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What covered companies filed with the SEC, day by day.

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‹ Thu, Mar 14, 2013

Friday, March 15, 2013

492 filings · 338 companiesAll checks passed · Updated Oct 30

Mon, Mar 18, 2013 ›

Front page8 By time of day Results12 Reports118 Insiders71 Agreements14 Officers and directors16 Filings223 Index

Nothing from your lists

By time of day

223 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

64 without a time on file

Results

12 announced

Nothing from your lists

Reports

8 quarterly · 110 annual

CompanyRevenueOn the year

Global Partners LPGLP · 10-K · Dec 31 · 15:35
$17.63B+18.8%

Nothing from your lists

Insiders

71 filings

Purchases$2.77M25 filings

Sales$306.10M46 filings

BKUBankUnited, Inc. · Wilbur L Ross JR, Director$119.02MSale · 4,810,000 sh

Nothing from your lists

Agreements

14 filings

21:22FN Fabrinet · New agreement
20:58

Nothing from your lists

Officers and directors

16 filings

20:58AURX Nuo Therapeutics, Inc. · New agreement · Officers or directors
20:29

Nothing from your lists

Filings

223 listed

Find a company, form or word

17:00

17:53EFC
EFC Ellington Financial Inc. · Annual report

18:00

18:56OBE
OBE Obsidian Energy Ltd. · Annual report

20:00

20:24IEP
IEP Icahn Enterprises L.P. · Annual report
20:33NTCT
NTCT Netscout Systems Inc · Officers or directors
20:58CLDT
CLDT Chatham Lodging Trust · Annual report

21:00

21:54CELZ
CELZ Creative Medical Technology Holdings, Inc. · Annual report

22:00

22:33GIII
GIII G III Apparel Group Ltd · Bylaws or fiscal year changed · New agreement · Officers or directors
22:34OFG
OFG OFG Bancorp · Annual report

23:00

23:29OFG
OFG OFG Bancorp · Proxy statement

01:00

01:25CAPL
CAPL CrossAmerica Partners LP · Officers or directors
01:42CETY
CETY Clean Energy Technologies, Inc. · New agreement

06:00

06:00HE
HE Hawaiian Electric Industries Inc · Amended annual report
06:01FNWD
FNWD Finward Bancorp · Proxy statement
06:08DNN
DNN Denison Mines Corp. · Annual report
06:09KOF
KOF Coca Cola Femsa SAB de CV · Annual report
06:15HAFC
HAFC Hanmi Financial Corp · Annual report
06:18FCCN
FCCN Spectral Capital Corp · Acquisition or sale completed · Unregistered shares sold · New agreement

07:00

07:00FXNC
FXNC First National Corp · Officers or directors
07:12CTRN
CTRN Citi Trends Inc · Results, pre-market

08:00

08:50CFFI
CFFI C & F Financial Corp · Proxy statement

09:00

09:04PLPC
PLPC Preformed Line Products Co · Proxy statement
09:16PLPC
PLPC Preformed Line Products Co · Annual report
09:24TCX
TCX Tucows Inc · Annual report
09:31THFF
THFF First Financial Corp · Annual report
09:32CCL
CCL Carnival Corp Ltd. · Results, market hours
09:34IEP
IEP Icahn Enterprises L.P. · Results, market hours

10:00

10:04AWX
AWX Avalon Holdings Corp · Annual report
10:05HBIA
HBIA Hills Bancorporation · Proxy statement
10:09AWX
AWX Avalon Holdings Corp · Proxy statement
10:15RGEN
RGEN Repligen Corp · Annual report
10:18OSG
OSG Octave Specialty Group Inc · Announcement
10:26RTNTF
RTNTF Rio Tinto Ltd · Annual report
10:26RIO
RIO Rio Tinto PLC · Annual report
10:27SKKY
SKKY Skkynet Cloud Systems, Inc. · Auditor change (amended)
10:36FRST
FRST Primis Financial Corp. · Proxy statement
10:36NYMXF
NYMXF Nymox Pharmaceutical Corp · Annual report
10:54CECO
CECO Ceco Environmental Corp · Annual report
10:56MBWM
MBWM Mercantile Bank Corp · Proxy statement

11:00

11:06WWR
WWR Westwater Resources, Inc. · Results, market hours
11:10JUVF
JUVF Juniata Valley Financial Corp · Annual report

40 of 223

Index

Forms filed

Insider filing4150
Annual report10-K95
Current report8-K65
Foreign issuer report6-K26
Annual ownership516
Proxy statement

208 companies

Find a company

A

Acnb CorpACNB
ACRES Commercial Realty Corp.ACR
Actinium Pharmaceuticals, Inc.ATNM
Alkaline Water Co IncWTER
Ambow Education Holding Ltd.AMBO
Ampco Pittsburgh CorpAP
Amrep Corp.AXR×2
Apple iSports Group, Inc.AAPI
Aqua Power Systems Inc.APSI
Arrow Financial CorpAROW
Avalon Holdings CorpAWX×2
AXT IncAXTI

B

Ballard Power Systems Inc.BLDP
BankUnited, Inc.BKU×5
Barrett Business Services IncBBSI
BCP Investment CorpBCIC
Big Digital Energy, Inc.BGDE
Bloomin' Brands, Inc.BLMN
Brainstorm Cell Therapeutics Inc.BCLI
Bryn Inc.BRRN
Butler National CorpBUKS

C

C & F Financial CorpCFFI
Cadiz IncCDZI
Carnival Corp Ltd.CCL
Cbiz, Inc.CBZ
Ceco Environmental CorpCECO
Celestica IncCLS
Cerenome, Inc.CNSY
Ceva IncCEVA
Champion Homes, Inc.SKY
Chatham Lodging TrustCLDT
Chemung Financial CorpCHMG
Chesapeake Granite Wash TrustCHKR
Chord Energy CorpCHRD
CION Investment CorpCION
Citi Trends IncCTRN
Citizens Holding CoCIZN
City Holding CoCHCO
Clean Energy Technologies, Inc.CETY
Coca Cola Femsa SAB de CVKOF
Coffee Holding Co IncJVA×2
Cohen & Steers, Inc.CNS
Comstock Inc.LODE
Corcept Therapeutics IncCORT
CRA International, Inc.CRAI
Creative Medical Technology Holdings, Inc.CELZ
CrossAmerica Partners LPCAPL
CVR Partners, LPUAN
Cytokinetics IncCYTK

D

Dawson Geophysical CoDWSN×2
Defense Technologies International Corp.
Denison Mines Corp.DNN
Destination XL Group, Inc.DXLG
Dollar Tree, Inc.DLTR
Dorman Products, Inc.DORM
Driveitaway Holdings, Inc.DWAY×2
DSS, Inc.DSS×2

E

ECA Marcellus Trust IECTM
Electro Sensors Inc×3
Ellington Financial Inc.EFC
Empire State Realty OP, L.P.ESBA
Empire State Realty Trust, Inc.ESRT
Enterprise Financial Services CorpEFSC

F

FabrinetFN
FBC Holding, Inc.FBCD
Federal Signal CorpFSS
Finward BancorpFNWD
First BancorpFBNC×2
First Community Bankshares IncFCBC
First Financial CorpTHFF
First Merchants CorpFRME
First National CorpFXNC
First United CorpFUNC
Flotek Industries IncFTK
Forum Energy Technologies, Inc.FET
Free Flow USA, Inc.FFLO
FreightCar America, Inc.RAIL

G

G III Apparel Group LtdGIII
Gentherm IncTHRM
George Risk Industries, Inc.RSKIA
Georgia Power CoGPJA
Geron CorpGERN
Global Indemnity Group, LLCGBLI
Global Partners LPGLP
Globalstar, Inc.GSAT
Gyre Therapeutics, Inc.GYRE

H

Hanmi Financial CorpHAFC
Hawaiian Electric Industries IncHE
Hills BancorporationHBIA
Hilltop Holdings Inc.HTH
Home Bancorp, Inc.HBCP
Hovnanian Enterprises IncHOV
Hurco Companies IncHURC

I

Icahn Enterprises L.P.IEP×2
Innodata IncINOD
Innovative Food Holdings IncIVFH
InspireMD, Inc.NSPR
Intellinetics, Inc.INLX
Interpace Biosciences, Inc.IDXG
Invesco Mortgage Capital Inc.IVR

J

Jakks Pacific IncJAKK
Juniata Valley Financial CorpJUVF

K

Kopin CorpKOPN

L

Lakeland Industries IncLAKE
Lantronix IncLTRX
Lifeloc Technologies, IncLCTC
Lifetime Brands, IncLCUT×2
Lithium CorpLTUM

M

Manulife Financial CorpMFC
Mechanics BancorpMCHB
Medifast IncMED
Mercantile Bank CorpMBWM
Microvision, Inc.MVIS
Mimedx Group, Inc.MDXG
Mobiquity Technologies, Inc.MOBQ
Monarch Casino & Resort IncMCRI
Monster Beverage CorpMNST
MV Oil Trust

N

NAM TAI Property Inc.NTPIF
National Health Investors IncNHI
Natural Gas Services Group IncNGS
Navios Maritime Partners L.P.NMM
Netscout Systems IncNTCT
Nexstar Media Group, Inc.NXST
NN IncNNBR
Noble Romans IncNROM
Nomad Power Solutions, Inc.NMAD
Northrim Bancorp IncNRIM×2
Norwood Financial CorpNWFL
Nuo Therapeutics, Inc.AURX
Nuveen AMT-Free Quality Municipal Income FundNEA
Nuvera Communications, Inc.NUVR
Nymox Pharmaceutical CorpNYMXF

O

Obsidian Energy Ltd.OBE
Ocean Power Technologies, Inc.OPTT
Oceanfirst Financial CorpOCFC
Octave Specialty Group IncOSG
OFG BancorpOFG×2
Oncotelic Therapeutics, Inc.OTLC
One Liberty Properties IncOLP
Onity Group Inc.ONIT
Optical Cable CorpOCC
OptimizeRx CorpOPRX
Option Care Health, Inc.OPCH

P

Pacific Biosciences of California, Inc.PACB
Palisade Bio, Inc.PALI×2
Pamt CorpPAMT
Park Ohio Holdings CorpPKOH
Peapack Gladstone Financial CorpPGC
Pebblebrook Hotel TrustPEB
Planet Green Holdings Corp.PLAG
Precipio, Inc.PRPO
Preformed Line Products CoPLPC×2
Primis Financial Corp.FRST
Primoris Services CorpPRIM
Prosperity Bancshares IncPB
Pultegroup IncPHM

Q

Quantum CorpQMCO

R

Rambus IncRMBS
Rayonier IncRYN
Reaves Utility Income FundUTG
Rego Payment Architectures, Inc.RPMT
Repligen CorpRGEN
ReposiTrak, Inc.TRAK
Rio Tinto LtdRTNTF
Rio Tinto PLCRIO
Royal Gold IncRGLD
Rush Enterprises IncRUSHA

S

Saga Communications IncSGA
Sandridge Energy IncSD×3
Sanmina CorpSANM
Santander Holdings USA, Inc.SNUS-PH
Sarepta Therapeutics, Inc.SRPT
ServisFirst Bancshares, Inc.SFBS
Shore Bancshares IncSHBI
Sixth Street Specialty Lending, Inc.TSLX
Skkynet Cloud Systems, Inc.SKKY
Southern California Edison CoSCE-PG
SPAR Group, Inc.SGRP
Spectral Capital CorpFCCN
SSR Mining Inc.SSRM
Stagwell IncSTGW
Sturm Ruger & Co IncRGR
SUIC Worldwide Holdings Ltd.SUIC
SUNation Energy, Inc.SUNE
Sunshine Biopharma Inc.SBFM
Supernus Pharmaceuticals, Inc.SUPN

T

Tejon Ranch CoTRC
Telus CorpTU
TherapeuticsMD, Inc.TXMD
Transact Technologies IncTACT
Tucows IncTCX

U

U.S. Gold Corp.USAU
UFP Technologies IncUFPT
Ultralife CorpULBI
USA Compression Partners, LPUSAC
Uwharrie Capital CorpUWHR

V

Valhi IncVHI×2
Vista Gold CorpVGZ
VivoSim Labs, INC.VIVS
VOC Energy TrustVOC

W

Western Midstream Partners, LPWES
Western New England Bancorp, Inc.WNEB
Westwater Resources, Inc.WWR
Windtree Therapeutics Inc×2
WisdomTree, Inc.WT
Workhorse Group Inc.WKHS

X

XCel Brands, Inc.XELB

SGRPSPAR Group, Inc.·Auditor change·16:07

SPAR Group, Inc.: Auditor change

SKKY·Auditor change (amended)·10:27

Skkynet Cloud Systems, Inc.: Auditor change (amended)

LAKE·Agreement ended·16:05

Lakeland Industries Inc: Agreement ended

PEB·Shareholder rights changed · Bylaws or fiscal year changed·14:55

Pebblebrook Hotel Trust: Shareholder rights changed · Bylaws or fiscal year changed

PHM·Shareholder rights changed · New agreement·14:23

Pultegroup Inc: Shareholder rights changed · New agreement

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Pre-market1

07:12CTRNCiti Trends Inc

Market hours4

09:32CCLCarnival Corp Ltd.

·

Acquisition or sale completed · New debt · New agreement

·

16:28

Innovative Food Holdings Inc: Acquisition or sale completed · New debt · New agreement

WKHS·Acquisition or sale completed · New debt · Unregistered shares sold · New agreement·14:38

Workhorse Group Inc.: Acquisition or sale completed · New debt · Unregistered shares sold · New agreement

FCCN·Acquisition or sale completed · Unregistered shares sold · New agreement·06:18

Spectral Capital Corp: Acquisition or sale completed · Unregistered shares sold · New agreement

DEF 14A

16

UPLOAD9

Quarterly report10-Q8

Annual report20-F7

Initial ownership37

Current report (amended)8-K/A7

Annual report40-F6

Stake amendedSC 13D/A6

Prospectus supplement424B35

4975

CORRESP5

Proxy materialDEFA14A5

Merger communication4254

Annual report to shareholdersARS4

Exempt offering noticeD4

Passive stake reportedSC 13G4

Insider filing, amended4/A3

Late filing noticeNT 10-Q3

Amended annual report10-K/A2

40-APP2

Prospectus supplement424B52

IRANNOTICE2

POS EX2

Registration statementS-12

Shelf registrationS-32

1-A/A1

40-17F21

5/A1

6-K/A1

8-A12B/A1

CERTNYS1

F-3/A1

F-3ASR1

F-X1

N-14 8C1

Late filing noticeNT 10-K1

Preliminary proxy statementPRE 14A1

S-3ASR1

S-3D1

Employee plan registrationS-81

S-8 POS1

Stake reportedSC 13D1

SC TO-I/A1

09:34

I

IEPIcahn Enterprises L.P.

11:06W

WWRWestwater Resources, Inc.

13:56B

BUKSButler National Corp

After-hours7

16:04CIONCION Investment Corp
16:46JVACoffee Holding Co Inc
17:15BCICBCP Investment Corp
18:08OPRXOptimizeRx Corp
19:22VGZVista Gold Corp
19:57PALIPalisade Bio, Inc.
20:23AXRAmrep Corp.

Icahn Enterprises L.P.IEP · 10-K · Dec 31 · 20:24

$15.80B

+31.4%

Hawaiian Electric Industries IncHE · 10-K/A · Dec 31 · 06:00

$3.37B+4.1%

Rush Enterprises IncRUSHA · 10-K · Dec 31 · 13:51

$3.09B+19.8%

Santander Holdings USA, Inc.SNUS-PH · 10-K · Dec 31 · 15:32

$2.81B51.9%

Valhi IncVHI · 10-K · Dec 31 · —

$2.09B+3.1%

Park Ohio Holdings CorpPKOH · 10-K · Dec 31 · 17:18

$1.13B+17.3%

Federal Signal CorpFSS · 10-K · Dec 31 · 12:13

$803.20M+16.6%

NAM TAI Property Inc.NTPIF · 20-F · Dec 31 · 16:07

$678.11M+33.2%

FreightCar America, Inc.RAIL · 10-K · Dec 31 · 16:18

$677.45M+39.1%

BKUBankUnited, Inc. · Centerbridge Capital Partners L P, 10% owner$93.29MSale · 3,770,000 sh

PRIMPrimoris Services Corp · Brian Pratt, Chairman, CEO & President$24.71MSale · 1,250,000 sh

BKUBankUnited, Inc. · John Adam Kanas, Chairman, President and CEO$19.80MSale · 800,000 sh

FETForum Energy Technologies, Inc. · Simmons L e & Associates Inc, 10% owner$12.41MSale · 484,340 sh

BKUBankUnited, Inc. · John Bohlsen, Chief Lending Officer$8.66MSale · 350,000 sh

Open insider activity

AURX Nuo Therapeutics, Inc. · New agreement · Officers or directors

20:48I

INLX Intellinetics, Inc. · New debt · New agreement

20:38R

TRAK ReposiTrak, Inc. · Unregistered shares sold · New agreement

17:36D

DSS DSS, Inc. · New agreement

16:28I

IVFH Innovative Food Holdings Inc · Acquisition or sale completed · New debt · New agreement

16:13C

CRAI CRA International, Inc. · New agreement

16:05L

LAKE Lakeland Industries Inc · Agreement ended

USAC USA Compression Partners, LP · Officers or directors

18:02R

RYN Rayonier Inc · Officers or directors

16:41A

ACR ACRES Commercial Realty Corp. · Officers or directors

16:29F

FTK Flotek Industries Inc · Officers or directors

16:17M

MVIS Microvision, Inc. · Officers or directors

16:14S

SANM Sanmina Corp · Shareholder vote · Officers or directors

16:05S

SD Sandridge Energy Inc · Officers or directors

The dayFriday, March 15