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‹ Mon, Jun 24, 2013

Tuesday, June 25, 2013

274 filings · 181 companiesAll checks passed · Updated Oct 28

Wed, Jun 26, 2013 ›

Front page1 By time of day Results6 Reports9 Insiders28 Agreements4 Officers and directors9 Filings64 Index

Nothing from your lists

By time of day

64 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

9 without a time on file

Results

6 announced

Nothing from your lists

Reports

4 quarterly · 5 annual

CompanyRevenueOn the year

Korn FerryKFY · 10-K · Apr 30 · 14:34
$849.70M+2.8%

Nothing from your lists

Insiders

28 filings

Purchases$2.43M17 filings

Sales$3.07M11 filings

MDGLMadrigal Pharmaceuticals, Inc. · Bruce Kovner, Director$1.10MPurchase · 250,000 sh

Nothing from your lists

Agreements

4 filings

20:36MITK Mitek Systems Inc · New agreement
17:11

Nothing from your lists

Officers and directors

9 filings

21:21FR First Industrial Realty Trust Inc · Officers or directors
17:29

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Filings

64 listed

Find a company, form or word

17:00

17:49GRBK
GRBK Green Brick Partners, Inc. · Shareholder vote

19:00

19:56SAMG
SAMG Silvercrest Asset Management Group Inc. · Amended registration statement

21:00

21:51PAA
PAA Plains ALL American Pipeline LP · Investor disclosure
21:52BYOP
BYOP KiNRG, Inc. · Registration statement

22:00

22:07DKL
DKL Delek Logistics Partners, LP · Investor disclosure

06:00

06:00CRDF
CRDF Cardiff Oncology, Inc. · New agreement
06:14NDLS
NDLS Noodles & Co · Amended registration statement

08:00

08:07TWIN
TWIN Twin Disc Inc · Officers or directors
08:44BCPC
BCPC Balchem Corp · Shareholder vote

09:00

09:08CCL
CCL Carnival Corp Ltd. · Results, pre-market

10:00

10:10HMC
HMC Honda Motor Co Ltd · Annual report

11:00

11:44SENEA
SENEA Seneca Foods Corp · Proxy statement

12:00

12:25OXM
OXM Oxford Industries Inc · Investor disclosure
12:50ELOX
ELOX Eloxx Pharmaceuticals, Inc. · Unregistered shares sold · New agreement

13:00

13:12LFVN
LFVN Lifevantage Corp · Officers or directors
13:21KINS
KINS Kingstone Companies, Inc. · Proxy statement

14:00

14:24UVV
UVV Universal Corp · Proxy statement
14:34KFY
KFY Korn Ferry · Annual report

15:00

15:11IOVA
IOVA Iovance Biotherapeutics, Inc. · Officers or directors
15:35VGTK
VGTK Viking Global Technologies, Inc. · Investor disclosure

16:00

16:01FCX
FCX Freeport-McMoran Inc · Announcement
16:02IEHC
IEHC IEH Corp · Late filing notice
16:03SWBI
SWBI Smith & Wesson Brands, Inc. · Results, after-hours
16:06BUKS
BUKS Butler National Corp · Announcement
16:09SWBI
SWBI Smith & Wesson Brands, Inc. · Annual report
16:25DRIO
DRIO DarioHealth Corp. · Officers or directors
16:37SD
SD Sandridge Energy Inc · Officers or directors
16:39CCL
CCL Carnival Corp Ltd. · Officers or directors
16:46BCC
BCC Boise Cascade Co · Investor disclosure
16:47RES
RES RPC Inc · Announcement

17:00

17:03LVS
LVS Las Vegas Sands Corp · Officers or directors
17:06MG
MG Mistras Group, Inc. · Results, after-hours
17:11TRIP
TRIP TripAdvisor, Inc. · New debt · New agreement
17:14CIM
CIM Chimera Investment Corp · Quarterly report
17:15FCEL
FCEL Fuelcell Energy Inc · Announcement
17:19EAD
EAD Allspring Income Opportunities Fund · Proxy statement
17:29APAM
APAM Artisan Partners Asset Management Inc. · Officers or directors
17:29CHCI
CHCI Comstock Holding Companies, Inc. · Shareholder vote

18:00

18:32MOJO
MOJO EQUATOR Beverage Co · Quarterly report

19:00

19:22MARA
MARA MARA Holdings, Inc. · Registration statement

40 of 64

Index

Forms filed

Insider filing477
Current report8-K41
Initial ownership324
Employee plan annual report11-K22
Foreign issuer report6-K22
UPLOAD

69 companies

Find a company

A

AeroVironment IncAVAV
Aethlon Medical IncAEMD
Allspring Income Opportunities FundEAD
Artisan Partners Asset Management Inc.APAM

B

Balchem CorpBCPC
BlueLinx Holdings Inc.BXC
Boise Cascade CoBCC
Butler National CorpBUKS

C

Cardiff Oncology, Inc.CRDF
Carnival Corp Ltd.CCL×2
Catalyst Pharmaceuticals, Inc.
Chimera Investment CorpCIM
Comstock Holding Companies, Inc.CHCI
Cryoport, Inc.CYRX

D

DarioHealth Corp.DRIO
Delek Logistics Partners, LPDKL
DXP Enterprises IncDXPE

E

Eloxx Pharmaceuticals, Inc.ELOX
Ennis, Inc.EBF
EQUATOR Beverage CoMOJO

F

FBC Holding, Inc.FBCD
First Industrial Realty Trust IncFR
Franklin Covey CoFC
Freeport-McMoran IncFCX
Fuelcell Energy IncFCEL

G

G III Apparel Group LtdGIII
Green Brick Partners, Inc.GRBK

H

Home Bancshares IncHOMB
Honda Motor Co LtdHMC

I

IEH CorpIEHC
Iovance Biotherapeutics, Inc.IOVA

K

Kaya Holdings, Inc.
Kingstone Companies, Inc.KINS
KiNRG, Inc.BYOP
Korn FerryKFY

L

Las Vegas Sands CorpLVS
Lifevantage CorpLFVN
Lifeway Foods, Inc.LWAY

M

Madrigal Pharmaceuticals, Inc.MDGL
MARA Holdings, Inc.MARA
MGT Capital Investments, Inc.MGTI
Mistras Group, Inc.MG
Mitek Systems IncMITK

N

Nexpoint Diversified Real Estate TrustNXDT
Noodles & CoNDLS
Nuo Therapeutics, Inc.AURX

O

OFS Capital CorpOFS
Oxford Industries IncOXM

P

Perdoceo Education CorpPRDO
Plains ALL American Pipeline LPPAA
Pool CorpPOOL
Prestige Consumer Healthcare Inc.PBH

R

RPC IncRES

S

Sandridge Energy IncSD
Seneca Foods CorpSENEA
Silvercrest Asset Management Group Inc.SAMG
Skywest IncSKYW
Smith & Wesson Brands, Inc.SWBI×2
Solitron Devices IncSODI
Sonoma Pharmaceuticals, Inc.SNOA

T

Theriva Biologics, Inc.TOVX
TripAdvisor, Inc.TRIP
Twin Disc IncTWIN

U

Universal CorpUVV

V

Vail Resorts IncMTN×2
Viking Global Technologies, Inc.VGTK
Village Super Market IncVLGEA

W

WhiteHorse Finance, Inc.WHF

X

Xtant Medical Holdings, Inc.XTNT

BXCBlueLinx Holdings Inc.·Restructuring costs·21:10

BlueLinx Holdings Inc.: Restructuring costs

Pre-market1

09:08CCLCarnival Corp Ltd.

After-hours5

16:03SWBISmith & Wesson Brands, Inc.
17:06MGMistras Group, Inc.
19:38EBFEnnis, Inc.
20:17AVAVAeroVironment Inc
20:20OFSOFS Capital Corp

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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13

CORRESP10

Proxy statementDEF 14A6

Annual report10-K4

Quarterly report10-Q4

EFFECT4

CT ORDER3

N-CSRS3

POS AM3

Amended registration statementS-1/A3

Exchange listing8-A12B2

Annual report to shareholdersARS2

Exempt offering noticeD2

NSAR-A2

Preliminary proxy statementPRE 14A2

Registration statementS-12

SC TO-C2

Annual report20-F1

Delisting by the exchange25-NSE1

Prospectus supplement424B21

Prospectus supplement424B31

Prospectus supplement424B51

4971

Insider filing, amended4/A1

Current report (amended)8-K/A1

CERTNAS1

CERTNYS1

F-6EF1

Free writing prospectusFWP1

N-2/A1

Late filing noticeNT 10-K1

POS 8C1

S-1MEF1

Amended shelf registrationS-3/A1

Employee plan registrationS-81

Stake reportedSC 13D1

Passive stake reportedSC 13G1

Passive stake amendedSC 13G/A1

Smith & Wesson Brands, Inc.SWBI · 10-K · Apr 30 · 16:09

$587.51M

+42.6%

Sonoma Pharmaceuticals, Inc.SNOA · 10-K · Mar 31 · 20:33

$15.45M+21.2%

Cryoport, Inc.CYRX · 10-K · Mar 31 · —

$1.10M+98.1%

FBC Holding, Inc.FBCD · 10-Q · Apr 30 · —

$0.00—

Honda Motor Co LtdHMC · 20-F · Mar 31 · 10:10

——

Chimera Investment CorpCIM · 10-Q · Mar 31 · 17:14

——

EQUATOR Beverage CoMOJO · 10-Q · Jun 30 · 18:32

——

Kaya Holdings, Inc.— · 10-Q · Mar 31 · —

——

NXDTNexpoint Diversified Real Estate Trust · Dondero James D$1.09MPurchase · 136,673 sh

MTNVail Resorts Inc · Roland a Hernandez, Director$523.56KSale · 8,529 sh

POOLPool Corp · James J Gaffney, Director$506.42KSale · 9,981 sh

MTNVail Resorts Inc · Blaise Carrig, President - Mountain Division$469.80KSale · 7,666 sh

PRDOPerdoceo Education Corp · Richard C Blum & Associates Inc, 10% owner$439.52KSale · 164,000 sh

Open insider activity

TRIP TripAdvisor, Inc. · New debt · New agreement

12:50E

ELOX Eloxx Pharmaceuticals, Inc. · Unregistered shares sold · New agreement

06:00C

CRDF Cardiff Oncology, Inc. · New agreement

APAM Artisan Partners Asset Management Inc. · Officers or directors

17:03L

LVS Las Vegas Sands Corp · Officers or directors

16:39C

CCL Carnival Corp Ltd. · Officers or directors

16:37S

SD Sandridge Energy Inc · Officers or directors

16:25D

DRIO DarioHealth Corp. · Officers or directors

15:11I

IOVA Iovance Biotherapeutics, Inc. · Officers or directors

13:12L

LFVN Lifevantage Corp · Officers or directors

The dayTuesday, June 25