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What covered companies filed with the SEC, day by day.

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‹ Thu, Mar 28, 2013

Friday, March 29, 2013

328 filings · 252 companiesAll checks passed · Updated Oct 30

Mon, Apr 1, 2013 ›

Front page2 By time of day Results6 Reports81 Insiders16 Agreements5 Officers and directors9 Filings154 Index

Nothing from your lists

By time of day

154 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

34 without a time on file

Results

6 announced

Nothing from your lists

Reports

2 quarterly · 79 annual

CompanyRevenueOn the year

Sunoco LPSUN · 10-K · Dec 31 · 16:02
$4.32B—
Trip.com Group Ltd

Nothing from your lists

Insiders

16 filings

Purchases$1.95M5 filings

Sales$7.75M11 filings

MACMacerich Co · Arthur M Coppola, Chairman & CEO$3.21MSale · 50,000 sh

Nothing from your lists

Agreements

5 filings

17:55ATRC AtriCure, Inc. · New debt · New agreement
17:15

Nothing from your lists

Officers and directors

9 filings

20:47TSBK Timberland Bancorp Inc · Officers or directors
20:30

Nothing from your lists

Filings

154 listed

Find a company, form or word

17:00

17:32STRS
STRS Stratus Properties Inc · Results, after-hours
17:57MMSI
MMSI Merit Medical Systems Inc · Current report (amended)

18:00

18:02LCU
LCU Lion Copper Corp. · Annual report
18:12STRS
STRS Stratus Properties Inc · Annual report
18:46NATR
NATR Natures Sunshine Products Inc · Proxy statement

19:00

19:54MTH
MTH Meritage Homes CORP · Officers or directors

20:00

20:01PRTA
PRTA Prothena Corp Public Ltd Co · Annual report

21:00

21:12NAK
NAK Northern Dynasty Minerals Ltd · Annual report
21:27PW
PW Power REIT · Announcement
21:31CCEC
CCEC Capital Clean Energy Carriers Corp. · Stake amended
21:52CMRF
CMRF CIM Group, Inc. · Annual report
21:54BHE
BHE Benchmark Electronics Inc · Proxy statement

23:00

23:20ESRT
ESRT Empire State Realty Trust, Inc. · Merger communication

01:00

01:34AQN
AQN Algonquin Power & Utilities Corp. · Annual report

06:00

06:04LXFR
LXFR Luxfer Holdings PLC · Annual report

08:00

08:07UTL
UTL Unitil Corp · Investor disclosure

09:00

09:01MNOV
MNOV Medicinova Inc · Investor disclosure
09:05FTFT
FTFT Future FinTech Group Inc. · Annual report
09:09SQNS
SQNS Sequans Communications · Annual report
09:22BWMG
BWMG Brownie's Marine Group, Inc · Annual report
09:27PLUR
PLUR Pluri Inc. · Proxy statement
09:42BICX
BICX BioCorRx Inc. · Late filing notice
09:43HKHC
HKHC Horizon Kinetics Holding Corp · Annual report
09:47STNG
STNG Scorpio Tankers Inc. · Annual report
09:49TCOM
TCOM Trip.com Group Ltd · Annual report

10:00

10:31EDVA
EDVA Endovia Health Sciences, Inc. · Late filing notice
10:40OVBC
OVBC Ohio Valley Banc Corp · Proxy statement
10:55STRA
STRA Strategic Education, Inc. · Proxy statement

11:00

11:00POSC
POSC Positron Corp · Late filing notice
11:02PHIO
PHIO Phio Pharmaceuticals Corp. · Annual report
11:02XXII
XXII 22nd Century Group, Inc. · Amended registration statement
11:02PW
PW Power REIT · Announcement
11:24LARK
LARK Landmark Bancorp Inc · Annual report
11:32PHIO
PHIO Phio Pharmaceuticals Corp. · Results, market hours
11:45SFES
SFES Safeguard Scientifics Inc · Amended annual report
11:46AIFF
AIFF Firefly Neuroscience, Inc. · Annual report
11:56AGI
AGI Alamos Gold Inc · Annual report

12:00

12:30GJO
GJO Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4 · Annual report
12:32GJP
GJP Strats(sm) Trust for Dominion Resources, Inc. Securities, Series 2005-6 · Annual report
12:34GJR
GJR STRATS(SM) Trust for Procter & Gamble Securities, Series 2006-1 · Annual report

40 of 154

Index

Forms filed

Annual report10-K60
Insider filing455
Current report8-K32
Foreign issuer report6-K29
Passive stake amendedSC 13G/A19
Proxy statement

147 companies

Find a company

#

22nd Century Group, Inc.XXII
374Water Inc.SCWO

A

Actinium Pharmaceuticals, Inc.ATNM
AECOMACM
Agassi Sports Entertainment Corp.AASP
Air Industries GroupAIRI
Alamos Gold IncAGI
Algonquin Power & Utilities Corp.AQN
Almaden Minerals LtdAAUAF
American Shared Hospital ServicesAMS
American Vanguard CorpAVD
Applied Energetics, Inc.AERG
Athena Gold CorpAHNRF
AtriCure, Inc.ATRC
AXT IncAXTI

B

Beam GlobalBEEM
Benchmark Electronics IncBHE
BioCorRx Inc.BICX
Biolargo, Inc.BLGO
Biolife Solutions Inc
Bloomia Holdings, Inc.TULP
BlueLinx Holdings Inc.BXC
BRC Group Holdings, Inc.RILY
Brown & Brown, Inc.BRO×2
Brownie's Marine Group, IncBWMG

C

Capital Clean Energy Carriers Corp.CCEC
Choiceone Financial Services IncCOFS
CIM Group, Inc.CMRF

D

Data Storage CorpDTST
Dolphin Entertainment, Inc.DLPN
Douglas Dynamics, IncPLOW
DyTb, LLC

E

Elme CommunitiesELME
Empire State Realty OP, L.P.ESBA
Empire State Realty Trust, Inc.ESRT
Endovia Health Sciences, Inc.EDVA
Ernexa Therapeutics Inc.ERNA
Euronet Worldwide, Inc.EEFT

F

F&M Bank CorpFMBM
FiEE, Inc.FIEE
Firefly Neuroscience, Inc.AIFF×2
First American Financial CorpFAF
First BancorpFBNC
Five Below, IncFIVE
Full House Resorts IncFLL
Fuller H B CoFUL
Future FinTech Group Inc.FTFT

G

Galectin Therapeutics IncGALT
GEE Group Inc.JOB
Glen Burnie BancorpGLBZ

H

Healthier Choices Management Corp.HCMC
HomeTrust Bancshares, Inc.HTB
Horizon Kinetics Holding CorpHKHC
Hudson Technologies IncHDSN×2
Hyperscale Data, Inc.GPUS

I

Idaho Strategic Resources, Inc.IDR
Inland Real Estate Income Trust, Inc.INRE
Inovio Pharmaceuticals, Inc.INO
Intest CorpINTT
Intrusion IncINTZ
Invesco DB Agriculture FundDBA
Invesco DB Base Metals FundDBB
Invesco DB Commodity Index Tracking FundDBC
Invesco DB Energy FundDBE
Invesco DB Oil FundDBO
Invesco DB Precious Metals FundDBP
Invesco DB US Dollar Index Bearish FundUDN
Invesco DB US Dollar Index Bullish FundUUP
IZEA Worldwide, Inc.IZEA

K

Kidoz Inc.KDOZF
Koil Energy Solutions, Inc.KLNG

L

Landmark Bancorp IncLARK×2
Lineage Cell Therapeutics, Inc.LCTX×4
Lion Copper Corp.LCU
Lite Strategy, Inc.LITS
Luxfer Holdings PLCLXFR

M

Macerich CoMAC
Magellan Copper & Gold CorpMAGE
Maiden Holdings, Ltd.MHLA
Medicinova IncMNOV
Merit Medical Systems IncMMSI
Meritage Homes CORPMTH
Mesa Royalty TrustMTR
MGT Capital Investments, Inc.MGTI
Mineralrite CorpRITE
MVB Financial CorpMVBF

N

Natures Sunshine Products IncNATR
Netlist IncNLST×2
NextPlat CorpNXPL
Niagen Bioscience, Inc.NAGE×2
Northern Dynasty Minerals LtdNAK
Novanta IncNOVT

O

Ohio Valley Banc CorpOVBC
Omeros CorpOMER
ONE Group Hospitality, Inc.STKS
Opus Genetics, Inc.IRD
Orbit International CorpORBT

P

Patrick Industries IncPATK
Paychex IncPAYX
PCS Edventures!, Inc.PCSV
Phio Pharmaceuticals Corp.PHIO×2
Pluri Inc.PLUR
Positron CorpPOSC
Power REITPW×3
Princeton Capital CorpPIAC
Prothena Corp Public Ltd CoPRTA

Q

QNB Corp.QNBC
Quantum X Labs Inc.QXL
QXO, Inc.QXO

R

R F Industries LtdRFIL
Redwood Mortgage Investors IXRWDMU
Reserve Petroleum CoRSRV×2
Retractable Technologies IncRVP
Riley Exploration Permian, Inc.REPX
Rockwell Medical, Inc.RMTI

S

Safeguard Scientifics IncSFES
SANUWAVE Health, Inc.SNWV
Scholastic CorpSCHL
Scorpio Tankers Inc.STNG
Security National Financial CorpSNFCA
Sequans CommunicationsSQNS
Solesence, Inc.SLSN
SPS Commerce IncSPSC
Strategic Acquisitions IncSTQN
Strategic Education, Inc.STRA
Strats SM Trust for U S Cell Corp SEC Series 2004 6GJH
Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4GJO
STRATS(SM) Trust for Allstate Corp Securities, Series 2006-3GJT
Strats(sm) Trust for Dominion Resources, Inc. Securities, Series 2005-6GJP
STRATS(SM) Trust for Goldman Sachs Group Securities, Series 2006-2GJS
STRATS(SM) Trust for Procter & Gamble Securities, Series 2006-1GJR
Stratus Properties IncSTRS×2
Sundance Strategies, Inc.SUND
Sunoco LPSUN

T

Teleflex IncTFX
Thunder Mountain Gold IncTHMG
Timberland Bancorp IncTSBK
Tofutti Brands IncTOFB×2
Trip.com Group LtdTCOM

U

Unitil CorpUTL

V

Vericel CorpVCEL
Vivos IncRDGL

W

Willamette Valley Vineyards IncWVVI
Wilson Bank Holding CoWBHC
World Health Energy Holdings, Inc.

Y

Yale Transaction Finders, Inc.YTFD
Yunhong Green CTI Ltd.YHGJ

OMEROmeros Corp·Shareholder rights changed·17:02

Omeros Corp: Shareholder rights changed

EEFT·Shareholder rights changed · Bylaws or fiscal year changed · New agreement·16:03

Euronet Worldwide, Inc.: Shareholder rights changed · Bylaws or fiscal year changed · New agreement

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Market hours3

11:32PHIOPhio Pharmaceuticals Corp.
13:44AIFFFirefly Neuroscience, Inc.
13:48

DEF 14A

15

Late filing noticeNT 10-K14

Amended annual report10-K/A10

IRANNOTICE8

CORRESP7

Annual report20-F6

UPLOAD6

Annual report to shareholdersARS5

Proxy materialDEFA14A5

Stake amendedSC 13D/A5

Initial ownership34

EFFECT4

N-Q4

Preliminary proxy statementPRE 14A4

Annual report40-F3

Insider filing, amended4/A3

Quarterly report10-Q2

Prospectus supplement424B32

Prospectus supplement424B52

Merger communication4252

Exchange listing8-A12B2

Current report (amended)8-K/A2

Shelf registrationS-32

Employee plan registrationS-82

Initial ownership, amended3/A1

4971

CT ORDER1

Exempt offering noticeD1

N-21

N-2/A1

N-54A1

POS 8C1

Registration statementS-11

Amended registration statementS-1/A1

S-3ASR1

Merger registrationS-41

Amended merger registrationS-4/A1

Stake reportedSC 13D1

K

KLNGKoil Energy Solutions, Inc.

After-hours3

17:32STRSStratus Properties Inc
17:07TOFBTofutti Brands Inc
19:16NLSTNetlist Inc

TCOM · 20-F · Dec 31 · 09:49

$707.72M

+19.5%

Security National Financial CorpSNFCA · 10-K · Dec 31 · 21:28

$234.26M+46.8%

Stratus Properties IncSTRS · 10-K · Dec 31 · 18:12

$115.74M15.5%

Future FinTech Group Inc.FTFT · 10-K · Dec 31 · 09:05

$102.36M+21.8%

Air Industries GroupAIRI · 10-K · Dec 31 · 20:17

$64.22M+19.5%

ONE Group Hospitality, Inc.STKS · 10-K · Dec 31 · 21:00

$60.12M—

GEE Group Inc.JOB · 10-K · Sep 30 · 20:11

$44.55M+19.8%

Intest CorpINTT · 10-K · Dec 31 · 17:47

$43.38M8.2%

Netlist IncNLST · 10-K · Dec 29 · 17:12

$36.87M39.3%

BROBrown & Brown, Inc. · C ROY Bridges, Regional President$1.59MSale · 50,000 sh

INREInland Real Estate Income Trust, Inc. · Daniel L Goodwin, Chairman$1.00MPurchase · 111,111 sh

ACMAECOM · Daniel R. Tishman, Vice Chairman$975.25KSale · 30,000 sh

LCTXLineage Cell Therapeutics, Inc. · Partners LP Broadwood, Director$762.00KPurchase · 200,000 sh

LCTXLineage Cell Therapeutics, Inc. · Alfred D Kingsley, See Remarks$762.00KSale · 200,000 sh

Open insider activity

BXC BlueLinx Holdings Inc. · Unregistered shares sold · New agreement

16:16P

PAYX Paychex Inc · New agreement

16:03E

EEFT Euronet Worldwide, Inc. · Shareholder rights changed · Bylaws or fiscal year changed · New agreement

12:51A

AASP Agassi Sports Entertainment Corp. · New agreement

FAF First American Financial Corp · Officers or directors

19:48A

AVD American Vanguard Corp · Officers or directors

17:03B

TULP Bloomia Holdings, Inc. · Officers or directors

15:50H

HTB HomeTrust Bancshares, Inc. · Officers or directors

15:05L

LARK Landmark Bancorp Inc · Officers or directors

14:54O

IRD Opus Genetics, Inc. · Bylaws or fiscal year changed · Officers or directors

13:51L

LITS Lite Strategy, Inc. · Code of ethics changed · Shareholder vote · Officers or directors

The dayFriday, March 29