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What covered companies filed with the SEC, day by day.

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‹ Tue, Dec 13, 2011

Wednesday, December 14, 2011

231 filings · 151 companiesAll checks passed · Updated Oct 31

Thu, Dec 15, 2011 ›
The dayWednesday, December 14
Delisting noticesPB17:00SRPT17:16

By time of day

65 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

13 without a time on file

Results

3 announced

After-hours3

  • 21:05FABCFabric.AI, Inc.
  • 22:00BUKSButler National Corp
  • 22:00ALCOAlico, Inc.

Reports

12 quarterly · 13 annual
  1. CBAK Energy Technology LtdCBAT · 10-K · Sep 30 · 14:08
    $218.95M+1.9%
  2. CBAK Energy Technology, Inc.— · 10-K · Sep 30 · —
    $218.95M+1.9%
  3. Alico, Inc.ALCO · 10-K · Sep 30 · 21:59
    $98.59M+23.6%
  4. RCI Hospitality Holdings, Inc.RICK · 10-K · Sep 30 · 21:02
    $83.49M+12.7%
  5. Innovative Solutions & Support IncIA · 10-K · Sep 30 · 22:10
    $25.74M+1.9%
  6. Fabric.AI, Inc.FABC · 10-Q · Oct 31 · 21:10
    $21.75M6.2%
  7. Butler National CorpBUKS · 10-Q · Oct 31 · 13:50
    $13.73M+24.6%
  8. Franklin Wireless CorpFKWL · 10-Q/A · Sep 30 · 22:08
    $3.12M81.1%
  9. SurgePays, Inc.SURG · 10-Q · Oct 31 · 13:11
    $711.0066.8%
  10. Havana Roasters Coffee Companies, Inc.THRC · 10-Q/A · Sep 30 · 11:59
    $250.00—

Insiders

53 filings
Purchases$2.46M33 filings
Sales$10.29M20 filings
ULTAUlta Beauty, Inc. · Gregg R Bodnar, Chief Financial Officer$7.25MSale · 100,000 sh
MINDMind Technology, Inc · Robert P Capps, Chief Financial Officer$1.37MSale · 65,833 sh
PXLWPixelworks, Inc · Becker Drapkin Management, L.P.$1.26MPurchase · 614,400 sh
GHMGraham Corp · James R Lines, President and CEO$609.07KSale · 26,638 sh
ASGLiberty ALL Star Growth Fund Inc. · DST Systems Inc$445.91KPurchase · 103,178 sh
SRSpire Inc · James a Fallert, Controller$319.84KSale · 8,000 sh
Open insider activity

Filings

65 listed

17:00

  1. 17:40

18:00

  1. 18:44

06:00

  1. 06:07

09:00

  1. 09:00

10:00

  1. 10:00

11:00

  1. 11:29
  2. 11:29
  3. 11:46
  4. 11:48
  5. 11:56
  6. 11:59

12:00

  1. 12:19
  2. 12:30

13:00

  1. 13:11
  2. 13:22
  3. 13:39
  4. 13:50
  5. 13:57

14:00

  1. 14:08
  2. 14:08
  3. 14:22
  4. 14:28
  5. 14:54

15:00

  1. 15:26
  2. 15:47
  3. 15:48
  4. 15:51
  5. 15:58

16:00

  1. 16:13
  2. 16:41
  3. 16:47
  4. 16:51
  5. 16:53

17:00

  1. 17:00
  2. 17:00
  3. 17:01
  4. 17:04
  5. 17:08
  6. 17:16
  7. 17:21
40 of 65

Index

Forms filed

  • Insider filing4115
  • Current report8-K28
  • Foreign issuer report6-K17
  • Annual report10-K10
  • Quarterly report10-Q9
  • CORRESP6
  • UPLOAD5
  • Stake amendedSC 13D/A4
  • Amended annual report10-K/A3
  • Amended quarterly report10-Q/A3
  • Initial ownership33
  • Delisting by the exchange25-NSE2
  • Merger communication4252
  • Insider filing, amended4/A2
  • EFFECT2
  • Tender offerSC TO-I2
  • Delisting251
  • 6-K/A1
  • Exchange listing8-A12B1
  • Current report (amended)8-K/A1
  • CERTNAS1
  • CT ORDER1
  • Exempt offering noticeD1
  • Proxy statementDEF 14A1
  • DFAN14A1
  • F-1MEF1
  • Free writing prospectusFWP1
  • N-6F1
  • Late filing noticeNT 10-Q1
  • Amended registration statementS-1/A1
  • Shelf registrationS-31
  • Amended merger registrationS-4/A1
  • Employee plan registrationS-81
  • Passive stake reportedSC 13G1

66 companies

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D

E

F

G

H

I

L

M

N

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P

Q

R

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W

  • Whitestone REIT
  • Windtree Therapeutics Inc

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