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What covered companies filed with the SEC, day by day.

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‹ Thu, Jul 12, 2012

Friday, July 13, 2012

184 filings · 130 companiesAll checks passed · Updated Oct 31

Mon, Jul 16, 2012 ›
The dayFriday, July 13

By time of day

52 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

10 without a time on file

Results

4 announced

Pre-market1

  • 07:31OPTTOcean Power Technologies, Inc.

Market hours1

  • 15:04FIZZNational Beverage Corp

After-hours2

  • 16:19NHTCNatural Health Trends Corp
  • 20:13ATLOAmes National Corp

Reports

9 quarterly · 9 annual
  1. Emerson Radio CorpMSN · 10-K · Mar 31 · —
    $163.25M18.7%
  2. Kewaunee Scientific CorpKEQU · 10-K · Apr 30 · 14:58
    $102.85M+2.8%
  3. SemiLEDs CorpLEDS · 10-Q · May 31 · —
    $9.18M+63.9%
  4. Northern Technologies International CorpNTIC · 10-Q · May 31 · 08:00
    $7.80M+53.0%
  5. Ocean Power Technologies, Inc.OPTT · 10-K · Apr 30 · 14:07
    $5.74M14.2%
  6. Surge Components IncSPRS · 10-Q · May 31 · 16:13
    $5.60M+1.4%
  7. BAB, Inc.BABB · 10-Q · May 31 · 15:16
    $825.79K+4.2%
  8. Aura Systems IncAUSI · 10-Q · May 31 · 18:33
    $767.57K19.3%
  9. Pure Cycle CorpPCYO · 10-Q · May 31 · 17:27
    $57.57K9.5%
  10. Aeternum Health, Inc.AETN · 10-Q · May 31 · 10:21
    $9.00K—

Insiders

20 filings
Purchases$463.24K11 filings
Sales$1.97M9 filings
SCSCScansource, Inc. · Michael L Baur, CEO$877.19KSale · 30,000 sh
RGLDRoyal Gold Inc · Stanley Dempsey, Director$372.25KSale · 5,000 sh
MACMacerich Co · Hern Thomas e O, Senior EVP, Treasurer & CFO$234.52KSale · 4,000 sh
SFDSmithfield Foods Inc · Jerry H Godwin, President of Murphy-Brown, LLC$225.87KSale · 11,667 sh
SFDSmithfield Foods Inc · C Larry Pope, President and C.E.O.$192.60KPurchase · 10,000 sh
FFFutureFuel Corp. · Revelation Special Situations Fund Ltd, 10% owner$127.19KSale · 12,120 sh
Open insider activity

Agreements

5 filings
  1. 21:24PROP Prairie Operating Co. · New agreement · Officers or directors
  2. 16:21PURE Pure Bioscience, Inc. · New agreement (amended)
  3. 13:49FLUX Flux Power Holdings, Inc. · New agreement · Officers or directors
  4. 08:03CMS-PB Consumers Energy Co · New agreement
  5. 18:00DXPE DXP Enterprises Inc · New agreement

Officers and directors

4 filings
  1. 21:24PROP Prairie Operating Co. · New agreement · Officers or directors
  2. 19:10STCB Starco Brands, Inc. · Unregistered shares sold · Officers or directors
  3. 13:49FLUX Flux Power Holdings, Inc. · New agreement · Officers or directors
  4. 12:32SHMP NaturalShrimp Inc · Officers or directors

Filings

52 listed

18:00

  1. 18:00
    DXPE DXP Enterprises Inc · New agreement

07:00

  1. 07:31
    OPTT Ocean Power Technologies, Inc. · Results, pre-market
  2. 07:55
    ACAD Acadia Pharmaceuticals Inc · Announcement

08:00

  1. 08:00
    NTIC Northern Technologies International Corp · Quarterly report
  2. 08:03
    CMS-PB Consumers Energy Co · New agreement

09:00

  1. 09:21
    FSBW FS Bancorp, Inc. · Announcement
  2. 09:29
    VERU Veru Inc. · Investor disclosure

10:00

  1. 10:21
    AETN Aeternum Health, Inc. · Quarterly report
  2. 10:26
    FBIO Fortress Biotech, Inc. · Proxy statement

12:00

  1. 12:32
    SHMP NaturalShrimp Inc · Officers or directors

13:00

  1. 13:49
    FLUX Flux Power Holdings, Inc. · New agreement · Officers or directors

14:00

  1. 14:07
    OPTT Ocean Power Technologies, Inc. · Annual report
  2. 14:36
    CCEL Cryo Cell International Inc · Shareholder vote
  3. 14:37
    FRST Primis Financial Corp. · Acquisition or sale completed (amended)
  4. 14:49
    AMN AMN Healthcare Services Inc · Stake amended
  5. 14:58
    KEQU Kewaunee Scientific Corp · Annual report

15:00

  1. 15:04
    FIZZ National Beverage Corp · Results, market hours
  2. 15:15
    ASII Accredited Solutions, Inc. · Registration statement
  3. 15:16
    BABB BAB, Inc. · Quarterly report
  4. 15:28
    CFBK CF Bankshares Inc. · Announcement
  5. 15:51
    APYX Apyx Medical Corp · Shareholder vote

16:00

  1. 16:02
    CHUC Charlie's Holdings, Inc. · Auditor change
  2. 16:05
    OPNW OpenWorld, Inc. · Annual report
  3. 16:10
    CVCO Cavco Industries, Inc. · Shareholder vote
  4. 16:13
    SPRS Surge Components Inc · Quarterly report
  5. 16:19
    NHTC Natural Health Trends Corp · Results, after-hours
  6. 16:20
    — Simulations Plus, Inc. · Announcement
  7. 16:21
    PURE Pure Bioscience, Inc. · New agreement (amended)
  8. 16:22
    PHOS First Phosphate Corp. · Annual report
  9. 16:30
    PFIS Peoples Financial Services Corp. · Current report
  10. 16:44
    AB Alliancebernstein Holding L.P. · Investor disclosure

17:00

  1. 17:18
    UAVS AgEagle Aerial Systems Inc. · Announcement
  2. 17:27
    PCYO Pure Cycle Corp · Quarterly report

18:00

  1. 18:33
    AUSI Aura Systems Inc · Quarterly report

19:00

  1. 19:10
    STCB Starco Brands, Inc. · Unregistered shares sold · Officers or directors

20:00

  1. 20:13
    ATLO Ames National Corp · Results, after-hours
  2. 20:18
    RNGE Range Impact, Inc. · Annual report

21:00

  1. 21:16
    VHC VirnetX Holding Corp · Amended annual report
  2. 21:16
    VHC VirnetX Holding Corp · Amended quarterly report
  3. 21:16
    LGL LGL Group Inc · Proxy statement
40 of 52

Index

Forms filed

  • Insider filing465
  • Current report8-K27
  • Foreign issuer report6-K21
  • CORRESP9
  • Quarterly report10-Q8
  • UPLOAD8
  • Annual report10-K7
  • Initial ownership34
  • Exempt offering noticeD4
  • EFFECT4
  • Prospectus supplement424B32
  • Current report (amended)8-K/A2
  • Proxy statementDEF 14A2
  • Proxy voting recordN-PX2
  • Shelf registrationS-32
  • Stake amendedSC 13D/A2
  • Amended annual report10-K/A1
  • Amended quarterly report10-Q/A1
  • Notice of intent to sell1441
  • 15-12G1
  • Annual report20-F1
  • Prospectus supplement424B51
  • Insider filing, amended4/A1
  • Exchange listing8-A12B1
  • CERTNYS1
  • Proxy materialDEFA14A1
  • F-4/A1
  • POS AM1
  • PREC14A1
  • Registration statementS-11
  • Passive stake amendedSC 13G/A1

54 companies

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  • XOMA Royalty Corp×2