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What covered companies filed with the SEC, day by day.

  1. 23
  2. 25
  3. 28
  4. 29
  5. 30
  6. 1
  7. 2
  8. 5
  9. 6
‹ Mon, Dec 5, 2011

Tuesday, December 6, 2011

220 filings · 165 companiesAll checks passed · Updated Oct 31

Wed, Dec 7, 2011 ›
The dayTuesday, December 6

By time of day

68 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

17 without a time on file

Results

3 announced

After-hours3

  • 16:36MINDMind Technology, Inc
  • 16:47HOFTHooker Furnishings Corp
  • 21:06OXMOxford Industries Inc

Reports

8 quarterly · 5 annual
  1. Dillard's, Inc.DDS · 10-Q · Oct 29 · —
    $1.42B+3.2%
  2. J&J Snack Foods CorpJJSF · 10-K · Sep 24 · 11:04
    $744.07M+6.8%
  3. TripAdvisor, Inc.TRIP · 10-Q · Sep 30 · —
    $180.80M—
  4. Citi Trends IncCTRN · 10-Q · Oct 29 · 10:02
    $143.07M+2.2%
  5. Liquidmetal Technologies IncLQMT · 10-K/A · Dec 31 · —
    $20.57M—
  6. Ainos, Inc.AIMD · 10-Q/A · Sep 30 · 22:04
    $50.48K+3,571.3%
  7. SRX Global Inc.SRXH · 10-K · Aug 31 · 00:32
    $0.00—
  8. Concrete Leveling Systems IncCLEV · 10-Q · Oct 31 · 13:58
    $0.00−100.0%
  9. Abercrombie & Fitch CoANF · 10-Q · Dec 2 · —
    ——
  10. Kun Peng International Ltd.KPEA · 10-K · Sep 30 · —
    ——

Insiders

37 filings
Purchases$18.53M17 filings
Sales$24.54M20 filings
PLOWDouglas Dynamics, Inc · Aurora Capital Partners II L P, 10% owner$21.67MSale · 1,520,779 sh
TSLXSixth Street Specialty Lending, Inc. · MSSB TPG Specialty Lending Onshore Feeder Fund, 10% owner$18.30MPurchase · 18,517 sh
ZUMZZumiez Inc · Thomas D Campion, Chairman of Board of Directors$1.00MSale · 33,423 sh
HAINHain Celestial Group Inc · IRA J Lamel, Executive Vice President & CFO$737.15KSale · 20,000 sh
MMSIMerit Medical Systems Inc · Michael e Stillabower, Director$262.92KSale · 19,213 sh
VHCVirnetX Holding Corp · Robert D Short III, CTO & CSO$154.07KSale · 7,000 sh
Open insider activity

Agreements

13 filings
  1. 22:05BGS B&G Foods, Inc. · Agreement ended · Acquisition or sale completed · New debt · New agreement
  2. 21:07RHEP Regional Health Properties, Inc · New debt · New agreement
  3. 21:05ETI-P Entergy Texas, Inc. · New agreement
  4. 20:48HRB H&R Block Inc · Agreement ended · Acquisition or sale completed
  5. 16:54SAIA Saia Inc · New debt · New agreement
  6. 16:05ENJ Entergy New Orleans, LLC · New agreement
  7. 15:33IMNN Imunon, Inc. · Unregistered shares sold · New agreement
  8. 14:47NFTM Buildablock Corp. · New agreement

Officers and directors

3 filings
  1. 16:58UI Ubiquiti Inc. · Officers or directors
  2. 15:46CHEV Charging Robotics Inc. · Officers or directors
  3. 12:19FNLC First Bancorp, Inc · Officers or directors

Filings

68 listed

17:00

  1. 17:33
    KRO Kronos Worldwide Inc · Investor disclosure
  2. 17:35
    CAKE Cheesecake Factory Inc · Announcement

19:00

  1. 19:44
    APPS Digital Turbine, Inc. · Stake amended
  2. 19:45
    APPS Digital Turbine, Inc. · Stake reported

23:00

  1. 23:29
    PAA Plains ALL American Pipeline LP · Investor disclosure

00:00

  1. 00:32
    SRXH SRX Global Inc. · Annual report

09:00

  1. 09:17
    SVBL Silver Bull Resources, Inc. · New agreement
  2. 09:30
    SLS SELLAS Life Sciences Group, Inc. · Unregistered shares sold · New agreement

10:00

  1. 10:02
    CTRN Citi Trends Inc · Quarterly report
  2. 10:11
    LXFR Luxfer Holdings PLC · Amended registration statement
  3. 10:28
    CVV CVD Equipment Corp · New agreement
  4. 10:41
    UNF Unifirst Corp · Proxy statement

11:00

  1. 11:00
    GTY Getty Realty Corp · Announcement
  2. 11:01
    SR Spire Inc · Investor disclosure
  3. 11:02
    FAF First American Financial Corp · Investor disclosure
  4. 11:04
    JJSF J&J Snack Foods Corp · Annual report
  5. 11:15
    FAF First American Financial Corp · Stake amended

12:00

  1. 12:19
    FNLC First Bancorp, Inc · Officers or directors
  2. 12:40
    PLX Protalix BioTherapeutics, Inc. · Announcement
  3. 12:41
    HE Hawaiian Electric Industries Inc · New debt · New agreement

13:00

  1. 13:00
    AUMN Golden Minerals Co · Agreement ended
  2. 13:58
    CLEV Concrete Leveling Systems Inc · Quarterly report

14:00

  1. 14:47
    NFTM Buildablock Corp. · New agreement

15:00

  1. 15:16
    FRFHF Fairfax Financial Holdings Ltd · Stake amended
  2. 15:33
    IMNN Imunon, Inc. · Unregistered shares sold · New agreement
  3. 15:43
    DHC Diversified Healthcare Trust · Announcement
  4. 15:46
    CHEV Charging Robotics Inc. · Officers or directors

16:00

  1. 16:01
    CASY Casey's General Stores Inc · Announcement
  2. 16:05
    ENJ Entergy New Orleans, LLC · New agreement
  3. 16:13
    INFU InfuSystem Holdings, Inc · Stake reported
  4. 16:26
    IPI Intrepid Potash, Inc. · Investor disclosure
  5. 16:36
    MIND Mind Technology, Inc · Results, after-hours
  6. 16:39
    CGNX Cognex Corp · Shareholder vote
  7. 16:45
    USBC Usbc, Inc. · Amended registration statement
  8. 16:45
    NSSC Napco Security Technologies, Inc · Shareholder vote
  9. 16:45
    WAFD Wafd Inc · Proxy statement
  10. 16:47
    HOFT Hooker Furnishings Corp · Results, after-hours
  11. 16:54
    SAIA Saia Inc · New debt · New agreement
  12. 16:58
    UI Ubiquiti Inc. · Officers or directors

17:00

  1. 17:00
    RCON Recon Technology, Ltd · Restated financials · Delisting notice
40 of 68

Index

Forms filed

  • Insider filing472
  • Current report8-K42
  • Foreign issuer report6-K35
  • Initial ownership310
  • UPLOAD10
  • Quarterly report10-Q7
  • Stake amendedSC 13D/A6
  • CORRESP5
  • Annual report10-K4
  • Insider filing, amended4/A3
  • Prospectus supplement424B22
  • Prospectus supplement424B52
  • Exempt offering noticeD2
  • Proxy statementDEF 14A2
  • Stake reportedSC 13D2
  • Passive stake reportedSC 13G2
  • 10-12G/A1
  • Amended annual report10-K/A1
  • Amended quarterly report10-Q/A1
  • Prospectus supplement424B31
  • Merger communication4251
  • CERTNAS1
  • DEFR14A1
  • Amended registration statementF-1/A1
  • F-3/A1
  • Free writing prospectusFWP1
  • N-14 8C1
  • PRER14C1
  • Amended registration statementS-1/A1
  • SC TO-C1

72 companies

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