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What covered companies filed with the SEC, day by day.

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‹ Wed, Mar 27, 2013

Thursday, March 28, 2013

467 filings · 329 companiesAll checks passed · Updated Oct 30

Fri, Mar 29, 2013 ›

Front page6 By time of day Results13 Reports91 Insiders45 Agreements14 Officers and directors7 Filings213 Index

Nothing from your lists

By time of day

213 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

00:0002:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

54 without a time on file

Results

13 announced

Nothing from your lists

Reports

4 quarterly · 87 annual

CompanyRevenueOn the year

Magna International IncMGA · 40-F · Dec 31 · —
$30.84B+7.3%

Nothing from your lists

Insiders

45 filings

Purchases$3.55M18 filings

Sales$121.93M27 filings

GPKGraphic Packaging Holding Co · Bonderman David$109.37MSale · 16,274,965 sh

Nothing from your lists

Agreements

14 filings

18:32CRVW CareView Communications Inc · Unregistered shares sold · New agreement
17:33

Nothing from your lists

Officers and directors

7 filings

21:26JOB GEE Group Inc. · Officers or directors
21:20Alico, Inc.

Nothing from your lists

Filings

213 listed

Find a company, form or word

17:00

17:38MTEX
MTEX Mannatech Inc · Annual report

18:00

18:10DAIO
DAIO Data I/O Corp · Annual report
18:18QNTO
QNTO Quaint OAK Bancorp, Inc. · Annual report

20:00

20:37GDL
GDL GDL Fund · Stake amended

21:00

21:57ALTO
ALTO Alto Ingredients, Inc. · Results, after-hours

00:00

00:10ESRT
ESRT Empire State Realty Trust, Inc. · Merger communication

01:00

01:10PED
PED Pedevco Corp · Stake amended

06:00

06:01GBCI
GBCI Glacier Bancorp, Inc. · Merger communication
06:03GBCI
GBCI Glacier Bancorp, Inc. · Announcement
06:08CNTY
CNTY Century Casinos Inc · Annual report
06:12WHWK
WHWK Whitehawk Therapeutics, Inc. · Annual report
06:13INFU
INFU InfuSystem Holdings, Inc · Results, pre-market
06:14KURA
KURA Kura Oncology, Inc. · Annual report
06:14CNTY
CNTY Century Casinos Inc · Results, pre-market
06:14INFU
INFU InfuSystem Holdings, Inc · Annual report
06:22CAJPY
CAJPY Canon Inc · Annual report
06:30PRTS
PRTS CarParts.com, Inc. · New agreement
06:39INBK
INBK First Internet Bancorp · Annual report

08:00

08:00RC
RC Ready Capital Corp · Results, pre-market
08:51HOS
HOS Hornbeck Offshore Services, Inc. · Proxy statement

09:00

09:25ALTO
ALTO Alto Ingredients, Inc. · New debt · New agreement
09:34SOR
SOR Source Capital · Proxy statement
09:47WTI
WTI W&T Offshore Inc · Investor disclosure

10:00

10:00STRL
STRL Sterling Infrastructure, Inc. · Proxy statement
10:03ATOS
ATOS Atossa Therapeutics, Inc. · Annual report
10:04HUBG
HUBG Hub Group, Inc. · Proxy statement
10:18LEAT
LEAT Leatt Corp · Annual report
10:32LEAT
LEAT Leatt Corp · Results, market hours
10:40INTI
INTI Inhibitor Therapeutics, Inc. · Auditor change
10:55SLNG
SLNG Stabilis Solutions, Inc. · Annual report
10:56SLNG
SLNG Stabilis Solutions, Inc. · Proxy statement

11:00

11:28QXO
QXO QXO, Inc. · Stake reported
11:34TTE
TTE TotalEnergies SE · Annual report
11:48MCRI
MCRI Monarch Casino & Resort Inc · Proxy statement

12:00

12:12REX
REX REX American Resources Corp · Results, market hours
12:20RDWR
RDWR Radware Ltd · Annual report
12:33TRS
TRS Trimas Corp · Auditor change
12:35DPLS
DPLS DarkPulse, Inc. · Late filing notice
12:48CMTV
CMTV Community Bancorp · Annual report
12:50LGL
LGL LGL Group Inc · Results, market hours

40 of 213

Index

Forms filed

Insider filing4102
Annual report10-K67
Current report8-K65
Foreign issuer report6-K41
Proxy statementDEF 14A30
Proxy material

197 companies

Find a company

A

abrdn Global Dynamic Dividend FundAGD
abrdn Global Premier Properties FundAWP
abrdn Total Dynamic Dividend FundAOD
Abundia Global Impact Group, Inc.AGIG
Accenture plcACN
Addus HomeCare CorpADUS
Adobe Inc.ADBE
Agnico Eagle Mines LtdAEM
Aircastle LTD
Alamo Group IncALG
Albany International CorpAIN×2
Alico, Inc.ALCO
Alto Ingredients, Inc.ALTO×3
Amarin Corp PLCAMRN
AmBase CorpABCP
Atlas Lithium CorpATLX
Atossa Therapeutics, Inc.ATOS
Axim Biotechnologies, Inc.AXIM

B

B&G Foods, Inc.BGS
Banc of California, Inc.BANC
Bank of South Carolina Corp
Barrick Mining CorpB
Beazer Homes USA IncBZH
Bio Green Med Solution, Inc.BGMS
Bioxytran, IncBIXT
BlackBerry LtdBB
BTCS Inc.BTCS

C

Canadian Natural Resources LtdCNQ
Cannapharmarx, Inc.CPMD
Canon IncCAJPY
CareView Communications IncCRVW
CarParts.com, Inc.PRTS
Cellectar Biosciences, Inc.CLRB
Century Casinos IncCNTY×2
Chicago Rivet & Machine CoCVR×2
Childrens Place, Inc.PLCE
Clean Energy Fuels Corp.CLNE
Coastal Carolina Bancshares, Inc.CCNB
Cocrystal Pharma, Inc.COCP
Community BancorpCMTV
Copt Defense PropertiesCDP
Covenant Logistics Group, Inc.CVLG
Crimson Wine Group, LtdCWGL
CrossAmerica Partners LPCAPL

D

DarkPulse, Inc.DPLS
Data I/O CorpDAIO
Designer Brands Inc.DBI
Dillard's, Inc.DDS
Distribution Solutions Group, Inc.DSGR
Ducommun IncDCO

E

Eagle Financial Services IncEFSI
Eldorado Gold CorpEGO
Embassy Bancorp, Inc.EMYB
Empire State Realty OP, L.P.ESBA
Empire State Realty Trust, Inc.ESRT
Enanta Pharmaceuticals IncENTA×3
ENB Financial CorpENBP
Enterprise Products Partners L.P.EPD×2
Envela CorpELA×2
Ernexa Therapeutics Inc.ERNA
Evertec, Inc.EVTC

F

First Bancorp, IncFNLC×2
First Community CorpFCCO
First Internet BancorpINBK
First Majestic Silver CorpAG
First US Bancshares, Inc.FUSB
FirstCash Holdings, Inc.FCFS

G

GameStop Corp.GME
GDL FundGDL
GEE Group Inc.JOB
Geo Group IncGEO
Gerdau S.A.GGB
Glacier Bancorp, Inc.GBCI×2
Global Partners LPGLP
Good Gaming, Inc.GMER
Grand Canyon Education, Inc.LOPE
Graphic Packaging Holding CoGPK×4
Guided Therapeutics IncGTHP

H

Halozyme Therapeutics, Inc.HALO
Healthcare Realty Trust IncHR
Heartland Express IncHTLD
Heritage Global Inc.HGBL
Heron Therapeutics, Inc.HRTX
High Sierra Technologies, Inc.HSTI
Highwoods Properties, Inc.HIW
Home Depot, Inc.HD
Hornbeck Offshore Services, Inc.HOS
Hub Group, Inc.HUBG
Hudbay Minerals Inc.HBM

I

Immucell CorpICCC
InfuSystem Holdings, IncINFU×2
Inhibitor Therapeutics, Inc.INTI
Innovative Food Holdings IncIVFH
Intrusion IncINTZ
Iridex CorpIRIX

J

JBT Marel CorpJBTM

K

Koil Energy Solutions, Inc.KLNG
Kura Oncology, Inc.KURA

L

Leatt CorpLEAT×2
LGL Group IncLGL
LifeMD, Inc.LFMD
Lincoln Educational Services CorpLINC

M

Macerich CoMAC
Magna International IncMGA
Magyar Bancorp, Inc.MGYR
Mannatech IncMTEX
MARA Holdings, Inc.MARA
Marimed Inc.MRMD
Martin Midstream Partners L.P.MMLP
McEwen Inc.MUX
Medicinova IncMNOV×2
Mercury General CorpMCY
MGE Energy IncMGEE
Monarch Casino & Resort IncMCRI
Mosaic CoMOS
MSC Income Fund, Inc.MSIF

N

Neogen CorpNEOG
New Mountain Finance CorpNMFC×2
NewStream Energy Technologies Group Inc
NNN Reit, Inc.NNN
Nortech Systems IncNSYS
Nu-Med Plus, Inc.NUMD
Nutex Health Inc.NUTX

O

Oak Valley BancorpOVLY
Oculus Inc.OVTZ
Olenox Industries Inc.OLOX
OneMeta Inc.ONEI
Oppenheimer Holdings IncOPY
OptimumBank Holdings, Inc.OPHC

P

PAN American Silver CorpPAAS
Pedevco CorpPED
Pool CorpPOOL
Power REITPW
Presidio Property Trust, Inc.SQFT
Primoris Services CorpPRIM
ProPhase Labs, Inc.PRPH
Prothena Corp Public Ltd CoPRTA

Q

Quad/Graphics, Inc.QUAD
Quaint OAK Bancorp, Inc.QNTO
Quantum X Inc.QUTX
Quest Resource Holding CorpQRHC
Quotemedia IncQMCI
QXO, Inc.QXO

R

Radnostix IncINIS
Radware LtdRDWR
Ready Capital CorpRC×2
Red Cat Holdings, Inc.RCAT
RemSleep Holdings Inc.RMSL
REX American Resources CorpREX

S

SANUWAVE Health, Inc.SNWV
Scandium International Mining Corp.SCYYF
Seabridge Gold IncSA
Semtech CorpSMTC
SideChannel, Inc.SDCH
Signet Jewelers LtdSIG
Smartfinancial Inc.SMBK×2
Solitron Devices IncSODI
Sotherly Hotels Inc.
Source CapitalSOR
Sow Good Inc.SOWG×2
Sprott Physical Gold TrustPHYS
Sprott Physical Silver TrustPSLV
Stabilis Solutions, Inc.SLNG×2
Sterling Infrastructure, Inc.STRL

T

Table Trac IncTBTC
Tandy Leather Factory IncTLF×2
TaoWeave, Inc.TWAV
Tejon Ranch CoTRC
Tempest Therapeutics, Inc.TPST
Tenax Therapeutics, Inc.TENX
Texas Capital Bancshares IncTCBI
Theglobe Com IncTGLO
Tile Shop Holdings, Inc.TTSH
TotalEnergies SETTE
Trimas CorpTRS
TrueBlue, Inc.TBI
TuHURA Biosciences, Inc.HURA
TXNM Energy IncTXNM

U

Unifi IncUFI
United States 12 Month Natural Gas Fund, LPUNL
United States 12 Month Oil Fund, LPUSL
United States Brent Oil Fund, LPBNO
United States Commodity Index Funds TrustUSCI
United States Gasoline Fund, LPUGA
United States Natural Gas Fund, LPUNG
United States Oil Fund, LPUSO
Universal Logistics Holdings, Inc.ULH
USA Compression Partners, LPUSAC
UTG IncUTGN
Uwharrie Capital CorpUWHR

V

Vanjia CorpVNJA
Vista Gold CorpVGZ

W

W&T Offshore IncWTI
Western Midstream Partners, LPWES
Whitehawk Therapeutics, Inc.WHWK
Wynn Resorts LtdWYNN

Z

Zion Oil & Gas IncZNOG×2

TRSTrimas Corp·Auditor change·12:33

Trimas Corp: Auditor change

INTI·Auditor change·10:40

Inhibitor Therapeutics, Inc.: Auditor change

HR·Agreement ended · New debt · New agreement·16:08

Healthcare Realty Trust Inc: Agreement ended · New debt · New agreement

AIN·Agreement ended · New debt · New agreement·13:19

Albany International Corp: Agreement ended · New debt · New agreement

TCBI·Shareholder rights changed · Bylaws or fiscal year changed·15:03

Texas Capital Bancshares Inc: Shareholder rights changed · Bylaws or fiscal year changed

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Pre-market3

06:13INFUInfuSystem Holdings, Inc
06:14CNTYCentury Casinos Inc
08:00

·

Acquisition or sale completed (amended)

·

17:56

TuHURA Biosciences, Inc.: Acquisition or sale completed (amended)

DEFA14A

16

N-Q15

Annual report40-F11

Late filing noticeNT 10-K10

Stake amendedSC 13D/A9

UPLOAD7

CORRESP6

Annual report20-F5

Initial ownership35

Prospectus supplement424B35

Prospectus supplement424B55

Annual report to shareholdersARS5

Amended annual report10-K/A4

Quarterly report10-Q4

Merger communication4253

Insider filing, amended4/A3

Exchange listing8-A12B3

Current report (amended)8-K/A3

Exempt offering noticeD3

Exempt offering notice, amendedD/A3

NSAR-A3

4972

8-A12B/A2

EFFECT2

Free writing prospectusFWP2

IRANNOTICE2

POS 8C2

Preliminary proxy statementPRE 14A2

Shelf registrationS-32

Passive stake reportedSC 13G2

15-12G1

Trustee eligibility305B21

DEFR14A1

DRS/A1

F-4/A1

F-X/A1

N-2/A1

N-CSRS1

NSAR-A/A1

POS AM1

RW1

Amended registration statementS-1/A1

Amended shelf registrationS-3/A1

Merger registrationS-41

Employee plan registrationS-81

Stake reportedSC 13D1

R

RCReady Capital Corp

Market hours4

10:32LEATLeatt Corp
12:12REXREX American Resources Corp
12:50LGLLGL Group Inc
12:51SOWGSow Good Inc.

After-hours6

21:57ALTOAlto Ingredients, Inc.
16:12PRTAProthena Corp Public Ltd Co
16:41GTHPGuided Therapeutics Inc
17:03SNWVSANUWAVE Health, Inc.
17:15MNOVMedicinova Inc
20:25ERNAErnexa Therapeutics Inc.

Accenture plcACN · 10-Q · Feb 28 · —

$7.49B

+3.2%

Dillard's, Inc.DDS · 10-K · Feb 2 · —

$6.75B+5.4%

Designer Brands Inc.DBI · 10-K · Feb 2 · —

$2.26B+11.5%

Mosaic CoMOS · 10-Q · Feb 28 · —

$2.24B+2.3%

Childrens Place, Inc.PLCE · 10-K · Feb 2 · —

$1.81B+5.5%

Martin Midstream Partners L.P.MMLP · 10-K/A · Dec 31 · 16:36

$1.50B+19.5%

Western Midstream Partners, LPWES · 10-K · Dec 31 · 16:31

$894.48M+2.9%

Unifi IncUFI · 10-K/A · Jun 24 · 15:18

$705.09M1.1%

Covenant Logistics Group, Inc.CVLG · 10-K · Dec 31 · 16:48

$674.25M+3.3%

FCFSFirstCash Holdings, Inc. · Rick L Wessel, Chairman & CEO$2.56MSale · 45,000 sh

HIWHighwoods Properties, Inc. · Edward J Fritsch, President & CEO$2.41MSale · 60,970 sh

PRIMPrimoris Services Corp · Eric Rosenfeld, Director$2.21MSale · 100,000 sh

ENTAEnanta Pharmaceuticals Inc · TVM IV GmbH & Co KG, 10% owner$1.86MPurchase · 132,949 sh

EPDEnterprise Products Partners L.P. · Bryan F. Bulawa, SVP & Treasurer$1.19MSale · 20,000 sh

Open insider activity

ATLX Atlas Lithium Corp · New agreement

17:29C

COCP Cocrystal Pharma, Inc. · New debt · New agreement

17:20A

ALTO Alto Ingredients, Inc. · New agreement

16:52O

OPHC OptimumBank Holdings, Inc. · New agreement

16:35B

BGMS Bio Green Med Solution, Inc. · New agreement

16:21D

DCO Ducommun Inc · New agreement

16:08H

HR Healthcare Realty Trust Inc · Agreement ended · New debt · New agreement

ALCO

· Officers or directors

20:35H

HALO Halozyme Therapeutics, Inc. · Officers or directors

16:21A

AMRN Amarin Corp PLC · Officers or directors

16:12P

PRTA Prothena Corp Public Ltd Co · Officers or directors · Results, after-hours

13:51T

TWAV TaoWeave, Inc. · Officers or directors

13:15G

LOPE Grand Canyon Education, Inc. · Officers or directors

The dayThursday, March 28