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What covered companies filed with the SEC, day by day.

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  9. 28
‹ Fri, Nov 25, 2011

Monday, November 28, 2011

179 filings · 143 companiesAll checks passed · Updated Oct 31

Tue, Nov 29, 2011 ›
The dayMonday, November 28

By time of day

33 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Reports

3 quarterly · 2 annual
  1. Thor Industries IncTHO · 10-Q · Oct 31 · 21:35
    $673.00M+10.9%
  2. Unifi IncUFI · 10-Q/A · Sep 25 · 17:12
    $171.01M2.3%
  3. Flux Power Holdings, Inc.FLUX · 10-Q/A · Sep 30 · 12:48
    $582.00K—
  4. Skyworks Solutions, Inc.SWKS · 10-K · Nov 22 · —
    ——
  5. Azenta, Inc.AZTA · 10-K · Nov 10 · —
    ——

Insiders

44 filings
Purchases$2.80M38 filings
Sales$1.14M6 filings
KROKronos Worldwide Inc · Harold C Simmons, Chairman of the Board$1.82MPurchase · 100,000 sh
GRBKGreen Brick Partners, Inc. · Edelman Thomas J, 10% owner$746.62KSale · 1,283,077 sh
MHLAMaiden Holdings, Ltd. · Barry D Zyskind, Director$184.15KPurchase · 23,340 sh
CNXNPC Connection Inc · David Hall, Director$155.99KSale · 14,800 sh
NLNLI Holdings, Inc. · Harold C Simmons, Chairman of the Board & CEO$121.31KPurchase · 10,000 sh
WHGWestwood Holdings Group Inc · Mark Freeman, Co-Chief Investment Officer$111.15KSale · 3,000 sh
Open insider activity

Agreements

5 filings
  1. 16:54TGTX TG Therapeutics, Inc. · New agreement
  2. 16:27OTLC Oncotelic Therapeutics, Inc. · Unregistered shares sold · New agreement
  3. 15:30FRT Federal Realty Investment Trust · New debt · New agreement
  4. 14:06GTHP Guided Therapeutics Inc · Unregistered shares sold · New agreement (amended)
  5. 09:15GTHP Guided Therapeutics Inc · Unregistered shares sold · New agreement

Officers and directors

3 filings
  1. 16:59NEGG Newegg Commerce, Inc. · Officers or directors
  2. 16:48EMMA Emmaus Life Sciences, Inc. · Officers or directors
  3. 11:57BNC BNB Standard Corp · Officers or directors

Filings

33 listed

08:00

  1. 08:57
    IMNN Imunon, Inc. · Investor disclosure

09:00

  1. 09:15
    GTHP Guided Therapeutics Inc · Unregistered shares sold · New agreement
  2. 09:56
    IEP Icahn Enterprises L.P. · Delisting notice

11:00

  1. 11:57
    BNC BNB Standard Corp · Officers or directors

12:00

  1. 12:48
    FLUX Flux Power Holdings, Inc. · Amended quarterly report

13:00

  1. 13:35
    MZTI Marzetti Co · Announcement
  2. 13:48
    NSLR Neostellar Capital Corp. · Announcement

14:00

  1. 14:00
    TULP Bloomia Holdings, Inc. · Announcement
  2. 14:06
    GTHP Guided Therapeutics Inc · Unregistered shares sold · New agreement (amended)
  3. 14:31
    SRXH SRX Global Inc. · Late filing notice

15:00

  1. 15:25
    JAKK Jakks Pacific Inc · Announcement
  2. 15:30
    FRT Federal Realty Investment Trust · New debt · New agreement
  3. 15:39
    EMMA Emmaus Life Sciences, Inc. · Stake reported
  4. 15:49
    MTEX Mannatech Inc · Proxy statement

16:00

  1. 16:27
    OTLC Oncotelic Therapeutics, Inc. · Unregistered shares sold · New agreement
  2. 16:48
    EMMA Emmaus Life Sciences, Inc. · Officers or directors
  3. 16:54
    TGTX TG Therapeutics, Inc. · New agreement
  4. 16:59
    NEGG Newegg Commerce, Inc. · Officers or directors

17:00

  1. 17:05
    INBP Integrated Biopharma Inc · Shareholder vote
  2. 17:12
    UFI Unifi Inc · Amended quarterly report
  3. 17:16
    GRBK Green Brick Partners, Inc. · Stake amended

18:00

  1. 18:59
    CREG Smart Powerr Corp. · Unregistered shares sold

19:00

  1. 19:11
    AWCA Awaysis Capital, Inc. · Proxy statement
  2. 19:59
    FKYS First Keystone Corp · Announcement

21:00

  1. 21:35
    THO Thor Industries Inc · Quarterly report
  2. 21:41
    VEON Veon Ltd. · Stake amended

22:00

  1. 22:01
    BYFC Broadway Financial Corp de · Delisting notice
  2. 22:29
    PHI PLDT Inc. · Stake amended

—

  1. —
    SWKS Skyworks Solutions, Inc. · Annual report, FY2011
  2. —
    RMSL RemSleep Holdings Inc. · Current report
  3. —
    AZTA Azenta, Inc. · Annual report, FY2011
  4. —
    XTNT Xtant Medical Holdings, Inc. · Current report
  5. —
    MHLA Maiden Holdings, Ltd. · Current report
33 of 33

Index

Forms filed

  • Insider filing462
  • Foreign issuer report6-K29
  • Current report8-K20
  • N-Q13
  • Proxy materialDEFA14A8
  • CORRESP4
  • NSAR-A4
  • UPLOAD4
  • Stake amendedSC 13D/A3
  • Annual report10-K2
  • Amended quarterly report10-Q/A2
  • Initial ownership32
  • Prospectus supplement424B32
  • Annual ownership52
  • Proxy statementDEF 14A2
  • NSAR-B2
  • Passive stake reportedSC 13G2
  • Quarterly report10-Q1
  • Initial ownership, amended3/A1
  • 40-331
  • 485APOS1
  • Insider filing, amended4/A1
  • Current report (amended)8-K/A1
  • APP WD1
  • APP WD/A1
  • CT ORDER1
  • F-6EF1
  • N-30D1
  • N-30D/A1
  • N-CSR1
  • Late filing noticeNT 10-K1
  • Stake reportedSC 13D1
  • SC TO-I/A1

36 companies

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