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What covered companies filed with the SEC, day by day.

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  9. 25
‹ Wed, Nov 23, 2011

Friday, November 25, 2011

93 filings · 80 companiesAll checks passed · Updated Oct 31

Mon, Nov 28, 2011 ›
The dayFriday, November 25

By time of day

17 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

1 without a time on file

Reports

1 quarterly · 0 annual
  1. Lunai Bioworks Inc.LNAI · 10-Q · Sep 30 · 15:47
    ——

Insiders

14 filings
Purchases$2.69M11 filings
Sales$139.48K3 filings
—Cumulus Media Inc · Partners II (FF) LP Crestview, Director$2.33MPurchase · 831,047 sh
KTCCKey Tronic Corp · Craig D Gates, President & CEO$203.34KPurchase · 42,360 sh
KTFDWS Municipal Income Trust · Philip G Condon, Sr. Portfolio Manager$132.88KSale · 10,000 sh
HBIAHills Bancorporation · Dwight O Siegmiller, President$50.02KPurchase · 794 sh
MDGLMadrigal Pharmaceuticals, Inc. · Bruce Kovner, Director$31.83KPurchase · 8,000 sh
LTRXLantronix Inc · TL Investment GmbH, 10% owner$23.40KPurchase · 13,000 sh
Open insider activity

Agreements

2 filings
  1. 19:40AURX Nuo Therapeutics, Inc. · New debt · Unregistered shares sold · New agreement
  2. 10:30CMS-PB Consumers Energy Co · New agreement

Filings

17 listed

19:00

  1. 19:20
    GJO Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4 · Announcement
  2. 19:24
    GJP Strats(sm) Trust for Dominion Resources, Inc. Securities, Series 2005-6 · Announcement

23:00

  1. 23:27
    JHI John Hancock Investors Trust · Proxy statement
  2. 23:27
    JHS John Hancock Income Securities Trust · Proxy statement
  3. 23:27
    HPS John Hancock Preferred Income Fund III · Proxy statement
  4. 23:27
    PDT John Hancock Premium Dividend Fund · Proxy statement
  5. 23:27
    BTO John Hancock Financial Opportunities Fund · Proxy statement
  6. 23:37
    HPF John Hancock Preferred Income Fund II · Proxy statement
  7. 23:37
    HPI John Hancock Preferred Income Fund · Proxy statement
  8. 23:37
    HTD John Hancock Tax-Advantaged Dividend Income Fund · Proxy statement

10:00

  1. 10:30
    CMS-PB Consumers Energy Co · New agreement

13:00

  1. 13:17
    AIFU Aifu Inc. · Stake amended

14:00

  1. 14:13
    LBSR Liberty Star Uranium & Metals Corp. · Current report

15:00

  1. 15:47
    LNAI Lunai Bioworks Inc. · Quarterly report

19:00

  1. 19:02
    CLRO Clearone Inc · Announcement
  2. 19:40
    AURX Nuo Therapeutics, Inc. · New debt · Unregistered shares sold · New agreement

—

  1. —
    AMLM American Lithium Minerals, Inc. · Current report
17 of 17

Index

Forms filed

  • Foreign issuer report6-K27
  • Insider filing421
  • Proxy statementDEF 14A8
  • Current report8-K7
  • 40-17G/A4
  • Asset-backed distribution report10-D2
  • F-X2
  • N-CSR2
  • N-CSRS2
  • Preliminary proxy statementPRE 14A2
  • Employee plan registrationS-82
  • Quarterly report10-Q1
  • Delisting251
  • Prospectus supplement424B31
  • 6-K/A1
  • Exchange listing8-A12B1
  • Exempt offering noticeD1
  • Exempt offering notice, amendedD/A1
  • Proxy materialDEFA14A1
  • F-101
  • Free writing prospectusFWP1
  • N-30B-21
  • NSAR-B1
  • POS AM1
  • Stake amendedSC 13D/A1

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