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What covered companies filed with the SEC, day by day.

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‹ Thu, Aug 30, 2012

Friday, August 31, 2012

272 filings · 199 companiesAll checks passed · Updated Oct 31

Mon, Sep 3, 2012 ›

Front page2 By time of day Reports28 Insiders32 Agreements10 Officers and directors8 Filings75 Index

Nothing from your lists

By time of day

75 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

31 without a time on file

Reports

24 quarterly · 4 annual

Nothing from your lists

Insiders

32 filings

Purchases$436.09K13 filings

Sales$5.79M19 filings

JOBGEE Group Inc. · Trinity HR Services LLC, 10% owner$2.24MSale · 9,325,281 sh

Nothing from your lists

Agreements

10 filings

20:10INLX Intellinetics, Inc. · New debt · New agreement
17:23

Nothing from your lists

Officers and directors

8 filings

21:04SSNC SS&C Technologies Holdings Inc · Officers or directors
20:43

Nothing from your lists

Filings

75 listed

Find a company, form or word

18:00

18:08QXO
QXO QXO, Inc. · Acquisition or sale completed (amended)

20:00

20:09HGYN
HGYN Hong Yuan Holding Group · Unregistered shares sold · New agreement

21:00

21:20CHEF
CHEF Chefs' Warehouse, Inc. · Officers or directors
21:59BKU
BKU BankUnited, Inc. · Officers or directors

10:00

10:48ARTNA
ARTNA Artesian Resources Corp · New agreement

11:00

11:06GURE
GURE Gulf Resources, Inc. · Proxy statement

12:00

12:00DAKT
DAKT Daktronics Inc · Quarterly report
12:14ZIVO
ZIVO Zivo Bioscience, Inc. · Amended quarterly report
12:46ABCP
ABCP AmBase Corp · Officers or directors

13:00

13:22NMEX
NMEX Northern Minerals & Exploration Ltd. · New agreement
13:36ESOA
ESOA Energy Services of America CORP · Officers or directors (amended)
13:51MYE
MYE Myers Industries Inc · Officers or directors

14:00

14:00CHSCP
CHSCP CHS Inc · Announcement
14:16OSPN
OSPN OneSpan Inc. · Amended quarterly report
14:39AMX
AMX America Movil SAB de CV · Stake amended
14:49OCC
OCC Optical Cable Corp · New agreement

15:00

15:22BIOF
BIOF Blue Biofuels, Inc. · Amended registration statement
15:48PECO
PECO Phillips Edison & Company, Inc. · Acquisition or sale completed · New agreement
15:55JANL
JANL Janel Corp · Amended quarterly report

16:00

16:03INVE
INVE INVE Technologies, Inc. · Amended quarterly report
16:07HROW
HROW Harrow, Inc. · Unregistered shares sold · New agreement
16:22NWBO
NWBO Northwest Biotherapeutics Inc · New debt · Unregistered shares sold · New agreement
16:31PHM
PHM Pultegroup Inc · Stake amended
16:32CDIX
CDIX Cardiff Lexington Corp · Quarterly report
16:38AOSL
AOSL Alpha & Omega Semiconductor Ltd · Annual report
16:56OGEN
OGEN Oragenics Inc · Registration statement

17:00

17:05IVR
IVR Invesco Mortgage Capital Inc. · New agreement
17:23ULH
ULH Universal Logistics Holdings, Inc. · New debt · New agreement
17:24MITI
MITI Mitesco, Inc. · Amended quarterly report
17:26XWEL
XWEL Xwell, Inc. · Announcement

18:00

18:35RFIL
RFIL R F Industries Ltd · Shareholder vote
18:36VGZ
VGZ Vista Gold Corp · Investor disclosure
18:53LOAN
LOAN Manhattan Bridge Capital, Inc · Amended quarterly report

19:00

19:02GLUC
GLUC Glucose Health, Inc. · Amended quarterly report

20:00

20:10INLX
INLX Intellinetics, Inc. · New debt · New agreement
20:14OFIX
OFIX Orthofix Medical Inc. · Officers or directors
20:14FCCO
FCCO First Community Corp · Announcement
20:15AURX
AURX Nuo Therapeutics, Inc. · Current report (amended)
20:30JXG
JXG JX Luxventure Group Inc. · Amended registration statement
20:38MUX
MUX McEwen Inc. · Investor disclosure

40 of 75

Index

Forms filed

Insider filing470
Current report8-K35
Foreign issuer report6-K25
Insider filing, amended4/A14
Quarterly report10-Q13
Proxy voting record

75 companies

Find a company

A

Alpha & Omega Semiconductor LtdAOSL
AmBase CorpABCP
America Movil SAB de CVAMX
Aon plcAON
Apollo Commercial Real Estate Finance, Inc.ARI
Artesian Resources CorpARTNA
AstroNova, Inc.

B

BankUnited, Inc.BKU
Bath & Body Works, Inc.BBWI
Blue Biofuels, Inc.BIOF
Blue Dolphin Energy CoBDCO

C

Cardiff Lexington CorpCDIX
Cerus CorpCERS
Chefs' Warehouse, Inc.CHEF
CHS IncCHSCP
Citizens Holding CoCIZN
Cyanotech CorpCYAN

D

Daktronics IncDAKT
Designer Brands Inc.DBI
Douglas Emmett IncDEI

E

Educational Development CorpEDUC
Energy Services of America CORPESOA

F

First Community CorpFCCO

G

GAP IncGAP
GEE Group Inc.JOB
Glucose Health, Inc.GLUC
Gulf Resources, Inc.GURE

H

Harrow, Inc.HROW
Helen of Troy LtdHELE
Hong Yuan Holding GroupHGYN
Hyperscale Data, Inc.GPUS×2

I

Innospec Inc.IOSP
Intellinetics, Inc.INLX
Interactive Brokers Group, Inc.IBKR×3
INVE Technologies, Inc.INVE
Invesco Mortgage Capital Inc.IVR

J

Janel CorpJANL
JX Luxventure Group Inc.JXG

K

Kohl's CorpKSS

L

Leidos Holdings, Inc.LDOS
Live Nation Entertainment, Inc.LYV×2

M

Magellan Copper & Gold CorpMAGE
Manhattan Bridge Capital, IncLOAN
McEwen Inc.MUX
Mercury Systems IncMRCY
Middleby CorpMIDD
Mitesco, Inc.MITI
Myers Industries IncMYE

N

Northern Minerals & Exploration Ltd.NMEX
Northwest Biotherapeutics IncNWBO
Nuo Therapeutics, Inc.AURX

O

OneSpan Inc.OSPN×2
Optical Cable CorpOCC
Oragenics IncOGEN
Originclear, Inc.OCLN
Orthofix Medical Inc.OFIX

P

PAR Pacific Holdings, Inc.PARR×2
Phillips Edison & Company, Inc.PECO
ProShares Trust IIAGQ
Pultegroup IncPHM

Q

QXO, Inc.QXO

R

R F Industries LtdRFIL

S

Salesforce, Inc.CRM
Shoe Station Group IncSHOE
Sonoma Pharmaceuticals, Inc.SNOA
SS&C Technologies Holdings IncSSNC
Synopsys IncSNPS

T

Talphera, Inc.TLPH×3
Toll Brothers, Inc.TOL

U

UMeWorld Inc.UMEW
Universal Logistics Holdings, Inc.ULH

V

Vista Gold CorpVGZ

X

Xtant Medical Holdings, Inc.XTNT
Xwell, Inc.XWEL

Z

Zivo Bioscience, Inc.ZIVO

PECOPhillips Edison & Company, Inc.·Acquisition or sale completed · New agreement·15:48

Phillips Edison & Company, Inc.: Acquisition or sale completed · New agreement

QXO·Acquisition or sale completed (amended)·18:08

QXO, Inc.: Acquisition or sale completed (amended)

CompanyRevenueOn the year

Salesforce, Inc.CRM · 10-Q · Jul 31 · —
$731.65M+34.0%
Alpha & Omega Semiconductor LtdAOSL · 10-K · Jun 30 · 16:38
$342.29M5.3%
Daktronics IncDAKT · 10-Q · Jul 28 · 12:00
$132.92M+12.0%
OneSpan Inc.OSPN · 10-Q/A · Jun 30 · 14:16
$46.64M+10.8%
Janel CorpJANL · 10-Q/A · Jun 30 · 15:55
$24.01M+7.0%
INVE Technologies, Inc.INVE · 10-Q/A · Jun 30 · 16:03
$17.85M30.3%
Sonoma Pharmaceuticals, Inc.SNOA · 10-Q/A · Jun 30 · 21:01
$4.05M+37.8%
Manhattan Bridge Capital, IncLOAN · 10-Q/A · Jun 30 · 18:53
$414.56K+21.4%
Originclear, Inc.OCLN · 10-Q/A · Jun 30 · —
$15.00K63.0%
Mitesco, Inc.MITI · 10-Q/A · Mar 31 · 17:24
$10.76K93.0%

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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N-PX

13

Amended quarterly report10-Q/A11

Initial ownership311

CORRESP10

UPLOAD7

Prospectus supplement424B36

Shelf registrationS-36

Proxy materialDEFA14A4

Prospectus supplement424B53

4973

Current report (amended)8-K/A3

CT ORDER3

EFFECT3

POS AM3

Preliminary proxy statementPRE 14A3

Stake amendedSC 13D/A3

Annual report10-K2

Amended annual report10-K/A2

Proxy statementDEF 14A2

Registration statementS-12

Employee plan registrationS-82

SC TO-I/A2

20FR12G1

Initial ownership, amended3/A1

486BPOS1

Exempt offering noticeD1

Amended registration statementF-1/A1

N-14 8C1

N-21

POS 8C1

Amended registration statementS-1/A1

Passive stake reportedSC 13G1

Passive stake amendedSC 13G/A1

ARIApollo Commercial Real Estate Finance, Inc. · Athene Annuity & Life Assurance Co, 10% owner$880.17KSale · 50,354 sh

SHOEShoe Station Group Inc · Clifton e Sifford, EVP - GENERAL MERCHANDISE MGR$524.66KSale · 23,361 sh

LYVLive Nation Entertainment, Inc. · Jeffrey T. Hinson, Director$353.60KSale · 40,000 sh

IOSPInnospec Inc. · BEW Robert Ernest$308.40KSale · 10,000 sh

DEIDouglas Emmett Inc · Andrea L Rich, Director$259.69KSale · 10,930 sh

Open insider activity

ULH Universal Logistics Holdings, Inc. · New debt · New agreement

17:05I

IVR Invesco Mortgage Capital Inc. · New agreement

16:22N

NWBO Northwest Biotherapeutics Inc · New debt · Unregistered shares sold · New agreement

16:07H

HROW Harrow, Inc. · Unregistered shares sold · New agreement

15:48P

PECO Phillips Edison & Company, Inc. · Acquisition or sale completed · New agreement

14:49O

OCC Optical Cable Corp · New agreement

13:22N

NMEX Northern Minerals & Exploration Ltd. · New agreement

EDUC Educational Development Corp · Officers or directors

20:14O

OFIX Orthofix Medical Inc. · Officers or directors

13:51M

MYE Myers Industries Inc · Officers or directors

13:36E

ESOA Energy Services of America CORP · Officers or directors (amended)

12:46A

ABCP AmBase Corp · Officers or directors

21:59B

BKU BankUnited, Inc. · Officers or directors

21:20C

CHEF Chefs' Warehouse, Inc. · Officers or directors

The dayFriday, August 31