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What covered companies filed with the SEC, day by day.

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‹ Thu, Sep 6, 2012

Friday, September 7, 2012

314 filings · 229 companiesAll checks passed · Updated Oct 31

Mon, Sep 10, 2012 ›

Front page5 By time of day Results4 Reports30 Insiders62 Agreements9 Officers and directors10 Filings82 Index

Nothing from your lists

By time of day

82 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:00

Pre-marketMarket hoursAfter-hours

16 without a time on file

Results

4 announced

Nothing from your lists

Reports

29 quarterly · 1 annual

CompanyRevenueOn the year

Hormel Foods CorpHRL · 10-Q · Jul 29 · —
$2.01B+5.1%

Nothing from your lists

Insiders

62 filings

Purchases$26.04M18 filings

Sales$106.24M44 filings

LAMRLamar Advertising Co · SPO Advisory Corp, 10% owner$80.19MSale · 2,500,000 sh

Nothing from your lists

Agreements

9 filings

20:34INLX Intellinetics, Inc. · New debt · New agreement
20:00

Nothing from your lists

Officers and directors

10 filings

20:55SNFCA Security National Financial Corp · Officers or directors
17:05

Nothing from your lists

Filings

82 listed

Find a company, form or word

17:00

17:31CROX
CROX Crocs, Inc. · Officers or directors

18:00

18:26IPDN
IPDN Professional Diversity Network, Inc. · Amended registration statement

20:00

20:39MBOT
MBOT Microbot Medical Inc. · Announcement

00:00

00:31MITT
MITT TPG Mortgage Investment Trust, Inc. · Announcement

06:00

06:26NMEX
NMEX Northern Minerals & Exploration Ltd. · Announcement

07:00

07:08BOTJ
BOTJ Bank of the James Financial Group Inc · Announcement

08:00

08:00CVI
CVI CVR Energy Inc · New agreement
08:41GLBZ
GLBZ Glen Burnie Bancorp · Amended quarterly report

09:00

09:17MITI
MITI Mitesco, Inc. · Amended quarterly report
09:33HURC
HURC Hurco Companies Inc · Results, market hours
09:40CRVO
CRVO CervoMed Inc. · Amended quarterly report

10:00

10:03OFIX
OFIX Orthofix Medical Inc. · Investor disclosure
10:16IEP
IEP Icahn Enterprises L.P. · New agreement
10:37SVRA
SVRA Savara Inc · Officers or directors
10:41CULP
CULP Culp Inc · Quarterly report

11:00

11:50DOMH
DOMH Dominari Holdings Inc. · Investor disclosure
11:59OVBC
OVBC Ohio Valley Banc Corp · Amended quarterly report

12:00

12:45PKE
PKE Park Aerospace Corp · Officers or directors
12:58WWR
WWR Westwater Resources, Inc. · Announcement

13:00

13:20SODI
SODI Solitron Devices Inc · Auditor change
13:22SWBI
SWBI Smith & Wesson Brands, Inc. · Results, market hours
13:31ELOX
ELOX Eloxx Pharmaceuticals, Inc. · Delisting notice
13:39FSS
FSS Federal Signal Corp · Acquisition or sale completed · New agreement
13:46BCHT
BCHT Birchtech Corp. · Amended quarterly report

14:00

14:44EGP
EGP Eastgroup Properties Inc · New debt · New agreement
14:56CSPI
CSPI CSP Inc · Officers or directors

15:00

15:00TCRT
TCRT Alaunos Therapeutics, Inc. · Announcement
15:04TLYS
TLYS Tilly's, Inc. · Quarterly report
15:04SQFT
SQFT Presidio Property Trust, Inc. · Amended quarterly report
15:06DXPE
DXPE DXP Enterprises Inc · Amended quarterly report
15:15NTIP
NTIP NETWORK-1 Technologies, Inc. · Amended quarterly report
15:24CDR-PB
CDR-PB Cedar Realty Trust, Inc. · New agreement
15:58FGPR
FGPR Ferrellgas Partners L P · Auditor change

16:00

16:01TGTX
TGTX TG Therapeutics, Inc. · Amended quarterly report
16:12FCEL
FCEL Fuelcell Energy Inc · Results, after-hours
16:13ADMT
ADMT ADM Tronics Unlimited, Inc. · Amended quarterly report
16:15NLY
NLY Annaly Capital Management Inc · New agreement
16:19DCH
DCH Dauch Corp · Announcement
16:20RCMT
RCMT RCM Technologies, Inc. · Officers or directors
16:25HTB
HTB HomeTrust Bancshares, Inc. · Officers or directors

40 of 82

Index

Forms filed

Insider filing495
Current report8-K44
Insider filing, amended4/A22
Foreign issuer report6-K22
Amended quarterly report10-Q/A19
N-CSRS

83 companies

Find a company

A

Abundia Global Impact Group, Inc.AGIG
ADM Tronics Unlimited, Inc.ADMT
Alaunos Therapeutics, Inc.TCRT
American Assets Trust, Inc.AAT
American Shared Hospital ServicesAMS
Annaly Capital Management IncNLY
Axcelis Technologies IncACLS

B

Bank of the James Financial Group IncBOTJ
BankUnited, Inc.BKU×2
Beazer Homes USA IncBZH
Birchtech Corp.BCHT
Brookfield Renewable Partners L.P.BEP

C

Capri Holdings LtdCPRI
Cedar Realty Trust, Inc.CDR-PB
Cerenome, Inc.CNSY
CervoMed Inc.CRVO
CFN Enterprises Inc.CNFN
Cleartronic, Inc.CLRI
Cooper Companies, Inc.COO
Crocs, Inc.CROX
CSP IncCSPI
Culp IncCULP
CVR Energy IncCVI

D

Dauch CorpDCH
Dominari Holdings Inc.DOMH
DXP Enterprises IncDXPE

E

Eastgroup Properties IncEGP
Eloxx Pharmaceuticals, Inc.ELOX

F

Fastenal CoFAST
Federal Signal CorpFSS
Ferrellgas Partners L PFGPR
Fuelcell Energy IncFCEL×2
FutureFuel Corp.FF

G

Glen Burnie BancorpGLBZ
Greif, IncGEF

H

HomeTrust Bancshares, Inc.HTB
Hormel Foods CorpHRL
Hurco Companies IncHURC×2

I

Icahn Enterprises L.P.IEP
Immucell CorpICCC
Intellinetics, Inc.INLX

L

Lamar Advertising CoLAMR×2
Liquidmetal Technologies IncLQMT
Lisata Therapeutics, Inc.LSTA
lululemon athletica inc.LULU×2

M

Microbot Medical Inc.MBOT
Mitesco, Inc.MITI

N

National Beverage CorpFIZZ
National Health Investors IncNHI
National Healthcare CorpNHC
NETWORK-1 Technologies, Inc.NTIP
Nexstar Media Group, Inc.NXST
Northern Minerals & Exploration Ltd.NMEX

O

O-I Glass, Inc.OI
Ohio Valley Banc CorpOVBC
Orthofix Medical Inc.OFIX

P

Park Aerospace CorpPKE
PDF Solutions IncPDFS
Presidio Property Trust, Inc.SQFT
Professional Diversity Network, Inc.IPDN
Pultegroup IncPHM×2

R

RCM Technologies, Inc.RCMT
Regional Health Properties, IncRHEP
Regis CorpRGS
Rezolute, Inc.RZLT

S

Savara IncSVRA
Security National Financial CorpSNFCA
Semtech CorpSMTC
Simmons First National CorpSFNC
Smith & Wesson Brands, Inc.SWBI
Solitron Devices IncSODI

T

Tenax Therapeutics, Inc.TENX
TG Therapeutics, Inc.TGTX
Tilly's, Inc.TLYS
Timberland Bancorp IncTSBK
Tompkins Financial CorpTMP
TPG Mortgage Investment Trust, Inc.MITT

V

Vista Gold CorpVGZ

W

Westwater Resources, Inc.WWR×2
Williams Sonoma IncWSM

X

XPO, Inc.XPO
Xwell, Inc.XWEL

Z

ZW Data Action Technologies Inc.CNET

RZLTRezolute, Inc.·Change in control · Officers or directors·17:05

Rezolute, Inc.: Change in control · Officers or directors

XWEL·Auditor change·17:26

Xwell, Inc.: Auditor change

FGPR·Auditor change·15:58

Ferrellgas Partners L P: Auditor change

SODI·Auditor change·13:20

Solitron Devices Inc: Auditor change

FSS·Acquisition or sale completed · New agreement·13:39

Federal Signal Corp: Acquisition or sale completed · New agreement

Delisting noticesE

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Market hours2

09:33HURCHurco Companies Inc
13:22SWBISmith & Wesson Brands, Inc.

After-hours2

19

CORRESP13

UPLOAD13

Quarterly report10-Q10

Initial ownership310

Passive stake amendedSC 13G/A4

Exempt offering noticeD3

Proxy materialDEFA14A3

Passive stake reportedSC 13G3

Prospectus supplement424B22

Prospectus supplement424B32

4972

Proxy statementDEF 14A2

EFFECT2

Stake reportedSC 13D2

Stake amendedSC 13D/A2

SC TO-I/A2

Amended annual report10-K/A1

Prospectus424B41

Prospectus supplement424B51

497AD1

6-K/A1

APP NTC1

Annual report to shareholdersARS1

Registration statementF-11

F-6 POS1

Free writing prospectusFWP1

N-21

N-6F1

N-8A1

POS EX1

Preliminary proxy statementPRE 14A1

Amended registration statementS-1/A1

Shelf registrationS-31

SUPPL1

16:12

F

FCELFuelcell Energy Inc

16:38N

FIZZNational Beverage Corp

Greif, IncGEF · 10-Q · Jul 31 · —

$1.10B

1.7%

lululemon athletica inc.LULU · 10-Q · Jul 29 · —

$282.63M+33.1%

DXP Enterprises IncDXPE · 10-Q/A · Jun 30 · 15:06

$261.89M+32.5%

Tilly's, Inc.TLYS · 10-Q · Jul 28 · 15:04

$105.10M+20.4%

Nexstar Media Group, Inc.NXST · 10-Q/A · Jun 30 · —

$88.86M+17.7%

Culp IncCULP · 10-Q · Jul 29 · 10:41

$69.18M+14.8%

Hurco Companies IncHURC · 10-Q · Jul 31 · 16:31

$49.96M1.2%

Fuelcell Energy IncFCEL · 10-Q · Jul 31 · 16:38

$29.69M4.7%

PDF Solutions IncPDFS · 10-Q/A · Jun 30 · 19:37

$22.53M+31.3%

WWRWestwater Resources, Inc. · Resource Capital Fund V L.P., 10% owner$25.00MPurchase · 34,330,474 sh

BKUBankUnited, Inc. · Rajinder P Singh, Chief Operating Officer$6.98MSale · 283,184 sh

FASTFastenal Co · Robert a Kierlin, Director$4.21MSale · 100,000 sh

BKUBankUnited, Inc. · Richard S Lefrak, Director$3.70MSale · 149,387 sh

FFFutureFuel Corp. · Revelation Special Situations Fund Ltd, 10% owner$2.53MSale · 243,000 sh

Open insider activity

RHEP Regional Health Properties, Inc · New agreement

17:01A

AAT American Assets Trust, Inc. · New debt · New agreement

16:15A

NLY Annaly Capital Management Inc · New agreement

15:24C

CDR-PB Cedar Realty Trust, Inc. · New agreement

14:44E

EGP Eastgroup Properties Inc · New debt · New agreement

13:39F

FSS Federal Signal Corp · Acquisition or sale completed · New agreement

10:16I

IEP Icahn Enterprises L.P. · New agreement

RZLT Rezolute, Inc. · Change in control · Officers or directors

17:00A

ACLS Axcelis Technologies Inc · Officers or directors

16:29R

RGS Regis Corp · Officers or directors

16:25H

HTB HomeTrust Bancshares, Inc. · Officers or directors

16:20R

RCMT RCM Technologies, Inc. · Officers or directors

14:56C

CSPI CSP Inc · Officers or directors

12:45P

PKE Park Aerospace Corp · Officers or directors

The dayFriday, September 7