech, Inc. · Announcement

15:00

  1. 15:11
    AEMD Aethlon Medical Inc · Quarterly report
  2. 15:28
    CATO Cato Corp · Results, market hours
  3. 15:34
    ZDPY Zoned Properties, Inc. · Quarterly report
  4. 15:43
    HNRG Hallador Energy Co · Stake amended
  5. 15:52
    HGTXU Hugoton Royalty Trust · Results, market hours
  6. 15:59
    PML PIMCO Municipal Income Fund II · Proxy statement
  7. 15:59
    PNI PIMCO New York Municipal Income Fund II · Proxy statement
  8. 15:59
    PCQ PIMCO California Municipal Income Fund · Proxy statement

16:00

  1. 16:00
    SLS SELLAS Life Sciences Group, Inc. · Delisting notice
  2. 16:01
    NWBO Northwest Biotherapeutics Inc · Unregistered shares sold · New agreement
  3. 16:07
    TGLS Tecnoglass Holdings Inc. · Registration statement
  4. 16:13
    DIT Amcon Distributing Co · Proxy statement
  5. 16:16
    WSO Watsco Inc · Officers or directors
  6. 16:21
    AB Alliancebernstein Holding L.P. · Investor disclosure
  7. 16:22
    SAR Saratoga Investment Corp. · Announcement
  8. 16:31
    — Clear Channel Outdoor Holdings, Inc. · Officers or directors
  9. 16:35
    MMMW Mass Megawatts Wind Power Inc · Officers or directors
  10. 16:39
    DCTH Delcath Systems, Inc. · Investor disclosure
  11. 16:42
    HAIN Hain Celestial Group Inc · Shareholder vote · Officers or directors
  12. 16:42
    MARPS Marine Petroleum Trust · Investor disclosure
  13. 16:59
    BCBP BCB Bancorp Inc · Quarterly report

17:00

  1. 17:03
    LVS Las Vegas Sands Corp · Stake amended
40 of 81

Index

Forms filed

  • Insider filing494
  • Current report8-K35
  • Foreign issuer report6-K20
  • Quarterly report10-Q19
  • Initial ownership311
  • Insider filing, amended4/A10
  • CORRESP10
  • UPLOAD10
  • Annual report10-K8
  • Proxy statementDEF 14A6
  • N-Q5
  • Exempt offering noticeD4
  • Stake amendedSC 13D/A4
  • 40-17G3
  • Stake reportedSC 13D3
  • Amended quarterly report10-Q/A2
  • Prospectus supplement424B52
  • 4972
  • EFFECT2
  • Free writing prospectusFWP2
  • N-2/A2
  • Current report (amended)8-K/A1
  • CT ORDER1
  • Proxy materialDEFA14A1
  • F-6EF1
  • N-6F/A1
  • Preliminary proxy statementPRE 14A1
  • PRE 14C1
  • Registration statementS-11
  • Amended registration statementS-1/A1
  • S-3ASR1
  • Amended merger registrationS-4/A1
  • Employee plan registrationS-81
  • Tender offerSC TO-I1
  • SC TO-I/A1

86 companies

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