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What covered companies filed with the SEC, day by day.

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‹ Wed, Jul 3, 2013

Friday, July 5, 2013

121 filings · 101 companiesAll checks passed · Updated Oct 28

Mon, Jul 8, 2013 ›

Front page3 By time of day Results2 Insiders7 Agreements5 Officers and directors7 Filings35 Index

Nothing from your lists

By time of day

35 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

7 without a time on file

Results

2 announced

Nothing from your lists

Insiders

7 filings

Purchases$95.58K2 filings

Sales$1.41M5 filings

SAFESafehold Inc. · JAY Sugarman, Chairman and CEO$596.20KSale · 53,498 sh

Nothing from your lists

Agreements

5 filings

17:30CIMG Cimg Inc. · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors (amended)
17:06

Nothing from your lists

Officers and directors

7 filings

20:12ASYS Amtech Systems Inc · Officers or directors
17:48

Nothing from your lists

Filings

35 listed

Find a company, form or word

21:00

21:54LULU
LULU lululemon athletica inc. · Announcement
21:58IVT
IVT InvenTrust Properties Corp. · New agreement

22:00

22:10BDPT
BDPT Bioadaptives, Inc. · Change in control · Officers or directors
22:12GTY
GTY Getty Realty Corp · Officers or directors

23:00

23:02KOSS
KOSS Koss Corp · New agreement
23:03VGZ
VGZ Vista Gold Corp · Investor disclosure

01:00

01:12RH
RH RH · Registration statement

07:00

07:30SEII
SEII Sharing Economy International Inc. · Investor disclosure

08:00

08:49NSPR
NSPR InspireMD, Inc. · Announcement

09:00

09:28GTHP
GTHP Guided Therapeutics Inc · Registration statement

10:00

10:11KZIA
KZIA Kazia Therapeutics Ltd · Amended annual report

12:00

12:16ABCP
ABCP AmBase Corp · Acquisition or sale completed

15:00

15:30INBK
INBK First Internet Bancorp · New debt · New agreement
15:31TENX
TENX Tenax Therapeutics, Inc. · Amended registration statement

16:00

16:00AVY
AVY Avery Dennison Corp · Current report (amended)
16:28SFTBF
SFTBF Softbank Group Corp. · Merger communication
16:38VXRT
VXRT Vaxart, Inc. · Officers or directors
16:39HBCP
HBCP Home Bancorp, Inc. · Trading blackout
16:49HDSN
HDSN Hudson Technologies Inc · Results, after-hours
16:50CTTH
CTTH CTT Pharmaceutical Holdings, Inc. · Officers or directors

17:00

17:03TRIP
TRIP TripAdvisor, Inc. · Shareholder vote
17:05HE
HE Hawaiian Electric Industries Inc · Announcement
17:06SAIA
SAIA Saia Inc · New debt · New agreement
17:30CIMG
CIMG Cimg Inc. · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors (amended)
17:48ACTG
ACTG Acacia Research Corp · Officers or directors
17:56NVAX
NVAX Novavax Inc · Announcement

19:00

19:48SBR
SBR Sabine Royalty Trust · Results, after-hours

20:00

20:12ASYS
ASYS Amtech Systems Inc · Officers or directors

—

—FLXS
FLXS Flexsteel Industries Inc · Current report
——
— MV Oil Trust · Current report
—VYST
VYST Vystar Corp · Current report
—GRNL
GRNL Greenlite Ventures Inc · Current report
——
— Whitestone REIT · Current report
—TGNT
TGNT Totaligent, Inc. · Current report
——
— Mobivity Holdings Corp. · Current report

35 of 35

Index

Forms filed

Current report8-K28
Insider filing418
Foreign issuer report6-K18
CORRESP7
Insider filing, amended4/A6
N-CSRS

41 companies

Find a company

A

Acacia Research CorpACTG
AeroVironment IncAVAV
AmBase CorpABCP
Amtech Systems IncASYS
Avery Dennison CorpAVY

B

Bancfirst CorpBANF
Bioadaptives, Inc.BDPT

C

Cimg Inc.CIMG
Cousins Properties IncCUZ×2
CTT Pharmaceutical Holdings, Inc.CTTH

F

First Internet BancorpINBK
Flexsteel Industries IncFLXS

G

Getty Realty CorpGTY
Greenlite Ventures IncGRNL
Guided Therapeutics IncGTHP

H

Hawaiian Electric Industries IncHE
Home Bancorp, Inc.HBCP
Hudson Technologies IncHDSN

I

InspireMD, Inc.NSPR
InvenTrust Properties Corp.IVT

K

Kazia Therapeutics LtdKZIA
Koss CorpKOSS

L

lululemon athletica inc.LULU

M

Mobivity Holdings Corp.
MV Oil Trust

N

Novavax IncNVAX
Nuveen Municipal High Income Opportunity FundNMZ

R

RHRH

S

Sabine Royalty TrustSBR
Safehold Inc.SAFE
Saia IncSAIA
Sharing Economy International Inc.SEII
Softbank Group Corp.SFTBF

T

Tenax Therapeutics, Inc.TENX
Totaligent, Inc.TGNT
TripAdvisor, Inc.TRIP

V

Vaxart, Inc.VXRT
Vista Gold CorpVGZ
Vystar CorpVYST

W

Western Asset Mortgage Opportunity Fund Inc.DMO
Whitestone REIT

CIMGCimg Inc.·Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors (amended)·17:30

Cimg Inc.: Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors (amended)

BDPT·Change in control · Officers or directors·22:10

Bioadaptives, Inc.: Change in control · Officers or directors

ABCP·Acquisition or sale completed·12:16

AmBase Corp: Acquisition or sale completed

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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After-hours2

16:49HDSNHudson Technologies Inc
19:48SBRSabine Royalty Trust

6

UPLOAD5

EFFECT4

Current report (amended)8-K/A2

CT ORDER2

Exempt offering noticeD2

Preliminary proxy statementPRE 14A2

PRER14A2

Registration statementS-12

Institutional holdings13F-HR1

Amended annual report20-F/A1

Prospectus supplement424B31

Merger communication4251

Annual ownership51

6-K/A1

Exempt offering notice, amendedD/A1

Proxy materialDEFA14A1

F-3/A1

N-21

N-CSR1

Amended registration statementS-1/A1

Shelf registrationS-31

Amended shelf registrationS-3/A1

S-3ASR1

Employee plan registrationS-81

Passive stake reportedSC 13G1

CUZCousins Properties Inc · Cousins Thomas G$427.75KSale · 41,651 sh

BANFBancfirst Corp · Marion McMillan, Regional Executive$241.42KSale · 5,000 sh

CUZCousins Properties Inc · Lillian C Giornelli, Director$82.52KSale · 8,035 sh

AVAVAeroVironment Inc · Roy E. Minson, SVP and GM$59.49KSale · 3,000 sh

NMZNuveen Municipal High Income Opportunity Fund · Miller John V$50.48KPurchase · 4,000 sh

Open insider activity

S

SAIA Saia Inc · New debt · New agreement

15:30F

INBK First Internet Bancorp · New debt · New agreement

23:02K

KOSS Koss Corp · New agreement

21:58I

IVT InvenTrust Properties Corp. · New agreement

ACTG Acacia Research Corp · Officers or directors

17:30C

CIMG Cimg Inc. · Change in control · Auditor change · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors (amended)

16:50C

CTTH CTT Pharmaceutical Holdings, Inc. · Officers or directors

16:38V

VXRT Vaxart, Inc. · Officers or directors

22:12G

GTY Getty Realty Corp · Officers or directors

22:10B

BDPT Bioadaptives, Inc. · Change in control · Officers or directors

The dayFriday, July 5