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What covered companies filed with the SEC, day by day.

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‹ Mon, Apr 9, 2012

Tuesday, April 10, 2012

227 filings · 170 companiesAll checks passed · Updated Oct 31

Wed, Apr 11, 2012 ›
The dayTuesday, April 10

By time of day

60 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

11 without a time on file

Results

3 announced

After-hours3

  • 19:06RGSRegis Corp
  • 16:16HOFTHooker Furnishings Corp
  • 16:26DAIOData I/O Corp

Reports

6 quarterly · 3 annual
  1. Simulations Plus, Inc.— · 10-Q · Feb 29 · 23:04
    $2.79M+6.4%
  2. Astrana Health, Inc.ASTH · 10-Q/A · Oct 31 · 10:39
    $1.43M+40.5%
  3. Astrana Health, Inc.ASTH · 10-Q/A · Jul 31 · 10:38
    $1.09M+5.2%
  4. Astrana Health, Inc.ASTH · 10-Q/A · Apr 30 · 10:36
    $1.04M—
  5. Lithium CorpLTUM · 10-K/A · Dec 31 · —
    $0.00—
  6. CV Sciences, Inc.CVSI · 10-K · Dec 31 · 15:55
    ——
  7. Lowe's Companies IncLOW · 10-K/A · Mar 30 · —
    ——
  8. SolarWindow Technologies, Inc.WNDW · 10-Q · Feb 29 · —
    ——
  9. Levi Strauss & CoLEVI · 10-Q · Apr 5 · —
    ——

Insiders

19 filings
Purchases$4.89M9 filings
Sales$3.23M10 filings
ENPHEnphase Energy, Inc. · Point LLC Third, Director$4.58MPurchase · 763,888 sh
AGIGAbundia Global Impact Group, Inc. · Orrie LEE Tawes, Director$947.17KSale · 231,800 sh
LOPEGrand Canyon Education, Inc. · Brent D. Richardson, Executive Chairman$562.32KSale · 34,300 sh
EGYVaalco Energy Inc · Frederick W Brazelton, Director$551.40KSale · 60,000 sh
AEISAdvanced Energy Industries Inc · Douglas S Schatz, Director$392.72KSale · 32,684 sh
EGYVaalco Energy Inc · Gayla M Cutrer, Corporate Secretary$277.20KSale · 30,000 sh
Open insider activity

Agreements

6 filings
  1. 16:08IOVA Iovance Biotherapeutics, Inc. · New debt
  2. 15:53MTH Meritage Homes CORP · New debt · New agreement
  3. 14:56MITT TPG Mortgage Investment Trust, Inc. · New debt · New agreement
  4. 08:43PKBK Parke Bancorp, Inc. · New agreement
  5. 01:19BLGO Biolargo, Inc. · New agreement
  6. 22:25PHIO Phio Pharmaceuticals Corp. · New agreement

Officers and directors

3 filings
  1. 21:15AWHL Aspira Women's Health Inc. · Auditor change · Officers or directors
  2. 11:14INN Summit Hotel Properties, Inc. · Officers or directors
  3. 00:38EWBC East West Bancorp Inc · Officers or directors

Filings

60 listed

17:00

  1. 17:38
    JVA Coffee Holding Co Inc · Stake amended
  2. 17:41
    JVA Coffee Holding Co Inc · Stake amended

19:00

  1. 19:06
    RGS Regis Corp · Results, after-hours
  2. 19:25
    HE Hawaiian Electric Industries Inc · Announcement

22:00

  1. 22:19
    WAFD Wafd Inc · Merger communication
  2. 22:20
    WAFD Wafd Inc · Announcement
  3. 22:25
    PHIO Phio Pharmaceuticals Corp. · New agreement
  4. 22:27
    INUV Inuvo, Inc. · Investor disclosure

23:00

  1. 23:04
    — Simulations Plus, Inc. · Quarterly report

00:00

  1. 00:38
    EWBC East West Bancorp Inc · Officers or directors

01:00

  1. 01:19
    BLGO Biolargo, Inc. · New agreement

06:00

  1. 06:06
    AIN Albany International Corp · Proxy statement

08:00

  1. 08:03
    TBCH Turtle Beach Corp · Stake amended
  2. 08:43
    PKBK Parke Bancorp, Inc. · New agreement

09:00

  1. 09:00
    USBC Usbc, Inc. · Announcement
  2. 09:31
    HL Hecla Mining Co · Proxy statement

10:00

  1. 10:04
    JUVF Juniata Valley Financial Corp · Proxy statement
  2. 10:36
    ASTH Astrana Health, Inc. · Amended quarterly report
  3. 10:38
    ASTH Astrana Health, Inc. · Amended quarterly report
  4. 10:39
    ASTH Astrana Health, Inc. · Amended quarterly report

11:00

  1. 11:13
    RES RPC Inc · Announcement
  2. 11:14
    INN Summit Hotel Properties, Inc. · Officers or directors

14:00

  1. 14:08
    MSEX Middlesex Water Co · Proxy statement
  2. 14:56
    MITT TPG Mortgage Investment Trust, Inc. · New debt · New agreement

15:00

  1. 15:03
    TACT Transact Technologies Inc · Stake amended
  2. 15:39
    IBOC International Bancshares Corp · Announcement
  3. 15:45
    BKTI BK Technologies Corp · Proxy statement
  4. 15:47
    AERG Applied Energetics, Inc. · Shareholder vote
  5. 15:53
    MTH Meritage Homes CORP · New debt · New agreement
  6. 15:55
    CVSI CV Sciences, Inc. · Annual report
  7. 15:58
    SLS SELLAS Life Sciences Group, Inc. · Announcement

16:00

  1. 16:05
    CROX Crocs, Inc. · Proxy statement
  2. 16:08
    IOVA Iovance Biotherapeutics, Inc. · New debt
  3. 16:16
    HOFT Hooker Furnishings Corp · Results, after-hours
  4. 16:26
    DAIO Data I/O Corp · Results, after-hours
  5. 16:27
    OI O-I Glass, Inc. · Investor disclosure
  6. 16:28
    CECO Ceco Environmental Corp · Stake amended
  7. 16:31
    PURE Pure Bioscience, Inc. · Registration statement
  8. 16:31
    CECO Ceco Environmental Corp · Proxy statement

17:00

  1. 17:05
    CUBE CubeSmart · Proxy statement
40 of 60

Index

Forms filed

  • Insider filing443
  • Foreign issuer report6-K33
  • Current report8-K29
  • Passive stake amendedSC 13G/A28
  • Proxy statementDEF 14A12
  • Initial ownership38
  • Annual report to shareholdersARS7
  • Proxy materialDEFA14A6
  • Stake amendedSC 13D/A6
  • Passive stake reportedSC 13G6
  • Prospectus supplement424B35
  • 13F-HR/A4
  • UPLOAD4
  • Quarterly report10-Q3
  • Amended quarterly report10-Q/A3
  • POS AM3
  • Amended annual report10-K/A2
  • Merger communication4252
  • CERTNYS2
  • CORRESP2
  • Preliminary proxy statementPRE 14A2
  • PRE 14C2
  • Asset-backed distribution report10-D1
  • Annual report10-K1
  • Insider filing, amended4/A1
  • 6-K/A1
  • CT ORDER1
  • Exempt offering notice, amendedD/A1
  • Information statementDEF 14C1
  • EFFECT1
  • N-CSRS1
  • Registration statementS-11
  • Shelf registrationS-31
  • Amended shelf registrationS-3/A1
  • S-3ASR1
  • Merger registrationS-41
  • Stake reportedSC 13D1

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