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What covered companies filed with the SEC, day by day.

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‹ Wed, Jun 20, 2012

Thursday, June 21, 2012

230 filings · 144 companiesAll checks passed · Updated Oct 31

Fri, Jun 22, 2012 ›
The dayThursday, June 21
Delisting noticesSNOA20:36

By time of day

56 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

17 without a time on file

Reports

1 quarterly · 3 annual
  1. Cyanotech CorpCYAN · 10-K · Mar 31 · —
    $24.63M+46.4%
  2. Sonoma Pharmaceuticals, Inc.SNOA · 10-K · Mar 31 · 20:43
    $12.74M+30.7%
  3. Alkaline Water Co IncWTER · 10-Q · Feb 29 · —
    $0.00—
  4. Honda Motor Co LtdHMC · 20-F · Mar 31 · 10:21
    ——

Insiders

27 filings
Purchases$781.07K16 filings
Sales$3.06M11 filings
SHOOSteven Madden, Ltd. · Robert Schmertz, Brand Director$1.54MSale · 42,188 sh
NAGENiagen Bioscience, Inc. · Frost Phillip MD et AL, 10% owner$390.00KPurchase · 600,000 sh
DWSNDawson Geophysical Co · William J Barrett, Director$325.41KSale · 31,491 sh
AMNAMN Healthcare Services Inc · Goldman Sachs & Co, 10% owner$310.28KSale · 50,279 sh
WERNWerner Enterprises Inc · H Marty Nordlund, Sr. Exec VP-Specialized Svcs.$302.76KSale · 12,250 sh
RYNRayonier Inc · Charles Margiotta, SR VP, REAL ESTATE$220.25KSale · 5,000 sh
Open insider activity

Agreements

4 filings
  1. 21:19CVM CEL SCI Corp · Change in control · New agreement
  2. 20:45BRTX BioRestorative Therapies, Inc. · New agreement
  3. 20:22RHEP Regional Health Properties, Inc · New debt · New agreement
  4. 19:34PCSV PCS Edventures!, Inc. · New debt

Officers and directors

5 filings
  1. 17:30INFU InfuSystem Holdings, Inc · Officers or directors
  2. 16:10AB Alliancebernstein Holding L.P. · Officers or directors
  3. 13:56LAKE Lakeland Industries Inc · Shareholder vote · Officers or directors
  4. 11:51CAPR Capricor Therapeutics, Inc. · Officers or directors
  5. 08:11CDXS Codexis, Inc. · Officers or directors

Filings

56 listed

17:00

  1. 17:47
    FLUX Flux Power Holdings, Inc. · Announcement

18:00

  1. 18:28
    DLHC DLH Holdings Corp. · Unregistered shares sold

19:00

  1. 19:17
    CLW Clearwater Paper Corp · Announcement

06:00

  1. 06:01
    PEBK Peoples Bancorp of North Carolina Inc · Amended registration statement

07:00

  1. 07:52
    SFST Southern First Bancshares Inc · Amended registration statement

08:00

  1. 08:11
    CDXS Codexis, Inc. · Officers or directors

09:00

  1. 09:18
    PECO Phillips Edison & Company, Inc. · Announcement

10:00

  1. 10:20
    DXPE DXP Enterprises Inc · Shareholder vote
  2. 10:21
    HMC Honda Motor Co Ltd · Annual report
  3. 10:59
    FBIO Fortress Biotech, Inc. · Amended registration statement

11:00

  1. 11:16
    CFBK CF Bankshares Inc. · Announcement
  2. 11:24
    VIRC Virco MFG Corporation · Bylaws or fiscal year changed · Shareholder vote
  3. 11:51
    CAPR Capricor Therapeutics, Inc. · Officers or directors

12:00

  1. 12:25
    TAOP Taoping Inc. · Merger communication
  2. 12:47
    TAOP Taoping Inc. · Merger communication

13:00

  1. 13:56
    LAKE Lakeland Industries Inc · Shareholder vote · Officers or directors

14:00

  1. 14:21
    XWEL Xwell, Inc. · Merger communication
  2. 14:24
    BCBP BCB Bancorp Inc · Announcement
  3. 14:30
    ESOA Energy Services of America CORP · Shareholder vote

16:00

  1. 16:06
    IRD Opus Genetics, Inc. · Shareholder vote
  2. 16:07
    SVRA Savara Inc · Shareholder vote
  3. 16:08
    AWRE Aware Inc · Acquisition or sale completed
  4. 16:10
    AB Alliancebernstein Holding L.P. · Officers or directors
  5. 16:17
    FNLC First Bancorp, Inc · Announcement
  6. 16:31
    CAKE Cheesecake Factory Inc · Announcement
  7. 16:31
    CQP Cheniere Energy Partners, L.P. · Stake amended
  8. 16:55
    — Clear Channel Outdoor Holdings, Inc. · Announcement

17:00

  1. 17:18
    IVDA Iveda Solutions, Inc. · Shareholder vote
  2. 17:30
    INFU InfuSystem Holdings, Inc · Officers or directors

19:00

  1. 19:34
    PCSV PCS Edventures!, Inc. · New debt

20:00

  1. 20:22
    RHEP Regional Health Properties, Inc · New debt · New agreement
  2. 20:26
    ITP IT Tech Packaging, Inc. · Investor disclosure
  3. 20:36
    SNOA Sonoma Pharmaceuticals, Inc. · Delisting notice
  4. 20:37
    ELTP Elite Pharmaceuticals Inc · Announcement
  5. 20:42
    INSG Inseego Corp. · Announcement
  6. 20:43
    SNOA Sonoma Pharmaceuticals, Inc. · Annual report
  7. 20:45
    BRTX BioRestorative Therapies, Inc. · New agreement

21:00

  1. 21:19
    CVM CEL SCI Corp · Change in control · New agreement
  2. 21:21
    MIDD Middleby Corp · Announcement

—

  1. —
    UTGN UTG Inc · Current report
40 of 56

Index

Forms filed

  • Insider filing477
  • Current report8-K39
  • Foreign issuer report6-K24
  • Initial ownership310
  • UPLOAD8
  • CORRESP7
  • S-3ASR5
  • Amended registration statementS-1/A4
  • Employee plan annual report11-K3
  • Prospectus supplement424B33
  • Prospectus supplement424B53
  • Merger communication4253
  • DEFC14A3
  • Free writing prospectusFWP3
  • Annual report10-K2
  • 4972
  • CT ORDER2
  • Exempt offering noticeD2
  • EFFECT2
  • POS EX2
  • Stake reportedSC 13D2
  • Stake amendedSC 13D/A2
  • Quarterly report10-Q1
  • 15-15D1
  • 15F-12G1
  • Annual report20-F1
  • Insider filing, amended4/A1
  • Exchange listing8-A12B1
  • Proxy statementDEF 14A1
  • Information statementDEF 14C1
  • DEFR14A1
  • F-101
  • F-41
  • F-X1
  • N-8F ORDR1
  • N-CSRS1
  • N-Q1
  • Registration statementS-11
  • S-1MEF1
  • Shelf registrationS-31
  • Merger registrationS-41
  • Employee plan registrationS-81
  • S-8 POS1
  • SC TO-I/A1

58 companies

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