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What covered companies filed with the SEC, day by day.

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‹ Fri, Dec 23, 2011

Tuesday, December 27, 2011

155 filings · 112 companiesAll checks passed · Updated Oct 31

Wed, Dec 28, 2011 ›
The dayTuesday, December 27
Delisting noticesELOX14:13

By time of day

42 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

11 without a time on file

Results

1 announced

After-hours1

  • 21:56IESCIES Holdings, Inc.

Reports

0 quarterly · 6 annual
  1. Trinity Place Holdings Inc.TPHS · 10-K/A · Feb 26 · 11:35
    $445.13M+18.0%
  2. SUIC Worldwide Holdings Ltd.SUIC · 10-K/A · Dec 31 · —
    $92.83M—
  3. Optex Systems Holdings IncOPXS · 10-K · Oct 2 · —
    $16.23M29.1%
  4. EyePoint, Inc.EYPT · 10-K/A · Jun 30 · 15:45
    $4.97M78.5%
  5. Retrieve Medical Holdings, Inc.RMHI · 10-K · Sep 30 · 16:11
    ——
  6. Sentient Brands Holdings Inc.SNBH · 10-K/A · Dec 10 · 21:45
    ——

Insiders

34 filings
Purchases$37.22M21 filings
Sales$831.32M13 filings
ETEnergy Transfer LP · Enterprise Products Partners L P, 10% owner$825.15MSale · 22,762,636 sh
ETEnergy Transfer LP · Kelcy L Warren, Director$36.25MPurchase · 1,000,000 sh
CCLCarnival Corp Ltd. · Howard S Frank, Vice Chairman & COO$4.13MSale · 124,603 sh
LAKELakeland Industries Inc · John Joseph Collins, Director$1.06MSale · 117,368 sh
CIMChimera Investment Corp · Gerard Creagh, Director$467.75KPurchase · 119,252 sh
BCHTBirchtech Corp. · Richard MacPherson, Senior Vice President$302.86KSale · 660,080 sh
Open insider activity

Agreements

9 filings
  1. 22:22PED Pedevco Corp · Acquisition or sale completed · Unregistered shares sold · New agreement
  2. 17:20BEEM Beam Global · New debt · New agreement
  3. 17:02UI Ubiquiti Inc. · New agreement
  4. 16:09WLDN Willdan Group, Inc. · New debt · New agreement
  5. 15:00NTRP NextTrip, Inc. · New agreement
  6. 13:46ORKA Oruka Therapeutics, Inc. · New agreement (amended)
  7. 09:39NWPP New Peoples Bankshares Inc · New debt
  8. 09:13SBFM Sunshine Biopharma Inc. · New agreement

Officers and directors

4 filings
  1. 21:35VXRT Vaxart, Inc. · Officers or directors
  2. 21:03FKWL Franklin Wireless Corp · Officers or directors
  3. 16:13HFBL Home Federal Bancorp, Inc. of Louisiana · Shareholder vote · Officers or directors
  4. 08:50LPTH Lightpath Technologies Inc · Officers or directors

Filings

42 listed

22:00

  1. 22:49
    KBSR KBS Real Estate Investment Trust III, Inc. · Acquisition or sale completed (amended)
  2. 22:53
    JOB GEE Group Inc. · Stake amended

00:00

  1. 00:36
    PROP Prairie Operating Co. · Unregistered shares sold · New agreement

08:00

  1. 08:50
    LPTH Lightpath Technologies Inc · Officers or directors

09:00

  1. 09:13
    SBFM Sunshine Biopharma Inc. · New agreement
  2. 09:39
    NWPP New Peoples Bankshares Inc · New debt

10:00

  1. 10:53
    BOTJ Bank of the James Financial Group Inc · Bylaws or fiscal year changed

11:00

  1. 11:35
    TPHS Trinity Place Holdings Inc. · Amended annual report

13:00

  1. 13:46
    ORKA Oruka Therapeutics, Inc. · New agreement (amended)

14:00

  1. 14:13
    ELOX Eloxx Pharmaceuticals, Inc. · Delisting notice
  2. 14:14
    PECO Phillips Edison & Company, Inc. · Current report (amended)

15:00

  1. 15:00
    NTRP NextTrip, Inc. · New agreement
  2. 15:45
    EYPT EyePoint, Inc. · Amended annual report
  3. 15:54
    GHC Graham Holdings Co · Announcement

16:00

  1. 16:02
    PALI Palisade Bio, Inc. · Announcement
  2. 16:09
    WLDN Willdan Group, Inc. · New debt · New agreement
  3. 16:11
    RMHI Retrieve Medical Holdings, Inc. · Annual report
  4. 16:13
    HFBL Home Federal Bancorp, Inc. of Louisiana · Shareholder vote · Officers or directors
  5. 16:17
    IEP Icahn Enterprises L.P. · Investor disclosure

17:00

  1. 17:01
    VNDA Vanda Pharmaceuticals Inc. · Announcement
  2. 17:02
    UI Ubiquiti Inc. · New agreement
  3. 17:07
    ASII Accredited Solutions, Inc. · Unregistered shares sold
  4. 17:20
    BEEM Beam Global · New debt · New agreement
  5. 17:26
    PDEX Pro DEX Inc · Stake amended

21:00

  1. 21:03
    FKWL Franklin Wireless Corp · Officers or directors
  2. 21:35
    VXRT Vaxart, Inc. · Officers or directors
  3. 21:36
    TULP Bloomia Holdings, Inc. · Announcement
  4. 21:45
    SNBH Sentient Brands Holdings Inc. · Amended annual report
  5. 21:55
    UNB Union Bankshares Inc · Announcement
  6. 21:56
    IESC IES Holdings, Inc. · Results, after-hours (amended)

22:00

  1. 22:22
    PED Pedevco Corp · Acquisition or sale completed · Unregistered shares sold · New agreement

—

  1. —
    SIGA Siga Technologies Inc · Current report
  2. —
    QSEP QS Energy, Inc. · Current report
  3. —
    IDR Idaho Strategic Resources, Inc. · Current report
  4. —
    MGTI MGT Capital Investments, Inc. · Current report
  5. —
    PBH Prestige Consumer Healthcare Inc. · Current report
  6. —
    OPXS Optex Systems Holdings Inc · Annual report
  7. —
    SUIC SUIC Worldwide Holdings Ltd. · Amended annual report
  8. —
    TRIP TripAdvisor, Inc. · Current report
  9. —
    LXRX Lexicon Pharmaceuticals, Inc. · Stake amended
40 of 42

Index

Forms filed

  • Insider filing468
  • Current report8-K27
  • Foreign issuer report6-K14
  • NSAR-B5
  • Stake amendedSC 13D/A5
  • UPLOAD5
  • Amended annual report10-K/A4
  • Initial ownership34
  • Prospectus supplement424B34
  • Current report (amended)8-K/A4
  • Passive stake reportedSC 13G3
  • Annual report10-K2
  • Annual report to shareholdersARS2
  • EFFECT2
  • Delisting251
  • Prospectus supplement424B51
  • CORRESP1
  • N-CSR1
  • NSAR-A1
  • Employee plan registrationS-81

47 companies

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