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What covered companies filed with the SEC, day by day.

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‹ Thu, Jul 5, 2012

Friday, July 6, 2012

201 filings · 152 companiesAll checks passed · Updated Oct 31

Mon, Jul 9, 2012 ›

Front page4 By time of day Results1 Reports10 Insiders15 Agreements14 Officers and directors11 Filings63 Index

Nothing from your lists

By time of day

63 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

11 without a time on file

Results

1 announced

Nothing from your lists

Reports

6 quarterly · 4 annual

CompanyRevenueOn the year

Fuller H B CoFUL · 10-Q · Nov 30 · —
$533.53M+4.0%

Nothing from your lists

Insiders

15 filings

Purchases$10.46K2 filings

Sales$15.05M13 filings

MIDDMiddleby Corp · Selim a Bassoul, CEO, Chairman, President$10.00MSale · 100,000 sh

Nothing from your lists

Agreements

14 filings

21:01SLRC SLR Investment Corp. · New debt · New agreement
20:46

Nothing from your lists

Officers and directors

11 filings

21:04ASYS Amtech Systems Inc · Officers or directors
19:56

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Filings

63 listed

Find a company, form or word

18:00

18:01THRC
THRC Havana Roasters Coffee Companies, Inc. · Unregistered shares sold

22:00

22:52CNBX
CNBX CNBX Pharmaceuticals Inc. · Quarterly report

00:00

00:51WAFD
WAFD Wafd Inc · Officers or directors
00:55INSG
INSG Inseego Corp. · Officers or directors

01:00

01:24MITK
MITK Mitek Systems Inc · New agreement

06:00

06:11GFASY
GFASY Gafisa S.A. · Amended annual report
06:15GFASY
GFASY Gafisa S.A. · Annual report
06:19GFASY
GFASY Gafisa S.A. · Annual report

08:00

08:45CMS-PB
CMS-PB Consumers Energy Co · Investor disclosure

10:00

10:10CVU
CVU CPI Aerostructures Inc · Current report (amended)
10:15OMCC
OMCC Old Market Capital Corp · Officers or directors

12:00

12:05RHI
RHI Robert Half Inc. · Announcement
12:15HDSN
HDSN Hudson Technologies Inc · Proxy statement

14:00

14:00YHGJ
YHGJ Yunhong Green CTI Ltd. · Auditor change
14:12MYE
MYE Myers Industries Inc · Announcement
14:32PB
PB Prosperity Bancshares Inc · Merger communication
14:34PB
PB Prosperity Bancshares Inc · Acquisition or sale completed · Officers or directors
14:36SPH
SPH Suburban Propane Partners LP · Merger communication
14:38SPH
SPH Suburban Propane Partners LP · New agreement

15:00

15:21—
— NewStream Energy Technologies Group Inc · Unregistered shares sold · New agreement
15:30OPHC
OPHC OptimumBank Holdings, Inc. · New agreement · Officers or directors
15:50MKTX
MKTX MarketAxess Holdings Inc · Amended annual report
15:52IVT
IVT InvenTrust Properties Corp. · New agreement
15:58MKTX
MKTX MarketAxess Holdings Inc · Amended quarterly report

16:00

16:01SWKHL
SWKHL SWK Holdings Corp · Officers or directors
16:14ASUR
ASUR Asure Software Inc · Acquisition or sale completed · New debt · Unregistered shares sold · New agreement
16:18LFVN
LFVN Lifevantage Corp · New agreement
16:19AMRN
AMRN Amarin Corp PLC · Announcement
16:33ECIA
ECIA Encision Inc · Proxy statement
16:39PTN
PTN Palatin Technologies Inc · Unregistered shares sold · New agreement
16:39PEB
PEB Pebblebrook Hotel Trust · Investor disclosure

17:00

17:04XXII
XXII 22nd Century Group, Inc. · Officers or directors
17:06GSTX
GSTX Graphene & Solar Technologies Ltd · Unregistered shares sold
17:11PURE
PURE Pure Bioscience, Inc. · Unregistered shares sold · New agreement
17:14IOVA
IOVA Iovance Biotherapeutics, Inc. · New agreement
17:16SLS
SLS SELLAS Life Sciences Group, Inc. · Officers or directors
17:16LFCR
LFCR Lifecore Biomedical, Inc. · Current report (amended)
17:20HAIN
HAIN Hain Celestial Group Inc · Officers or directors
17:23RES
RES RPC Inc · Announcement
17:25MNRO
MNRO Monro, Inc. · Proxy statement

40 of 63

Index

Forms filed

Insider filing451
Current report8-K41
Foreign issuer report6-K22
Proxy materialDEFA14A11
EFFECT6
UPLOAD

63 companies

Find a company

#

22nd Century Group, Inc.XXII

A

Amarin Corp PLCAMRN
American Vanguard CorpAVD
Amtech Systems IncASYS
Asure Software IncASUR

B

Burzynski Research Institute Inc

C

Camden Property TrustCPT
CarMax IncKMX
Clarus CorpCLAR×2
CNBX Pharmaceuticals Inc.CNBX
Consolidated Water Co. Ltd.CWCO
Consumers Energy CoCMS-PB
CPI Aerostructures IncCVU

D

DaVita Inc.DVA

E

Encision IncECIA

F

Full House Resorts IncFLL
Fuller H B CoFUL

G

Gafisa S.A.GFASY×3
Good Gaming, Inc.GMER
Graphene & Solar Technologies LtdGSTX

H

Hain Celestial Group IncHAIN
Havana Roasters Coffee Companies, Inc.THRC
Hudson Technologies IncHDSN

I

Inseego Corp.INSG
InvenTrust Properties Corp.IVT
Iovance Biotherapeutics, Inc.IOVA

L

Las Vegas Sands CorpLVS
Lifecore Biomedical, Inc.LFCR
Lifevantage CorpLFVN

M

MarketAxess Holdings IncMKTX×2
McEwen Inc.MUX
Middleby CorpMIDD
Mitek Systems IncMITK
Monro, Inc.MNRO
Myers Industries IncMYE

N

Nelnet IncNNI
NewStream Energy Technologies Group Inc

O

Old Market Capital CorpOMCC
Optex Systems Holdings IncOPXS
OptimumBank Holdings, Inc.OPHC
Orasure Technologies IncOSUR×3

P

Palatin Technologies IncPTN
Park Aerospace CorpPKE
Pebblebrook Hotel TrustPEB
Presidio Property Trust, Inc.SQFT
Prosperity Bancshares IncPB×2
Pure Bioscience, Inc.PURE

R

Regional Health Properties, IncRHEP
Robert Half Inc.RHI
RPC IncRES

S

Sabine Royalty TrustSBR
Safe Bulkers, Inc.SB
Scandium International Mining Corp.SCYYF
SELLAS Life Sciences Group, Inc.SLS
SLR Investment Corp.SLRC
Structured Products Corp Cred Enhance Corts TR for AON CAP aKTN
Suburban Propane Partners LPSPH×2
SWK Holdings CorpSWKHL

T

TD SYNNEX CorpSNX
Terreno Realty CorpTRNO

U

Ulta Beauty, Inc.ULTA

W

Wafd IncWAFD

Y

Yunhong Green CTI Ltd.YHGJ

YHGJYunhong Green CTI Ltd.·Auditor change·14:00

Yunhong Green CTI Ltd.: Auditor change

RHEP·Acquisition or sale completed · New debt · New agreement·20:03

Regional Health Properties, Inc: Acquisition or sale completed · New debt · New agreement

ASUR·Acquisition or sale completed · New debt · Unregistered shares sold · New agreement·16:14

Asure Software Inc: Acquisition or sale completed · New debt · Unregistered shares sold · New agreement

PB·Acquisition or sale completed · Officers or directors·14:34

Prosperity Bancshares Inc: Acquisition or sale completed · Officers or directors

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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After-hours1

18:35SBRSabine Royalty Trust

6

Quarterly report10-Q5

CORRESP5

N-CSRS4

Passive stake amendedSC 13G/A4

Initial ownership33

Current report (amended)8-K/A3

Exempt offering noticeD3

Proxy statementDEF 14A3

Amended annual report10-K/A2

Annual report20-F2

Amended annual report20-F/A2

Merger communication4252

Insider filing, amended4/A2

Annual report to shareholdersARS2

DFAN14A2

POS AM2

Amended quarterly report10-Q/A1

Institutional holdings13F-HR1

Prospectus supplement424B31

Exchange listing8-A12B1

Exchange listing8-A12G1

8-A12G/A1

CT ORDER1

F-10/A1

F-6 POS1

N-21

POS 8C1

PRER14A1

PRRN14A1

Amended registration statementS-1/A1

Shelf registrationS-31

Employee plan registrationS-81

Stake amendedSC 13D/A1

Passive stake reportedSC 13G1

MarketAxess Holdings IncMKTX · 10-K/A · Dec 31 · 15:50

$171.87M

+17.5%

MarketAxess Holdings IncMKTX · 10-Q/A · Mar 31 · 15:58

$50.74M+16.3%

Park Aerospace CorpPKE · 10-Q · May 27 · 19:11

$46.05M11.1%

CNBX Pharmaceuticals Inc.CNBX · 10-Q · May 31 · 22:52

——

Gafisa S.A.GFASY · 20-F · Dec 31 · 06:15

——

Gafisa S.A.GFASY · 20-F · Dec 31 · 06:19

——

Scandium International Mining Corp.SCYYF · 10-K/A · Dec 31 · —

——

TD SYNNEX CorpSNX · 10-Q · Jun 29 · —

——

CarMax IncKMX · 10-Q · Jun 30 · —

——

OSUROrasure Technologies Inc · Stephen R Lee, Exec. VP & CSO$796.97KSale · 62,021 sh

CPTCamden Property Trust · Dennis Steen, Senior VP, Finance and CFO$795.52KSale · 11,566 sh

OSUROrasure Technologies Inc · Douglas A Michels, President & CEO$788.16KSale · 60,000 sh

OSUROrasure Technologies Inc · Mark L Kuna, SVP & Controller$786.29KSale · 60,920 sh

ULTAUlta Beauty, Inc. · Robert S Guttman, SVP, General Counsel & Secr.$641.25KSale · 6,750 sh

Open insider activity

FLL Full House Resorts Inc · New debt · New agreement

20:08C

CLAR Clarus Corp · New agreement (amended)

20:03R

RHEP Regional Health Properties, Inc · Acquisition or sale completed · New debt · New agreement

17:14I

IOVA Iovance Biotherapeutics, Inc. · New agreement

17:11P

PURE Pure Bioscience, Inc. · Unregistered shares sold · New agreement

16:39P

PTN Palatin Technologies Inc · Unregistered shares sold · New agreement

16:18L

LFVN Lifevantage Corp · New agreement

AVD American Vanguard Corp · Officers or directors

17:20H

HAIN Hain Celestial Group Inc · Officers or directors

17:16S

SLS SELLAS Life Sciences Group, Inc. · Officers or directors

17:042

XXII 22nd Century Group, Inc. · Officers or directors

16:01S

SWKHL SWK Holdings Corp · Officers or directors

15:30O

OPHC OptimumBank Holdings, Inc. · New agreement · Officers or directors

14:34P

PB Prosperity Bancshares Inc · Acquisition or sale completed · Officers or directors

The dayFriday, July 6