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What covered companies filed with the SEC, day by day.

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‹ Thu, Aug 23, 2012

Friday, August 24, 2012

284 filings · 217 companiesAll checks passed · Updated Oct 31

Mon, Aug 27, 2012 ›

Front page6 By time of day Results2 Reports20 Insiders40 Agreements5 Officers and directors4 Filings69 Index

Nothing from your lists

By time of day

69 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

17 without a time on file

Results

2 announced

Nothing from your lists

Reports

13 quarterly · 7 annual

CompanyRevenueOn the year

TJX Companies IncTJX · 10-Q · Jul 28 · —
$5.95B+8.7%

Nothing from your lists

Insiders

40 filings

Purchases$1.06M24 filings

Sales$6.70M16 filings

PRLBProto Labs Inc · John B. Tumelty, Managing Dir.-Proto Labs, Ltd.$2.30MSale · 70,000 sh

Nothing from your lists

Agreements

5 filings

20:09LSTA Lisata Therapeutics, Inc. · New agreement · Officers or directors
16:33

Nothing from your lists

Officers and directors

4 filings

20:09LSTA Lisata Therapeutics, Inc. · New agreement · Officers or directors
17:11

Nothing from your lists

Filings

69 listed

Find a company, form or word

19:00

19:32ARI
ARI Apollo Commercial Real Estate Finance, Inc. · Stake amended
19:39SFBC
SFBC Sound Financial Bancorp, Inc. · Stake reported

20:00

20:05AWRE
AWRE Aware Inc · Acquisition or sale completed · New agreement

22:00

22:55CLIR
CLIR ClearSign Technologies Corp · Investor disclosure

07:00

07:16WWR
WWR Westwater Resources, Inc. · Merger communication
07:18WWR
WWR Westwater Resources, Inc. · Announcement

08:00

08:00JBSS
JBSS Sanfilippo John B & SON Inc · Results, pre-market
08:07TOON
TOON Kartoon Studios, Inc. · Announcement

09:00

09:04ROP
ROP Roper Technologies Inc · Acquisition or sale completed

10:00

10:04TISI
TISI Team Inc · Proxy statement
10:09KDOZF
KDOZF Kidoz Inc. · Amended quarterly report
10:18GSAT
GSAT Globalstar, Inc. · Amended quarterly report

11:00

11:01KOSS
KOSS Koss Corp · Results, market hours
11:13DAKT
DAKT Daktronics Inc · Shareholder vote · Officers or directors
11:37SIFY
SIFY Sify Technologies Ltd · Amended annual report

12:00

12:15BOTJ
BOTJ Bank of the James Financial Group Inc · Bylaws or fiscal year changed
12:41LWLG
LWLG Lightwave Logic, Inc. · Shareholder vote
12:48USO
USO United States Oil Fund, LP · Announcement
12:59STRS
STRS Stratus Properties Inc · Announcement

13:00

13:46THFF
THFF First Financial Corp · Bylaws or fiscal year changed

15:00

15:02PED
PED Pedevco Corp · Amended quarterly report
15:05FNWD
FNWD Finward Bancorp · Announcement
15:26GTHP
GTHP Guided Therapeutics Inc · Amended quarterly report
15:33AHNRF
AHNRF Athena Gold Corp · Investor disclosure
15:45SONY
SONY Sony Group Corp · Merger communication
15:51SLNG
SLNG Stabilis Solutions, Inc. · Amended quarterly report

16:00

16:03ESRT
ESRT Empire State Realty Trust, Inc. · Merger communication
16:03ACNT
ACNT Ascent Industries Co. · Acquisition or sale completed
16:04NWPX
NWPX NWPX Infrastructure, Inc. · Auditor change
16:15BGMS
BGMS Bio Green Med Solution, Inc. · Shareholder rights changed · Bylaws or fiscal year changed
16:16DX
DX Dynex Capital Inc · Investor disclosure
16:20WKC
WKC World Kinect Corp · Investor disclosure
16:20ALTO
ALTO Alto Ingredients, Inc. · New agreement
16:22MITT
MITT TPG Mortgage Investment Trust, Inc. · Amended quarterly report
16:24EMMA
EMMA Emmaus Life Sciences, Inc. · New debt · Unregistered shares sold · New agreement
16:30ZNOG
ZNOG Zion Oil & Gas Inc · Announcement
16:31ESSI
ESSI Eco Science Solutions, Inc. · Officers or directors
16:32INTG
INTG Intergroup Corp · Amended annual report
16:33ESSI
ESSI Eco Science Solutions, Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement
16:33PRSI
PRSI Portsmouth Square Inc · Amended annual report

40 of 69

Index

Forms filed

Insider filing482
Proxy voting recordN-PX48
Current report8-K39
Foreign issuer report6-K14
Amended quarterly report10-Q/A11
UPLOAD

73 companies

Find a company

A

AeroVironment IncAVAV
Aircastle LTD
AiXin Life International, Inc.
Alto Ingredients, Inc.ALTO
Apollo Commercial Real Estate Finance, Inc.ARI
Ascent Industries Co.ACNT
Athena Gold CorpAHNRF
Aware IncAWRE
Axe Compute Inc.AGPU

B

Bank of the James Financial Group IncBOTJ
Bio Green Med Solution, Inc.BGMS
Bio-Path Holdings, Inc.BPTH
Broadway Financial Corp deBYFC

C

CBAK Energy Technology LtdCBAT
CBAK Energy Technology, Inc.
Cerus CorpCERS
ClearSign Technologies CorpCLIR
Clorox CoCLX

D

Daktronics IncDAKT
Dynex Capital IncDX

E

Eco Science Solutions, Inc.ESSI×2
Emmaus Life Sciences, Inc.EMMA
Empire State Realty OP, L.P.ESBA
Empire State Realty Trust, Inc.ESRT

F

Finward BancorpFNWD
First BancorpFBNC
First Financial CorpTHFF
Flotek Industries IncFTK

G

Globalstar, Inc.GSAT
Guided Therapeutics IncGTHP

H

Healthcare Realty Trust IncHR
HEICO CorpHEI

I

Intergroup CorpINTG
Investors Title CoITIC

K

Kartoon Studios, Inc.TOON
Kidoz Inc.KDOZF
Koss CorpKOSS

L

Lightwave Logic, Inc.LWLG
Lisata Therapeutics, Inc.LSTA

M

Macerich CoMAC
MARA Holdings, Inc.MARA

N

NWPX Infrastructure, Inc.NWPX

O

Oculus Inc.OVTZ
Orion Energy Systems, Inc.OESX

P

P2 Solar, Inc.PTOS
Parker-Hannifin CorpPH
Pebblebrook Hotel TrustPEB
Pedevco CorpPED
Portsmouth Square IncPRSI
Preformed Line Products CoPLPC
Proto Labs IncPRLB×3

R

Roper Technologies IncROP

S

Sanfilippo John B & SON IncJBSS
Scansource, Inc.SCSC
Sify Technologies LtdSIFY
Sony Group CorpSONY
Sound Financial Bancorp, Inc.SFBC
Stabilis Solutions, Inc.SLNG
Stereotaxis, Inc.STXS
Steven Madden, Ltd.SHOO
Stratus Properties IncSTRS
Surge Components IncSPRS

T

Team IncTISI
TJX Companies IncTJX
TPG Mortgage Investment Trust, Inc.MITT

U

United States Oil Fund, LPUSO

V

VIAVI Solutions Inc.VIAV

W

Westwater Resources, Inc.WWR×2
Willamette Valley Vineyards IncWVVI
Workhorse Group Inc.WKHS
World Acceptance CorpWRLD
World Kinect CorpWKC

Z

Zion Oil & Gas IncZNOG

NWPXNWPX Infrastructure, Inc.·Auditor change·16:04

NWPX Infrastructure, Inc.: Auditor change

BGMS·Shareholder rights changed · Bylaws or fiscal year changed·16:15

Bio Green Med Solution, Inc.: Shareholder rights changed · Bylaws or fiscal year changed

ESSI·Acquisition or sale completed · Unregistered shares sold · New agreement·16:33

Eco Science Solutions, Inc.: Acquisition or sale completed · Unregistered shares sold · New agreement

ACNT·Acquisition or sale completed·16:03

Ascent Industries Co.: Acquisition or sale completed

ROP·Acquisition or sale completed·09:04

Roper Technologies Inc: Acquisition or sale completed

Delisting noticesC

Pre-market1

08:00JBSSSanfilippo John B & SON Inc

Market hours1

11:01KOSSKoss Corp

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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·

Acquisition or sale completed · New agreement

·

20:05

Aware Inc: Acquisition or sale completed · New agreement

9

Initial ownership37

NSAR-A7

Annual report10-K5

CORRESP5

Prospectus supplement424B34

Merger communication4254

Shelf registrationS-34

Proxy statementDEF 14A3

N-CSRS3

RW3

Amended annual report10-K/A2

Quarterly report10-Q2

40-17G/A2

Insider filing, amended4/A2

Exempt offering noticeD2

DEFR14A2

Employee plan registrationS-82

Passive stake reportedSC 13G2

SC TO-I/A2

Amended annual report20-F/A1

40-17G1

Prospectus supplement424B21

497AD1

8-A12G/A1

CERTNYS1

Proxy materialDEFA14A1

N-21

N-23C-21

N-23C3A1

N-2/A1

N-CSR1

Preliminary proxy statementPRE 14A1

Amended shelf registrationS-3/A1

S-3ASR1

Stake reportedSC 13D1

Stake amendedSC 13D/A1

Passive stake amendedSC 13G/A1

Scansource, Inc.SCSC · 10-K · Jun 30 · 16:35

$3.02B

+13.1%

HEICO CorpHEI · 10-Q · Jul 31 · 16:54

$225.97M+14.5%

Intergroup CorpINTG · 10-K/A · Jun 30 · 16:32

$50.75M—

TPG Mortgage Investment Trust, Inc.MITT · 10-Q/A · Jun 30 · 16:22

$47.24M—

Portsmouth Square IncPRSI · 10-K/A · Jun 30 · 16:33

$36.28M—

Globalstar, Inc.GSAT · 10-Q/A · Jun 30 · 10:18

$19.98M+5.2%

Stabilis Solutions, Inc.SLNG · 10-Q/A · Jun 30 · 15:51

$12.87M+12.6%

Willamette Valley Vineyards IncWVVI · 10-Q/A · Jun 30 · 19:41

$2.85M0.3%

Guided Therapeutics IncGTHP · 10-Q/A · Jun 30 · 15:26

$915.00K+0.2%

SHOOSteven Madden, Ltd. · Arvind Dharia, Chief Financial Officer$1.08MSale · 25,000 sh

MACMacerich Co · Fred S Hubbell, Director$998.51KSale · 17,000 sh

PRLBProto Labs Inc · Jacqueline D. Schneider, VP Sales & Customer Service$650.79KSale · 20,000 sh

PRLBProto Labs Inc · Bradley A. Cleveland, President and CEO$551.14KSale · 17,000 sh

WRLDWorld Acceptance Corp · Charles D WAY, Director$327.33KSale · 4,500 sh

Open insider activity

ESSI Eco Science Solutions, Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement

16:24E

EMMA Emmaus Life Sciences, Inc. · New debt · Unregistered shares sold · New agreement

16:20A

ALTO Alto Ingredients, Inc. · New agreement

20:05A

AWRE Aware Inc · Acquisition or sale completed · New agreement

CBAT CBAK Energy Technology Ltd · Delisting notice · Officers or directors

16:31E

ESSI Eco Science Solutions, Inc. · Officers or directors

11:13D

DAKT Daktronics Inc · Shareholder vote · Officers or directors

The dayFriday, August 24