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What covered companies filed with the SEC, day by day.

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‹ Fri, Dec 2, 2011

Monday, December 5, 2011

238 filings · 164 companiesAll checks passed · Updated Oct 31

Tue, Dec 6, 2011 ›
The dayMonday, December 5
Delisting noticesPRPH22:22

By time of day

45 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

6 without a time on file

Results

3 announced

Pre-market1

  • 07:00IMKTAIngles Markets Inc

Market hours1

  • 11:00DLHCDLH Holdings Corp.

After-hours1

  • 21:53SBRSabine Royalty Trust

Reports

4 quarterly · 1 annual
  1. H&R Block IncHRB · 10-Q · Oct 31 · 22:10
    $129.19M+8.0%
  2. Genasys Inc.GNSS · 10-K · Sep 30 · 17:21
    $26.51M+58.8%
  3. Dollar General CorpDG · 10-Q · Nov 30 · —
    ——
  4. Macy's, Inc.M · 10-Q · Nov 25 · —
    ——
  5. NetApp, Inc.NTAP · 10-Q · Nov 22 · —
    ——

Insiders

55 filings
Purchases$1.05M27 filings
Sales$18.61M28 filings
TPCTutor Perini Corp · Ronald N. Tutor Separate Property Trust, 10% owner$7.99MSale · 509,996 sh
HAINHain Celestial Group Inc · Irwin D Simon, Pres., CEO & Chairman of Bd$3.68MSale · 100,000 sh
LOPEGrand Canyon Education, Inc. · Brent D. Richardson, Executive Chairman$2.28MSale · 150,000 sh
INOInovio Pharmaceuticals, Inc. · Marxe Austin W & Greenhouse David M, 10% owner$710.03KSale · 1,660,000 sh
FRTFederal Realty Investment Trust · Dawn M Becker, Exec. VP-General Counse & Sec.$492.66KSale · 5,600 sh
FRTFederal Realty Investment Trust · Dawn M Becker, Exec. VP-General Counse & Sec.$384.37KSale · 4,400 sh
Open insider activity

Agreements

7 filings
  1. 21:01RHEP Regional Health Properties, Inc · New debt · New agreement
  2. 16:53OCSL Oaktree Specialty Lending Corp · New debt · New agreement
  3. 14:18XWEL Xwell, Inc. · Shareholder vote · Unregistered shares sold · New agreement
  4. 14:15COSM Cosmos Health Inc. · New agreement
  5. 08:55LEE LEE Enterprises, Inc · New agreement
  6. 06:17VRMK ERP Operating Ltd Partnership · New agreement
  7. 17:57IOVA Iovance Biotherapeutics, Inc. · New debt · New agreement

Officers and directors

5 filings
  1. 18:15SRGZ Star Gold Corp. · Shareholder vote · Officers or directors
  2. 17:10HOPE Hope Bancorp Inc · Acquisition or sale completed · Officers or directors
  3. 17:07MLAB Mesa Laboratories Inc · Officers or directors
  4. 16:08LITS Lite Strategy, Inc. · Shareholder vote · Officers or directors
  5. 20:15JSDA Jones Soda Co. · Officers or directors

Filings

45 listed

17:00

  1. 17:57
    IOVA Iovance Biotherapeutics, Inc. · New debt · New agreement

18:00

  1. 18:09
    GTHP Guided Therapeutics Inc · Amended registration statement

19:00

  1. 19:52
    DAIO Data I/O Corp · Investor disclosure

20:00

  1. 20:15
    JSDA Jones Soda Co. · Officers or directors

06:00

  1. 06:10
    PAC Pacific Airport Group · Stake amended
  2. 06:17
    VRMK ERP Operating Ltd Partnership · New agreement

07:00

  1. 07:00
    IMKTA Ingles Markets Inc · Results, pre-market

08:00

  1. 08:55
    LEE LEE Enterprises, Inc · New agreement

09:00

  1. 09:14
    DHC Diversified Healthcare Trust · Announcement

11:00

  1. 11:00
    DLHC DLH Holdings Corp. · Results, market hours
  2. 11:17
    SMBK Smartfinancial Inc. · Investor disclosure
  3. 11:31
    BCPC Balchem Corp · Investor disclosure

13:00

  1. 13:26
    — Simulations Plus, Inc. · Announcement

14:00

  1. 14:01
    JJSF J&J Snack Foods Corp · Announcement
  2. 14:15
    COSM Cosmos Health Inc. · New agreement
  3. 14:15
    DGII Digi International Inc · Proxy statement
  4. 14:18
    XWEL Xwell, Inc. · Shareholder vote · Unregistered shares sold · New agreement
  5. 14:21
    HTLD Heartland Express Inc · Stake amended
  6. 14:52
    OLOX Olenox Industries Inc. · Registration statement

15:00

  1. 15:11
    HTLD Heartland Express Inc · Stake amended
  2. 15:43
    WINA Winmark Corp · Stake amended

16:00

  1. 16:08
    LITS Lite Strategy, Inc. · Shareholder vote · Officers or directors
  2. 16:27
    NATH Nathans Famous, Inc. · Announcement
  3. 16:31
    CQP Cheniere Energy Partners, L.P. · Investor disclosure
  4. 16:39
    MNRO Monro, Inc. · Announcement
  5. 16:53
    OCSL Oaktree Specialty Lending Corp · New debt · New agreement

17:00

  1. 17:05
    ATVK Globaltek Ventures, Inc. · Amended registration statement
  2. 17:07
    MLAB Mesa Laboratories Inc · Officers or directors
  3. 17:10
    HOPE Hope Bancorp Inc · Acquisition or sale completed · Officers or directors
  4. 17:21
    GNSS Genasys Inc. · Annual report
  5. 17:26
    BTCK Teucrium Commodity Trust · Amended registration statement

18:00

  1. 18:05
    UFPT UFP Technologies Inc · Auditor change
  2. 18:15
    SRGZ Star Gold Corp. · Shareholder vote · Officers or directors

20:00

  1. 20:17
    BGDE Big Digital Energy, Inc. · Auditor change

21:00

  1. 21:01
    RHEP Regional Health Properties, Inc · New debt · New agreement
  2. 21:53
    SBR Sabine Royalty Trust · Results, after-hours

22:00

  1. 22:10
    HRB H&R Block Inc · Quarterly report
  2. 22:22
    PRPH ProPhase Labs, Inc. · Delisting notice
  3. 22:23
    MAJI Nextel Medical Corp. · Current report (amended)

—

  1. —
    CAPC Capstone Companies, Inc. · Current report
40 of 45

Index

Forms filed

  • Insider filing4120
  • Current report8-K29
  • Foreign issuer report6-K28
  • CORRESP8
  • UPLOAD6
  • Stake amendedSC 13D/A5
  • Passive stake reportedSC 13G5
  • Quarterly report10-Q4
  • Amended registration statementS-1/A3
  • SC TO-C3
  • Initial ownership32
  • Prospectus supplement424B52
  • Exempt offering noticeD2
  • N-CSR2
  • Passive stake amendedSC 13G/A2
  • Annual report10-K1
  • Prospectus supplement424B31
  • 6-K/A1
  • 8-A12B/A1
  • 8-K12G31
  • Current report (amended)8-K/A1
  • CT ORDER1
  • Proxy statementDEF 14A1
  • Proxy materialDEFA14A1
  • DFAN14A1
  • EFFECT1
  • N-CSRS1
  • Registration statementS-11
  • S-11/A1
  • Amended shelf registrationS-3/A1
  • Employee plan registrationS-81
  • SC TO-I/A1

51 companies

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