Skip to content

Circles

News

What covered companies filed with the SEC, day by day.

1
4
5
6
7
8
11
12
13
14

‹ Wed, Mar 13, 2013

Thursday, March 14, 2013

391 filings · 269 companiesAll checks passed · Updated Oct 30

Fri, Mar 15, 2013 ›

Front page2 By time of day Results20 Reports55 Insiders51 Agreements7 Officers and directors11 Filings153 Index

Nothing from your lists

By time of day

153 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

00:0002:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

37 without a time on file

Results

20 announced

Nothing from your lists

Reports

2 quarterly · 53 annual

CompanyRevenueOn the year

ABB LtdABLZF · 20-F · Dec 31 · —
$39.34B+3.5%

Nothing from your lists

Insiders

51 filings

Purchases$478.47K17 filings

Sales$29.14M34 filings

CUZCousins Properties Inc · Cousins Thomas G$12.07MSale · 1,200,000 sh

Nothing from your lists

Agreements

7 filings

18:42CMRF CIM Group, Inc. · New debt · New agreement
17:29

Nothing from your lists

Officers and directors

11 filings

21:20MLP Maui Land & Pineapple Co Inc · Bylaws or fiscal year changed · Officers or directors
20:29

Nothing from your lists

Filings

153 listed

Find a company, form or word

17:00

17:32PAR
PAR PAR Technology Corp · Annual report
17:56NGS
NGS Natural Gas Services Group Inc · Results, after-hours

18:00

18:13CHUC
CHUC Charlie's Holdings, Inc. · Announcement
18:21FBRT
FBRT Franklin BSP Realty Trust, Inc. · New agreement
18:36NHP
NHP National Healthcare Properties, Inc. · New agreement · Officers or directors

19:00

19:05FTK
FTK Flotek Industries Inc · Results, after-hours
19:35ALT
ALT Altimmune, Inc. · Annual report
19:38MVIS
MVIS Microvision, Inc. · Annual report

21:00

21:35CLRO
CLRO Clearone Inc · Stake amended
21:45ESRT
ESRT Empire State Realty Trust, Inc. · Merger communication

22:00

22:02FC
FC Franklin Covey Co · New agreement
22:47IESC
IESC IES Holdings, Inc. · Merger communication

23:00

23:00AVD
AVD American Vanguard Corp · Announcement
23:29IESC
IESC IES Holdings, Inc. · Merger communication

00:00

00:02VGZ
VGZ Vista Gold Corp · Annual report

06:00

06:04AMN
AMN AMN Healthcare Services Inc · Proxy statement
06:04SDEV
SDEV Stablecoin Development Corp · Annual report
06:22BOOM
BOOM DMC Global Inc. · Annual report

07:00

07:21MDGL
MDGL Madrigal Pharmaceuticals, Inc. · Annual report
07:31OPTT
OPTT Ocean Power Technologies, Inc. · Results, pre-market
07:31FBIO
FBIO Fortress Biotech, Inc. · Results, pre-market

08:00

08:01FTK
FTK Flotek Industries Inc · Investor disclosure
08:10GLP
GLP Global Partners LP · Results, pre-market
08:39PLPC
PLPC Preformed Line Products Co · Results, pre-market

09:00

09:15MBWM
MBWM Mercantile Bank Corp · Annual report
09:15HL
HL Hecla Mining Co · Merger communication
09:16ISCO
ISCO International Stem Cell CORP · Unregistered shares sold · New agreement
09:17HL
HL Hecla Mining Co · Announcement

10:00

10:16MRTN
MRTN Marten Transport Ltd · Annual report
10:21LCUT
LCUT Lifetime Brands, Inc · Results, market hours
10:25FMAO
FMAO Farmers & Merchants Bancorp Inc · Proxy statement

11:00

11:00CSBR
CSBR Champions Oncology, Inc. · Results, market hours
11:01—
— Graybar Electric Co Inc · Annual report
11:22NWFL
NWFL Norwood Financial Corp · Annual report

12:00

12:00ACRE
ACRE Ares Commercial Real Estate Corp · Investor disclosure
12:01CAPS
CAPS Capstone Holding Corp. · Annual report
12:15CAPS
CAPS Capstone Holding Corp. · Results, market hours
12:26LDP
LDP Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. · Proxy statement
12:31RFI
RFI Cohen & Steers Total Return Realty Fund Inc · Proxy statement
12:31RQI
RQI Cohen & Steers Quality Income Realty Fund Inc · Proxy statement

40 of 153

Index

Forms filed

Insider filing4117
Current report8-K60
Annual report10-K49
Foreign issuer report6-K26
Proxy statementDEF 14A13
Annual ownership

145 companies

Find a company

A

Aaon, Inc.AAON
ABB LtdABLZF
Actinium Pharmaceuticals, Inc.ATNM
Alico, Inc.ALCO
Altimmune, Inc.ALT
American National Group Inc.ANG-PD
American Vanguard CorpAVD
AMN Healthcare Services IncAMN
Anika Therapeutics, Inc.ANIK
Archrock, Inc.AROC
Ares Commercial Real Estate CorpACRE
ARK Restaurants CorpARKR
Artesian Resources CorpARTNA
Ascent Solar Technologies, Inc.ASTI
Asure Software IncASUR

B

Bank of Marin BancorpBMRC
Banner CorpBANR
Brainstorm Cell Therapeutics Inc.BCLI
Brookfield Oaktree Holdings, LLCOAK-PA
Brookfield Renewable Partners L.P.BEP
Buckle IncBKE
Build-A-Bear Workshop IncBBW
Butler National CorpBUKS

C

Capstone Holding Corp.CAPS×2
Carlyle Group Inc.CG
CarParts.com, Inc.PRTS
CBAK Energy Technology LtdCBAT
CBAK Energy Technology, Inc.
Cerus CorpCERS
CFN Enterprises Inc.CNFN
Champions Oncology, Inc.CSBR
Charlie's Holdings, Inc.CHUC
China Pharma Holdings, Inc.CPHI
CIM Group, Inc.CMRF
Clearone IncCLRO×2
Coca-Cola Consolidated, Inc.COKE
Cohen & Steers Closed-End Opportunity Fund, Inc.FOF
Cohen & Steers Infrastructure Fund IncUTF
Cohen & Steers Ltd Duration Preferred & Income Fund, Inc.LDP
Cohen & Steers Quality Income Realty Fund IncRQI
Cohen & Steers Reit & Preferred & Income Fund IncRNP
Cohen & Steers Select Preferred & Income Fund, Inc.PSF
Cohen & Steers Total Return Realty Fund IncRFI
Community BancorpCMTV
Community Trust Bancorp IncCTBI
Consolidated Water Co. Ltd.CWCO
Cousins Properties IncCUZ×2
Creditriskmonitor Com IncCRMZ
Cumberland Pharmaceuticals IncCPIX
CVR Energy IncCVI

D

Delcath Systems, Inc.DCTH×2
DMC Global Inc.BOOM
Dorman Products, Inc.DORM

E

Empire State Realty OP, L.P.ESBA
Empire State Realty Trust, Inc.ESRT
Enanta Pharmaceuticals IncENTA
EPR PropertiesEPR
Ethan Allen Interiors IncETD
Evertec, Inc.EVTC

F

Farmers & Merchants Bancorp IncFMAO
First Busey CorpBUSE
Flotek Industries IncFTK×2
Forestar Group Inc.FOR
Fortress Biotech, Inc.FBIO
Franklin BSP Realty Trust, Inc.FBRT
Franklin Covey CoFC

G

GEE Group Inc.JOB
Global Industrial CoGIC
Global Partners LPGLP
Globalstar, Inc.GSAT
Graybar Electric Co Inc
Griffon CorpGFF

H

Harvard Bioscience IncHBIO
Hawaiian Electric Industries IncHE
HCI Group, Inc.HCI
Hecla Mining CoHL×2
Hudson Pacific Properties, Inc.HPP
Hudson Technologies IncHDSN

I

IES Holdings, Inc.IESC×2
Innovate Corp.VATE
Innovative Designs IncIVDN
Intelligent Protection Management Corp.IPM×2
International Stem Cell CORPISCO
Investors Title CoITIC
Isabella Bank CorpISBA

L

LGL Group IncLGL
Lifetime Brands, IncLCUT
Ligand Pharmaceuticals IncLGND

M

Madrigal Pharmaceuticals, Inc.MDGL
Marchex IncMCHX
MarketAxess Holdings IncMKTX
Marten Transport LtdMRTN
Maui Land & Pineapple Co IncMLP
Mercantile Bank CorpMBWM
Methanex CorpMEOH
Microvision, Inc.MVIS

N

National Healthcare Properties, Inc.NHP
Natural Gas Services Group IncNGS
Neonode Inc.NEON×2
Neostellar Capital Corp.NSLR
Norwood Financial CorpNWFL
NWPX Infrastructure, Inc.NWPX
NXP Semiconductors N.V.NXPI

O

Oak Valley BancorpOVLY
Oaktree Specialty Lending CorpOCSL
Ocean Power Technologies, Inc.OPTT
Octave Specialty Group IncOSG
Omniq Corp.OMQS
One Liberty Properties IncOLP
Onity Group Inc.ONIT×2

P

PAR Technology CorpPAR×2
Power Solutions International, Inc.PSIX×2
Precipio, Inc.PRPO
Preformed Line Products CoPLPC
Pro DEX IncPDEX
Processa Pharmaceuticals, Inc.PCSA
Provectus Biopharmaceuticals, Inc.PVCT
Provident Financial Holdings IncPROV

R

Rambus IncRMBS
Republic Bancorp IncRBCAA

S

Sabra Health Care REIT, Inc.SBRA
Salem Media Group, Inc.
Sierra BancorpBSRR
SLR Investment Corp.SLRC
Solitron Devices IncSODI
Stablecoin Development CorpSDEV
Superior Group of Companies, Inc.SGC×2
SurgePays, Inc.SURG

T

Team IncTISI
Tempest Therapeutics, Inc.TPST
Trimas CorpTRS
TrueBlue, Inc.TBI
TuHURA Biosciences, Inc.HURA

U

U.S. Gold Corp.USAU×2
Ulta Beauty, Inc.ULTA
Ultra Clean Holdings, Inc.UCTT
Universal Electronics IncUEIC
Uwharrie Capital CorpUWHR

V

Vaalco Energy IncEGY
Vanda Pharmaceuticals Inc.VNDA
Vista Gold CorpVGZ

W

Weis Markets IncWMK×2
Weyco Group IncWEYS
Winmark CorpWINA×2

Z

Zumiez IncZUMZ

HURATuHURA Biosciences, Inc.·Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors (amended)·16:20

TuHURA Biosciences, Inc.: Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors (amended)

TRS·Auditor change (amended)·17:21

Trimas Corp: Auditor change (amended)

Delisting noticesC

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

Platform

Using AI API SDKs CLI

Research

NewsListen Earnings Movers Indexes IPOs Insiders Holders Compare Metrics

Screener Watchlists Pies Notes Your companies

Learn

Thaler

Thaler Agent Promise Provenance Changelog Circles Account Terms Privacy

Pre-market4

07:31OPTTOcean Power Technologies, Inc.
07:31FBIOFortress Biotech, Inc.
08:10

5

10

CORRESP10

Proxy materialDEFA14A9

Stake amendedSC 13D/A9

Insider filing, amended4/A8

Annual report to shareholdersARS8

UPLOAD8

Merger communication4255

Initial ownership34

Passive stake reportedSC 13G4

Passive stake amendedSC 13G/A4

Prospectus supplement424B53

Current report (amended)8-K/A3

Free writing prospectusFWP3

Amended registration statementS-1/A3

Employee plan registrationS-83

Amended annual report10-K/A2

Quarterly report10-Q2

Prospectus supplement424B32

CT ORDER2

Exempt offering noticeD2

Late filing noticeNT 10-Q2

Preliminary proxy statementPRE 14A2

Shelf registrationS-32

S-3ASR2

Stake reportedSC 13D2

Annual report20-F1

Initial ownership, amended3/A1

Annual report40-F1

Prospectus424B41

497AD1

Exchange listing8-A12B1

EFFECT1

F-1MEF1

IRANNOTICE1

NO ACT1

Late filing noticeNT 10-K1

Merger registrationS-41

G

GLPGlobal Partners LP

08:39P

PLPCPreformed Line Products Co

Market hours4

10:21LCUTLifetime Brands, Inc
11:00CSBRChampions Oncology, Inc.
12:15CAPSCapstone Holding Corp.
13:30CRMZCreditriskmonitor Com Inc

After-hours12

17:56NGSNatural Gas Services Group Inc
19:05FTKFlotek Industries Inc
16:06GSATGlobalstar, Inc.
16:10ZUMZZumiez Inc
16:11ULTAUlta Beauty, Inc.
16:31OSGOctave Specialty Group Inc
17:01DCTHDelcath Systems, Inc.
17:17NWPXNWPX Infrastructure, Inc.
17:23IPMIntelligent Protection Management Corp.
17:56BKEBuckle Inc
20:55OLPOne Liberty Properties Inc
21:30CWCOConsolidated Water Co. Ltd.

CVR Energy IncCVI · 10-K · Dec 31 · 16:55

$8.57B

+70.4%

Global Industrial CoGIC · 10-K · Dec 31 · 17:21

$3.54B3.7%

Weis Markets IncWMK · 10-K · Dec 29 · —

$2.70B1.9%

Coca-Cola Consolidated, Inc.COKE · 10-K · Dec 30 · —

$1.61B+3.4%

Marten Transport LtdMRTN · 10-K · Dec 31 · 10:16

$638.46M+5.8%

Build-A-Bear Workshop IncBBW · 10-K · Dec 29 · 20:12

$380.94M3.4%

Republic Bancorp IncRBCAA · 10-K · Dec 31 · —

$324.12M+13.9%

Innovate Corp.VATE · 10-K · Dec 31 · —

$302.96M26.5%

Weyco Group IncWEYS · 10-K · Dec 31 · —

$293.47M+8.3%

ONITOnity Group Inc. · Barry N Wish, Director$8.19MSale · 202,600 sh

HDSNHudson Technologies Inc · Kevin J Zugibe, Chairman, Chief Executive Off$1.59MSale · 371,627 sh

DORMDorman Products, Inc. · Steven L Berman, Chief Executive Officer$1.04MSale · 28,289 sh

CUZCousins Properties Inc · Lillian C Giornelli, Director$1.01MSale · 100,000 sh

TBITrueBlue, Inc. · Wayne W Larkin, EVP Branch Operations$803.86KSale · 38,462 sh

Open insider activity

TPST Tempest Therapeutics, Inc. · Unregistered shares sold · New agreement

16:20T

HURA TuHURA Biosciences, Inc. · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors (amended)

09:16I

ISCO International Stem Cell CORP · Unregistered shares sold · New agreement

22:02F

FC Franklin Covey Co · New agreement

18:36N

NHP National Healthcare Properties, Inc. · New agreement · Officers or directors

18:21F

FBRT Franklin BSP Realty Trust, Inc. · New agreement

ATNM Actinium Pharmaceuticals, Inc. · Officers or directors

17:11A

ANG-PD American National Group Inc. · Officers or directors

16:57A

ASUR Asure Software Inc · Officers or directors

16:22R

RMBS Rambus Inc · Officers or directors

16:20T

HURA TuHURA Biosciences, Inc. · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors (amended)

16:11U

ULTA Ulta Beauty, Inc. · Officers or directors · Results, after-hours

16:09E

ETD Ethan Allen Interiors Inc · Officers or directors

The dayThursday, March 14