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‹ Mon, Mar 4, 2013

Tuesday, March 5, 2013

472 filings · 259 companiesAll checks passed · Updated Oct 30

Wed, Mar 6, 2013 ›

Front page5 By time of day Results10 Reports28 Insiders56 Agreements15 Officers and directors10 Filings107 Index

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By time of day

107 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:0000:00

Pre-marketMarket hoursAfter-hours

29 without a time on file

Results

10 announced

Nothing from your lists

Reports

4 quarterly · 24 annual

CompanyRevenueOn the year

Forum Energy Technologies, Inc.FET · 10-K · Dec 31 · 15:32
$1.41B+25.4%

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Insiders

56 filings

Purchases$1.39M15 filings

Sales$17.11M41 filings

MDPediatrix Medical Group, Inc. · Roger MD Medel, Chief Executive Officer$6.10MSale · 72,048 sh

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Agreements

15 filings

22:21WMG Warner Music Group Corp. · New agreement
20:28

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Officers and directors

10 filings

21:05SBH Sally Beauty Holdings, Inc. · Officers or directors
21:05

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Filings

107 listed

Find a company, form or word

17:00

17:36HOS
HOS Hornbeck Offshore Services, Inc. · Investor disclosure

18:00

18:45AES
AES AES Corp · Proxy statement

19:00

19:46QUAD
QUAD Quad/Graphics, Inc. · Results, after-hours
19:55QUAD
QUAD Quad/Graphics, Inc. · Current report (amended)

21:00

21:21ACR
ACR ACRES Commercial Realty Corp. · Results, after-hours
21:29TXNM
TXNM TXNM Energy Inc · Auditor change

23:00

23:44PKOH
PKOH Park Ohio Holdings Corp · Results, after-hours

06:00

06:11AGI
AGI Alamos Gold Inc · Merger communication
06:12PTEN
PTEN Patterson UTI Energy Inc · Investor disclosure
06:14MKTX
MKTX MarketAxess Holdings Inc · Acquisition or sale completed
06:36ACIW
ACIW ACI Worldwide, Inc. · Investor disclosure

07:00

07:05MHO
MHO M/I Homes, Inc. · Investor disclosure

08:00

08:00SNWV
SNWV SANUWAVE Health, Inc. · New agreement
08:01CLW
CLW Clearwater Paper Corp · Investor disclosure
08:20WNFT
WNFT Worldwide NFT Inc. · Change in control · New agreement · Officers or directors
08:39CREX
CREX Creative Realities, Inc. · New agreement

09:00

09:00HAFC
HAFC Hanmi Financial Corp · Investor disclosure
09:06ORKA
ORKA Oruka Therapeutics, Inc. · Bylaws or fiscal year changed
09:12SMBC
SMBC Southern Missouri Bancorp, Inc. · Investor disclosure
09:41CFFI
CFFI C & F Financial Corp · Annual report

10:00

10:03RCKY
RCKY Rocky Brands, Inc. · Amended annual report

11:00

11:04ITP
ITP IT Tech Packaging, Inc. · Announcement
11:13ARI
ARI Apollo Commercial Real Estate Finance, Inc. · Officers or directors

12:00

12:04WHF
WHF WhiteHorse Finance, Inc. · Annual report
12:06FRST
FRST Primis Financial Corp. · Annual report
12:13APHD
APHD Verde Bio Holdings, Inc. · New agreement
12:53WHF
WHF WhiteHorse Finance, Inc. · Results, market hours

13:00

13:00HL
HL Hecla Mining Co · Merger communication
13:02HL
HL Hecla Mining Co · Announcement
13:04OMEX
OMEX Odyssey Marine Exploration Inc · New agreement
13:10CIA
CIA Citizens, Inc. · Bylaws or fiscal year changed
13:50RIGL
RIGL Rigel Pharmaceuticals Inc · Annual report

14:00

14:00GALT
GALT Galectin Therapeutics Inc · Investor disclosure
14:27EGBN
EGBN Eagle Bancorp Inc · Announcement
14:29WULF
WULF Terawulf Inc. · Annual report
14:42NSPR
NSPR InspireMD, Inc. · Amended registration statement
14:52WES
WES Western Midstream Partners, LP · Acquisition or sale completed · Bylaws or fiscal year changed · New debt · New agreement
14:59CLCS
CLCS Cell Source, Inc. · Registration statement

15:00

15:04NTIP
NTIP NETWORK-1 Technologies, Inc. · New agreement
15:11CSBR
CSBR Champions Oncology, Inc. · Officers or directors

40 of 107

Index

Forms filed

Insider filing4254
Current report8-K63
Foreign issuer report6-K40
Annual report10-K22
Initial ownership316
UPLOAD

104 companies

Find a company

A

ACI Worldwide, Inc.ACIW
ACRES Commercial Realty Corp.ACR
AeroVironment IncAVAV
AES CorpAES
AGNC Investment Corp.AGNC
Alamos Gold IncAGI×2
Alpha Pro Tech LtdAPT
Alphatec Holdings, Inc.ATEC
American Clean Resources Group, Inc.ACRG
American Coastal Insurance CorpACIC
Amplify Energy Corp.AMPY
Apollo Commercial Real Estate Finance, Inc.ARI

B

Badger Meter IncBMI
Bank of South Carolina Corp×2
BK Technologies CorpBKTI×2
Bristow Group Inc.VTOL
Bryn Inc.BRRN

C

C & F Financial CorpCFFI
Casella Waste Systems IncCWST
CBAK Energy Technology LtdCBAT
CBAK Energy Technology, Inc.
Cell Source, Inc.CLCS
Champions Oncology, Inc.CSBR
Cheniere Energy Partners, L.P.CQP
CHS IncCHSCP×2
Citizens, Inc.CIA
Clearwater Paper CorpCLW
CNA Financial CorpCNA
Creative Realities, Inc.CREX
Crimson Wine Group, LtdCWGL

D

DSS, Inc.DSS
Dycom Industries IncDY

E

Eagle Bancorp IncEGBN
Enanta Pharmaceuticals IncENTA
Enphase Energy, Inc.ENPH

F

Forum Energy Technologies, Inc.FET

G

Galectin Therapeutics IncGALT
GameStop Corp.GME
Globus Medical IncGMED
Gray Media, IncGTN

H

Haemonetics CorpHAE
Hanmi Financial CorpHAFC
Haverty Furniture Companies IncHVT
HCI Group, Inc.HCI
Hecla Mining CoHL×2
Heron Therapeutics, Inc.HRTX
Hornbeck Offshore Services, Inc.HOS
Hudson Technologies IncHDSN

I

InspireMD, Inc.NSPR
Iridium Communications Inc.IRDM
IT Tech Packaging, Inc.ITP

L

Limoneira COLMNR
Liquidmetal Technologies IncLQMT
Lite Strategy, Inc.LITS
Logitech International S.A.LOGI

M

M/I Homes, Inc.MHO
MarketAxess Holdings IncMKTX
Monolithic Power Systems, Inc.MPWR

N

NETWORK-1 Technologies, Inc.NTIP

O

Odyssey Marine Exploration IncOMEX
Oruka Therapeutics, Inc.ORKA

P

Palo Alto Networks IncPANW
Park Ohio Holdings CorpPKOH
Patterson UTI Energy IncPTEN
PC Connection IncCNXN
Pediatrix Medical Group, Inc.MD
Presidio Property Trust, Inc.SQFT
Primis Financial Corp.FRST
Proto Labs IncPRLB
Public Service Co of New MexicoPNMXO
Pursuit Attractions & Hospitality, Inc.PRSU

Q

Quad/Graphics, Inc.QUAD×2
Qualys, Inc.QLYS

R

Research Frontiers IncREFR
Rigel Pharmaceuticals IncRIGL×2
Rocky Brands, Inc.RCKY

S

Sally Beauty Holdings, Inc.SBH
Sandridge Energy IncSD
SANUWAVE Health, Inc.SNWV
Seneca Foods CorpSENEA
Shenandoah Telecommunications CoSHEN
Silo Pharma, Inc.SILO
Smith & Wesson Brands, Inc.SWBI×3
South Dakota Soybean Processors LLCSDSYA
Southern First Bancshares IncSFST
Southern Missouri Bancorp, Inc.SMBC
Stereotaxis, Inc.STXS
STRATA Skin Sciences, Inc.×2

T

Terawulf Inc.WULF
Tetra Technologies IncTTI
Tile Shop Holdings, Inc.TTSH
Trimas CorpTRS
TXNM Energy IncTXNM

V

Valero Energy CorpVLO
Verde Bio Holdings, Inc.APHD
Vipshop Holdings LtdVIPS
Vornado Realty TrustVNO

W

Warner Music Group Corp.WMG
Weis Markets IncWMK
Wenyuan Group Corp.WYGC
Western Midstream Partners, LPWES
WhiteHorse Finance, Inc.WHF×2
Worldwide NFT Inc.WNFT
Wynn Resorts LtdWYNN

WYGCWenyuan Group Corp.·Change in control · Unregistered shares sold · New agreement · Officers or directors·20:28

Wenyuan Group Corp.: Change in control · Unregistered shares sold · New agreement · Officers or directors

WNFT·Change in control · New agreement · Officers or directors·08:20

Worldwide NFT Inc.: Change in control · New agreement · Officers or directors

TXNM·Auditor change·21:29

TXNM Energy Inc: Auditor change

WES·Acquisition or sale completed · Bylaws or fiscal year changed · New debt · New agreement·14:52

Western Midstream Partners, LP: Acquisition or sale completed · Bylaws or fiscal year changed · New debt · New agreement

MKTX·Acquisition or sale completed·06:14

MarketAxess Holdings Inc: Acquisition or sale completed

Delisting noticesC

Market hours1

12:53WHFWhiteHorse Finance, Inc.

After-hours9

19:46QUADQuad/Graphics, Inc.
21:21ACRACRES Commercial Realty Corp.
23:44PKOHPark Ohio Holdings Corp
16:03HCIHCI Group, Inc.
16:05SWBISmith & Wesson Brands, Inc.
16:06RIGLRigel Pharmaceuticals Inc
16:55HRTXHeron Therapeutics, Inc.
21:09APTAlpha Pro Tech Ltd
21:31BKTIBK Technologies Corp

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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11

Prospectus supplement424B55

CORRESP5

Merger communication4254

Insider filing, amended4/A4

N-CSR4

Stake amendedSC 13D/A4

Quarterly report10-Q3

Prospectus supplement424B33

Preliminary proxy statementPRE 14A3

Amended annual report10-K/A2

CT ORDER2

Proxy statementDEF 14A2

Proxy materialDEFA14A2

Amended registration statementS-1/A2

Passive stake reportedSC 13G2

Passive stake amendedSC 13G/A2

Amended quarterly report10-Q/A1

Notice of intent to sell1441

Trustee eligibility305B21

40-17G1

6-K/A1

Exchange listing8-A12B1

Current report (amended)8-K/A1

CERTNYS1

Exempt offering noticeD1

EFFECT1

Amended registration statementF-1/A1

Registration statementS-11

Employee plan registrationS-81

S-8 POS1

Stake reportedSC 13D1

SC14D1F/A1

SC TO-T/A1

Haverty Furniture Companies IncHVT · 10-K · Dec 31 · —

$670.07M

+7.9%

Gray Media, IncGTN · 10-K · Dec 31 · —

$404.83M+31.8%

Globus Medical IncGMED · 10-K · Dec 31 · 17:05

$385.99M+16.4%

Rocky Brands, Inc.RCKY · 10-K/A · Dec 31 · 10:03

$228.54M4.8%

Enphase Energy, Inc.ENPH · 10-K · Dec 31 · 15:54

$216.68M+44.9%

Smith & Wesson Brands, Inc.SWBI · 10-Q · Jan 31 · 16:32

$136.24M+38.8%

Casella Waste Systems IncCWST · 10-Q · Jan 31 · —

$112.17M+0.6%

C & F Financial CorpCFFI · 10-K · Dec 31 · 09:41

$110.47M+9.6%

Hudson Technologies IncHDSN · 10-K · Dec 31 · 17:14

$56.45M+27.4%

VLOValero Energy Corp · William R Klesse, COB & CEO$2.23MSale · 46,175 sh

LOGILogitech International S.A. · Daniel Borel, Director$1.00MSale · 150,000 sh

PRLBProto Labs Inc · Bradley A. Cleveland, President and CEO$885.93KSale · 20,000 sh

CNACNA Financial Corp · Jonathan D Kantor, EVP, Gen. Counsel & Sec.$781.34KSale · 24,995 sh

HAEHaemonetics Corp · Brian Concannon, President & CEO$533.81KSale · 13,000 sh

Open insider activity

WYGC Wenyuan Group Corp. · Change in control · Unregistered shares sold · New agreement · Officers or directors

19:29S

SENEA Seneca Foods Corp · New debt

18:13P

SQFT Presidio Property Trust, Inc. · New debt

16:34L

LMNR Limoneira CO · New agreement

16:17A

AGNC AGNC Investment Corp. · New agreement

15:25T

TRS Trimas Corp · New agreement

15:17C

CHSCP CHS Inc · New agreement

PRSU Pursuit Attractions & Hospitality, Inc. · Officers or directors

20:34A

ACRG American Clean Resources Group, Inc. · Shareholder vote · Officers or directors

20:28W

WYGC Wenyuan Group Corp. · Change in control · Unregistered shares sold · New agreement · Officers or directors

17:00C

CBAT CBAK Energy Technology Ltd · Delisting notice · Officers or directors

16:52B

VTOL Bristow Group Inc. · Officers or directors

16:13B

BRRN Bryn Inc. · Officers or directors

15:11C

CSBR Champions Oncology, Inc. · Officers or directors

The dayTuesday, March 5