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What covered companies filed with the SEC, day by day.

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‹ Wed, May 8, 2013

Thursday, May 9, 2013

777 filings · 534 companiesAll checks passed · Updated Oct 28

Fri, May 10, 2013 ›

Front page2 By time of day Results59 Reports263 Insiders48 Agreements7 Officers and directors10 Filings409 Index

Nothing from your lists

By time of day

409 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

154 without a time on file

Results

59 announced

Nothing from your lists

Reports

261 quarterly · 2 annual

CompanyRevenueOn the year

Energy Transfer LPET · 10-Q · Mar 31 · 20:03
$11.18B+569.8%

Nothing from your lists

Insiders

48 filings

Purchases$5.81M14 filings

Sales$175.51M34 filings

CPAYCorpay, Inc. · Andrew Balson, Director$129.27MSale · 1,595,986 sh

Nothing from your lists

Agreements

7 filings

20:53RMTI Rockwell Medical, Inc. · New agreement
20:11

Nothing from your lists

Officers and directors

10 filings

21:31MRDN Meridian Holdings Inc. · Officers or directors
21:15

Nothing from your lists

Filings

409 listed

Find a company, form or word

17:00

17:31KRO
KRO Kronos Worldwide Inc · Shareholder vote
17:35KRO
KRO Kronos Worldwide Inc · Results, after-hours
17:37NL
NL NLI Holdings, Inc. · Results, after-hours
17:57AES
AES AES Corp · Quarterly report

19:00

19:34OVLY
OVLY Oak Valley Bancorp · Proxy statement

21:00

21:13CLDT
CLDT Chatham Lodging Trust · Quarterly report
21:40HBCP
HBCP Home Bancorp, Inc. · Shareholder vote · Officers or directors
21:46MTRX
MTRX Matrix Service Co · Results, after-hours

23:00

23:25ATOS
ATOS Atossa Therapeutics, Inc. · Shareholder vote

00:00

00:33MIDD
MIDD Middleby Corp · Results, pre-market

01:00

01:54EWBC
EWBC East West Bancorp Inc · Quarterly report

06:00

06:04SOBR
SOBR SOBR Safe, Inc. · Annual report
06:07AES
AES AES Corp · Results, pre-market
06:10LITS
LITS Lite Strategy, Inc. · Quarterly report

07:00

07:02VNDA
VNDA Vanda Pharmaceuticals Inc. · Results, pre-market
07:06SRPT
SRPT Sarepta Therapeutics, Inc. · Results, pre-market
07:24MTEX
MTEX Mannatech Inc · Results, pre-market
07:38DCTH
DCTH Delcath Systems, Inc. · Quarterly report

08:00

08:00KOS
KOS Kosmos Energy Ltd. · Results, pre-market
08:40FBIO
FBIO Fortress Biotech, Inc. · Quarterly report
08:42IMNN
IMNN Imunon, Inc. · Results, pre-market
08:50GVA
GVA Granite Construction Inc · Results, pre-market

09:00

09:00MNOV
MNOV Medicinova Inc · Investor disclosure
09:03ADAM
ADAM Adamas Trust, Inc. · Investor disclosure
09:05IMNN
IMNN Imunon, Inc. · Quarterly report
09:21KRO
KRO Kronos Worldwide Inc · Investor disclosure
09:24GLP
GLP Global Partners LP · Results, pre-market
09:28—
— NewStream Energy Technologies Group Inc · Shareholder vote
09:30WTI
WTI W&T Offshore Inc · Shareholder vote
09:38MBWM
MBWM Mercantile Bank Corp · Quarterly report
09:49CCBG
CCBG Capital City Bank Group Inc · Quarterly report

10:00

10:00USAC
USAC USA Compression Partners, LP · Results, market hours
10:03ECHO
ECHO EchoStar CORP · Quarterly report
10:05PALI
PALI Palisade Bio, Inc. · Announcement · Investor disclosure
10:08NHC
NHC National Healthcare Corp · Results, market hours
10:47ARLP
ARLP Alliance Resource Partners LP · Quarterly report
10:49KEQU
KEQU Kewaunee Scientific Corp · New debt · New agreement
10:51NHC
NHC National Healthcare Corp · Shareholder vote
10:52NTWK
NTWK Netsol Technologies Inc · Results, market hours

11:00

11:02AMRC
AMRC Ameresco, Inc. · Results, market hours

40 of 409

Index

Forms filed

Quarterly report10-Q260
Insider filing4192
Current report8-K129
Foreign issuer report6-K53
Initial ownership321
N-CSR

367 companies

Find a company

A

Aaon, Inc.AAON
Abeona Therapeutics Inc.ABEO
Acadia Realty TrustAKR
Accuray IncARAY
Acnb CorpACNB
Acorn Energy, Inc.ACFN×2
Adamas Trust, Inc.ADAM
Addus HomeCare CorpADUS
AES CorpAES×2
AGNC Investment Corp.AGNC
Agree Realty CorpADC
AI Financial CorpAIFC
Alliance Resource Partners LPARLP
Amarin Corp PLCAMRN×2
AMC Global Media Inc.AMCX×2
Ameresco, Inc.AMRC
American Financial Group IncAFG
American Public Education IncAPEI
Ames National CorpATLO×2
Amtech Systems IncASYS
Apollo Commercial Real Estate Finance, Inc.ARI
Arbor Realty Trust IncABR
Arrow Financial CorpAROW
Arrowhead Pharmaceuticals, Inc.ARWR×2
Artisan Partners Asset Management Inc.APAM
Ascent Solar Technologies, Inc.ASTI×2
Ashford Hospitality Trust IncAHT
Atlantic Union Bankshares CorpAUB
Atossa Therapeutics, Inc.ATOS
Azenta, Inc.AZTA

B

BAB, Inc.BABB
Banco Bilbao Vizcaya Argentaria, S.A.BBVA
Bank of New York Mellon CorpBNY
BankUnited, Inc.BKU
BAR Harbor BanksharesBHB
Barrett Business Services IncBBSI
BCP Investment CorpBCIC
Becton Dickinson & CoBDX
BEL Fuse IncBELFA
BGC Group, Inc.BGC
Biocryst Pharmaceuticals IncBCRX
Blink Charging Co.BLNK
Blue Biofuels, Inc.BIOF
BlueLinx Holdings Inc.BXC
Boise Cascade CoBCC
Booking Holdings Inc.BKNG
Brainstorm Cell Therapeutics Inc.BCLI
Broadway Financial Corp deBYFC
Broadwind, Inc.BWEN×2
Brookdale Senior Living Inc.BKD
Brown & Brown, Inc.BRO
BRT Apartments Corp.BRT
Bruker CorpBRKR
Build-A-Bear Workshop IncBBW
Byrna Technologies Inc.BYRN

C

C. H. Robinson Worldwide, Inc.CHRW
Cadiz IncCDZI
Capital City Bank Group IncCCBG
Capital One Financial CorpCOF
Carlyle Secured Lending, Inc.CGBD
CDW CorpCDW
Cedar Realty Trust, Inc.CDR-PB×2
Cencora, Inc.COR
Central Garden & Pet CoCENT
Cerenome, Inc.CNSY
CF Industries Holdings, Inc.CF
Chatham Lodging TrustCLDT
Chesapeake Granite Wash TrustCHKR
China Yuchai International LtdCYD
Citizens & Northern CorpCZNC
Citizens Financial Services IncCZFS
Civista Bancshares, Inc.CIVB
Clean Energy Fuels Corp.CLNE
Clearwater Paper CorpCLW
CNB Financial CorpCCNE
Coca-Cola Consolidated, Inc.COKE
Codexis, Inc.CDXS
Coeur Mining, Inc.CDE
Cognizant Technology Solutions CorpCTSH
Cohen & Steers, Inc.CNS
Coherent Corp.COHR
ConnectOne Bancorp, Inc.CNOB
CoreCivic, Inc.CXW
Corpay, Inc.CPAY
CRA International, Inc.CRAI
Creative Realities, Inc.CREX
Creditriskmonitor Com IncCRMZ
Cross Country Healthcare, Inc.
Cross Timbers Royalty TrustCRT
CTT Pharmaceutical Holdings, Inc.CTTH
Curis IncCRIS
Customers Bancorp, Inc.CUBI

D

Darling Ingredients Inc.DAR
DaVita Inc.DVA
Delcath Systems, Inc.DCTH×2
Delek Logistics Partners, LPDKL
Dentsply Sirona Inc.XRAY
Diamondback Energy, Inc.FANG
DiamondRock Hospitality CoDRH
Dime Commercial Bancshares, Inc.DCOM
Dorchester Minerals, L.P.DMLP×2
Duke Energy CORPDUK

E

East West Bancorp IncEWBC
EchoStar CORPECHO
Electro Sensors Inc
Elme CommunitiesELME
Eloxx Pharmaceuticals, Inc.ELOX
Emerson Radio CorpMSN
Employers Holdings, Inc.EIG
ENB Financial CorpENBP
Encore Capital Group IncECPG
Endovia Health Sciences, Inc.EDVA
Energy Recovery, Inc.ERII
Energy Transfer LPET
Ernexa Therapeutics Inc.ERNA
ERP Operating Ltd PartnershipVRMK
Esco Technologies IncESE
Everforth IncEFOR

F

F5, Inc.FFIV
Farmers & Merchants BancorpFMCB
Farmers National Banc CorpFMNB
Federal Agricultural Mortgage CorpAGM
Federal National Mortgage Association Fannie MAEFNMA
Federal Realty Investment TrustFRT
Fidelity D & D Bancorp IncFDBC
Fifth Third BancorpFITB
First Bancorp, IncFNLC
First Busey CorpBUSE
First Citizens Bancshares IncFCNCA×2
First Keystone CorpFKYS
First Northern Community BancorpFNRN
Flotek Industries IncFTK
FNB CorpFNB
Forestar Group Inc.FOR
Fortress Biotech, Inc.FBIO
Fossil Group, Inc.FOSL
Franklin Covey CoFC
Franklin Electric Co IncFELE
Freeport-McMoran IncFCX
FTI Consulting, IncFCN
Fullnet Communications IncFULO
Fulton Financial CorpFULT

G

Gaia, IncGAIA
General Motors CoGM
Gentherm IncTHRM
Glacier Bancorp, Inc.GBCI
Global Partners LPGLP×2
Globe Life Inc.GL
Gold Resource Corp
Goldman Sachs Group IncGS
Golub Capital BDC, Inc.GBDC
Granite Construction IncGVA×2
Green DOT CorpGDOT
Groupon, Inc.GRPN
Gulf Resources, Inc.GURE
Gulfport Energy CorpGPOR

H

Hain Celestial Group IncHAIN
Harley-Davidson, Inc.HOG
HCI Group, Inc.HCI×2
Hecla Mining CoHL
Heron Therapeutics, Inc.HRTX×2
Highwoods Properties, Inc.HIW
Home Bancorp, Inc.HBCP×2
Hooker Furnishings CorpHOFT
Hudson Pacific Properties, Inc.HPP
Hugoton Royalty TrustHGTXU

I

Imunon, Inc.IMNN×2
Innovative Solutions & Support IncIA
Intellicheck, Inc.IDN
Intelligent Protection Management Corp.IPM
Interface IncTILE
International Bancshares CorpIBOC×2
Inuvo, Inc.INUV×2
iShares Gold TrustIAU
iShares S&P GSCI Commodity-Indexed TrustGSG
iShares Silver TrustSLV

J

JBT Marel CorpJBTM
Jefferies Financial Group Inc.JEF
JetBlue Airways CorpJBLU
Jones Soda Co.JSDA
Juniata Valley Financial CorpJUVF

K

Kennametal IncKMT
Kennedy-Wilson Holdings, Inc.
Kewaunee Scientific CorpKEQU
Kopin CorpKOPN
Kosmos Energy Ltd.KOS×2
Kratos Defense & Security Solutions, Inc.KTOS
Kronos Worldwide IncKRO×3
KVH Industries IncKVHI

L

LAM Research CorpLRCX
LCI IndustriesLCII
LCNB CorpLCNB
Leggett & Platt Inc
Lesaka Technologies IncLSAK×2
Lexicon Pharmaceuticals, Inc.LXRX
Liberty Media CorpFWONA
Lifecore Biomedical, Inc. deLFCR
Lifevantage CorpLFVN×2
Lisata Therapeutics, Inc.LSTA×2
Lite Strategy, Inc.LITS
LogicMark, Inc.
Luvu Brands, Inc.LUVU

M

M&T Bank CorpMTB
Magnera CorpMAGN
Maiden Holdings, Ltd.MHLA
Mama's Creations, Inc.MAMA×2
Mannatech IncMTEX
Mannkind CorpMNKD
Marathon Petroleum CorpMPC
Marsh & McLennan Companies, Inc.MRSH
Matrix Service CoMTRX×2
Mbia IncMBI×2
McEwen Inc.MUX
Mechanics BancorpMCHB
Medicinova IncMNOV
Medifast IncMED
Mercantile Bank CorpMBWM
Merck & Co., Inc.MRK
Meridian Holdings Inc.MRDN
Microbot Medical Inc.MBOT
Middleby CorpMIDD×2
Mosaic ImmunoEngineering Inc.CPMV
MPLX LPMPLX
Muncy Columbia Financial CorpCCFN

N

National Healthcare CorpNHC×2
Natural Grocers by Vitamin Cottage, Inc.NGVC×2
Natures Sunshine Products IncNATR
NCR Voyix CorpVYX
Nektar TherapeuticsNKTR
Nelnet IncNNI
Neogenomics IncNEO
Neostellar Capital Corp.NSLR
Netsol Technologies IncNTWK×2
New Mountain Finance CorpNMFC
New York Times CoNYT
NewStream Energy Technologies Group Inc
NGL Energy Partners LPNGL
NLI Holdings, Inc.NL
NNN Reit, Inc.NNN×2
Nobility Homes IncNOBH
Noble Romans IncNROM
Nomad Power Solutions, Inc.NMAD
Novanta IncNOVT×2
Novavax IncNVAX
Nuo Therapeutics, Inc.AURX

O

O Reilly Automotive IncORLY
Oak Valley BancorpOVLY
Old Market Capital CorpOMCC
Old Republic International CorpORI
Omega Healthcare Investors IncOHI
Omeros CorpOMER
Omnicell, Inc.OMCL
Oncotelic Therapeutics, Inc.OTLC
Option Care Health, Inc.OPCH
Opus Genetics, Inc.IRD
Orasure Technologies IncOSUR
Orrstown Financial Services IncORRF
Orthofix Medical Inc.OFIX
Oruka Therapeutics, Inc.ORKA
OSI Systems IncOSIS
Oxford Square Capital Corp.OXSQ

P

Palisade Bio, Inc.PALI
PAR Technology CorpPAR
Park Aerospace CorpPKE
Parkervision IncPRKR
PBF Energy Inc.PBF
Peapack Gladstone Financial CorpPGC
PennantPark Floating Rate Capital Ltd.PFLT×2
Phillips Edison & Company, Inc.PECO×2
PNC Financial Services Group, Inc.PNC
Popular, Inc.BPOP
Power Solutions International, Inc.PSIX×2
Precipio, Inc.PRPO
Primoris Services CorpPRIM
ProPhase Labs, Inc.PRPH
Prosperity Bancshares IncPB
Protalix BioTherapeutics, Inc.PLX
Pultegroup IncPHM
Puma Biotechnology, Inc.PBYI×2
Pursuit Attractions & Hospitality, Inc.PRSU

Q

Quantum X Labs Inc.QXL
Quinstreet, IncQNST
QVC Group, Inc.QVCG

R

Rambus IncRMBS
Raymond James Financial IncRJF
RCI Hospitality Holdings, Inc.RICK
RCM Technologies, Inc.RCMT
Reading International IncRDI
Regal Rexnord CorpRRX
Regency Centers CorpREG
ReposiTrak, Inc.TRAK
Republic Bancorp IncRBCAA
Research Frontiers IncREFR
Riot Platforms, Inc.RIOT×2
RLJ Lodging TrustRLJ
Rockwell Medical, Inc.RMTI
Rollins IncROL
Roper Technologies IncROP

S

Sangamo Therapeutics, IncSGMOQ
Sarepta Therapeutics, Inc.SRPT×2
Scully Royalty Ltd.SRL
Seaboard CorpSEB×2
SELLAS Life Sciences Group, Inc.SLS×2
Sensata Technologies Holding plcST
Sentient Brands Holdings Inc.SNBH
Simpson Manufacturing Co., Inc.SSD
SOBR Safe, Inc.SOBR
Soligenix, Inc.SNGX
Solitario Resources Corp.XPL
SouthState Bank CorpSSB
Spectrum Brands Holdings, Inc.SPB×2
SPX Technologies, Inc.SPXC
Stabilis Solutions, Inc.SLNG
Standard Biotools Inc.LAB
Steel Dynamics IncSTLD
Stellus Capital Investment CorpSCM
Stoneridge IncSRI×2
Strattec Security CorpSTRT
Suburban Propane Partners LPSPH×2
Sunshine Biopharma Inc.SBFM

T

Talphera, Inc.TLPH
Tanger Inc.SKT
TaoWeave, Inc.TWAV
Teleflex IncTFX
Texas Capital Bancshares IncTCBI
TFS Financial CORPTFSL
Theglobe Com IncTGLO
Transact Technologies IncTACT
TREES Corp (Colorado)CANN
TripAdvisor, Inc.TRIP
Tronox Holdings plcTROX
TruBridge, Inc.

U

U S Physical Therapy IncUSPH×2
Ubiquiti Inc.UI
Ultralife CorpULBI
Union Bankshares IncUNB
United Bankshares IncUBSI
United Community Banks IncUCB
United Guardian IncUG
Unity Bancorp IncUNTY
Universal Display CorpOLED
Universal Electronics IncUEIC
Universal Logistics Holdings, Inc.ULH
Univest Financial CorpUVSP
USA Compression Partners, LPUSAC
Uwharrie Capital CorpUWHR

V

Vaalco Energy IncEGY
Valley National BancorpVLY
Vanda Pharmaceuticals Inc.VNDA
Verastem, Inc.VSTM
Vericel CorpVCEL
Visteon CorpVC
Vivmark ResidentialVMRK

W

W&T Offshore IncWTI
Walker & Dunlop, Inc.WD
Watts Water Technologies IncWTS
Weis Markets IncWMK
Weyco Group IncWEYS
Willdan Group, Inc.WLDN×2
Wilson Bank Holding CoWBHC
Wintrust Financial CorpWTFC
WW International, Inc.WW

X

XMax Inc.XMAX
Xtant Medical Holdings, Inc.XTNT
Xwell, Inc.XWEL×2

Y

Yale Transaction Finders, Inc.YTFD

Z

Zions Bancorporation, National AssociationZION

NOVTNovanta Inc·Acquisition or sale completed·21:22

Novanta Inc: Acquisition or sale completed

BLNK·Acquisition or sale completed · Unregistered shares sold · New agreement·16:41

Blink Charging Co.: Acquisition or sale completed · Unregistered shares sold · New agreement

Delisting noticesO

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Pre-market9

00:33MIDDMiddleby Corp
06:07AESAES Corp
07:02

14

UPLOAD11

Passive stake amendedSC 13G/A9

Prospectus supplement424B38

CORRESP8

Stake amendedSC 13D/A7

EFFECT6

Proxy materialDEFA14A5

Prospectus supplement424B54

Passive stake reportedSC 13G4

Shelf registrationS-33

Notice of intent to sell1442

424B12

4972

Insider filing, amended4/A2

Current report (amended)8-K/A2

Proxy statementDEF 14A2

DEFR14A2

Free writing prospectusFWP2

POS AM2

Preliminary proxy statementPRE 14A2

Amended registration statementS-1/A2

Employee plan registrationS-82

Annual report10-K1

Amended annual report10-K/A1

Amended quarterly report10-Q/A1

Institutional holdings13F-HR1

Prospectus424B41

Merger communication4251

497AD1

Exchange listing8-A12B1

CERTARCA1

CERTNYS1

CT ORDER1

F-101

F-X1

N-2/A1

Registration statementS-11

Amended shelf registrationS-3/A1

S-3ASR1

Stake reportedSC 13D1

Tender offerSC TO-I1

V

VNDAVanda Pharmaceuticals Inc.

07:06S

SRPTSarepta Therapeutics, Inc.

07:24M

MTEXMannatech Inc

08:00K

KOSKosmos Energy Ltd.

08:42I

IMNNImunon, Inc.

08:50G

GVAGranite Construction Inc

09:24G

GLPGlobal Partners LP

Market hours12

10:00USACUSA Compression Partners, LP
10:08NHCNational Healthcare Corp
10:52NTWKNetsol Technologies Inc
11:02AMRCAmeresco, Inc.
11:20SLNGStabilis Solutions, Inc.
12:00UWHRUwharrie Capital Corp
12:04SPHSuburban Propane Partners LP
12:58IBOCInternational Bancshares Corp
13:09FCNCAFirst Citizens Bancshares Inc
13:31PKEPark Aerospace Corp
13:51AMCXAMC Global Media Inc.
15:11OMCCOld Market Capital Corp

After-hours38

17:35KROKronos Worldwide Inc
17:37NLNLI Holdings, Inc.
21:46MTRXMatrix Service Co
16:03PECOPhillips Edison & Company, Inc.
16:03WLDNWilldan Group, Inc.
16:06AMRNAmarin Corp PLC
16:08UNBUnion Bankshares Inc
16:08SLSSELLAS Life Sciences Group, Inc.
16:09ASTIAscent Solar Technologies, Inc.
16:09MBOTMicrobot Medical Inc.
16:10JSDAJones Soda Co.
16:10UIUbiquiti Inc.

Federal National Mortgage Association Fannie MAEFNMA · 10-Q · Mar 31 · —

$7.79B

+32.7%

Global Partners LPGLP · 10-Q · Mar 31 · 14:33

$5.59B+40.6%

AES CorpAES · 10-Q · Mar 31 · 17:57

$4.15B9.5%

PNC Financial Services Group, Inc.PNC · 10-Q · Mar 31 · —

$3.96B+6.0%

Bank of New York Mellon CorpBNY · 10-Q · Mar 31 · —

$3.61B0.6%

CDW CorpCDW · 10-Q · Mar 31 · —

$2.41B+4.0%

Becton Dickinson & CoBDX · 10-Q · Mar 31 · —

$2.00B+3.7%

QVC Group, Inc.QVCG · 10-Q · Mar 31 · 13:57

$1.97B+2.2%

Fifth Third BancorpFITB · 10-Q · Mar 31 · —

$1.63B2.2%

GBDCGolub Capital BDC, Inc. · David Golub, Chief Executive Officer$13.36MSale · 764,808 sh

HAINHain Celestial Group Inc · Irwin D Simon, Pres., CEO & Chairman of Bd$12.58MSale · 200,000 sh

STSensata Technologies Holding plc · Thomas Wroe JR, Director$8.75MSale · 250,000 sh

GBDCGolub Capital BDC, Inc. · David Golub, Chief Executive Officer$4.70MPurchase · 269,033 sh

HIWHighwoods Properties, Inc. · Michael e Harris, Executive Vice President & COO$2.05MSale · 50,000 sh

Open insider activity

RIOT Riot Platforms, Inc. · New debt · New agreement

17:23E

ELOX Eloxx Pharmaceuticals, Inc. · Unregistered shares sold · New agreement

16:41B

BLNK Blink Charging Co. · Acquisition or sale completed · Unregistered shares sold · New agreement

16:17S

SPXC SPX Technologies, Inc. · New agreement

16:06H

HCI HCI Group, Inc. · New agreement

10:49K

KEQU Kewaunee Scientific Corp · New debt · New agreement

PRPH ProPhase Labs, Inc. · Shareholder vote · Officers or directors

20:04P

PRIM Primoris Services Corp · Shareholder vote · Officers or directors · Results, after-hours

19:36X

XMAX XMax Inc. · Officers or directors

19:25L

LFCR Lifecore Biomedical, Inc. de · Officers or directors

16:45H

HOFT Hooker Furnishings Corp · Officers or directors

16:25C

CLW Clearwater Paper Corp · Shareholder vote · Officers or directors

16:14A

ACFN Acorn Energy, Inc. · Officers or directors · Results, after-hours

The dayThursday, May 9