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‹ Wed, Jun 12, 2013

Thursday, June 13, 2013

375 filings · 245 companiesAll checks passed · Updated Oct 28

Fri, Jun 14, 2013 ›

Front page3 By time of day Results8 Reports18 Insiders71 Agreements6 Officers and directors14 Filings120 Index

Nothing from your lists

By time of day

120 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

00:0002:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

17 without a time on file

Results

8 announced

Nothing from your lists

Reports

10 quarterly · 8 annual

CompanyRevenueOn the year

GameStop Corp.GME · 10-Q · May 4 · 16:23
$1.87B6.8%

Nothing from your lists

Insiders

71 filings

Purchases$5.78M39 filings

Sales$34.45M32 filings

CVBFCVB Financial Corp · George A Borba Jr, Director$14.94MSale · 1,348,613 sh

Nothing from your lists

Agreements

6 filings

21:01ACM AECOM · New debt · New agreement
20:03

Nothing from your lists

Officers and directors

14 filings

21:17RIOT Riot Platforms, Inc. · Bylaws or fiscal year changed · Shareholder vote · Officers or directors
20:49

Nothing from your lists

Filings

120 listed

Find a company, form or word

18:00

18:33WELPP
WELPP Wisconsin Electric Power Co · Announcement

21:00

21:56RFIL
RFIL R F Industries Ltd · Bylaws or fiscal year changed · Officers or directors

22:00

22:00LFCR
LFCR Lifecore Biomedical, Inc. de · Officers or directors

00:00

00:01RFIL
RFIL R F Industries Ltd · Proxy statement
00:21SNGX
SNGX Soligenix, Inc. · Amended registration statement

06:00

06:04TPST
TPST Tempest Therapeutics, Inc. · Shareholder vote · Officers or directors

07:00

07:00OCSL
OCSL Oaktree Specialty Lending Corp · Announcement

08:00

08:17AIRT
AIRT Air T Inc · New agreement

10:00

10:35SCDA
SCDA B-Scada, Inc. · Quarterly report
10:35FCFS
FCFS FirstCash Holdings, Inc. · Shareholder vote
10:37SVRA
SVRA Savara Inc · Amended registration statement

11:00

11:00PAYD
PAYD Paid Inc · Auditor change · Officers or directors
11:03EPR
EPR EPR Properties · Investor disclosure
11:20SLNH
SLNH Soluna Holdings, Inc · Shareholder vote
11:52AHL-PD
AHL-PD Aspen Insurance Holdings Ltd · New debt · New agreement

12:00

12:09TLYS
TLYS Tilly's, Inc. · Quarterly report
12:17ACIW
ACIW ACI Worldwide, Inc. · Bylaws or fiscal year changed · Shareholder vote · Officers or directors
12:30CLDX
CLDX Celldex Therapeutics, Inc. · Shareholder vote · Officers or directors

13:00

13:00JVA
JVA Coffee Holding Co Inc · Results, market hours
13:00SHOE
SHOE Shoe Station Group Inc · Quarterly report
13:02JVA
JVA Coffee Holding Co Inc · Quarterly report
13:02GNSS
GNSS Genasys Inc. · Stake amended
13:20OCC
OCC Optical Cable Corp · Results, market hours
13:43SNUS-PH
SNUS-PH Santander Holdings USA, Inc. · Investor disclosure
13:59TLYS
TLYS Tilly's, Inc. · Shareholder vote

14:00

14:03AITX
AITX Artificial Intelligence Technology Solutions Inc. · Auditor change
14:34WASH
WASH Washington Trust Bancorp Inc · Officers or directors
14:39BGT
BGT BlackRock Floating Rate Income Trust · Proxy statement
14:39BGR
BGR BlackRock Energy & Resources Trust · Proxy statement
14:39BME
BME BlackRock Health Sciences Trust · Proxy statement
14:39BOE
BOE BlackRock Enhanced Global Dividend Trust · Proxy statement
14:39BGY
BGY BlackRock Enhanced International Dividend Trust · Proxy statement
14:39BBN
BBN BlackRock Taxable Municipal Bond Trust · Proxy statement
14:39BCX
BCX BlackRock Resources & Commodities Strategy Trust · Proxy statement
14:39BUI
BUI BlackRock Utilities, Infrastructure & Power Opportunities Trust · Proxy statement
14:39BKT
BKT BlackRock Income Trust, Inc. · Proxy statement
14:39BHK
BHK BlackRock Core Bond Trust · Proxy statement
14:42HYT
HYT BlackRock Corporate High Yield Fund, Inc. · Proxy statement
14:42FRA
FRA BlackRock Floating Rate Income Strategies Fund, Inc. · Proxy statement
14:42DSU
DSU BlackRock Debt Strategies Fund, Inc. · Proxy statement

40 of 120

Index

Forms filed

Insider filing4157
Current report8-K56
Proxy statementDEF 14A33
Foreign issuer report6-K27
Quarterly report10-Q10
40-17G/A

114 companies

Find a company

A

ABB LtdABLZF
Abundia Global Impact Group, Inc.AGIG
ACI Worldwide, Inc.ACIW
AECOMACM
Air T IncAIRT×2
Alpha & Omega Semiconductor LtdAOSL
American Assets Trust, Inc.AAT
Artificial Intelligence Technology Solutions Inc.AITX×2
Aspen Insurance Holdings LtdAHL-PD
Aspira Women's Health Inc.AWHL

B

B-Scada, Inc.SCDA
BlackRock Core Bond TrustBHK
BlackRock Corporate High Yield Fund, Inc.HYT
BlackRock Credit Allocation Income TrustBTZ
BlackRock Debt Strategies Fund, Inc.DSU
BlackRock Energy & Resources TrustBGR
BlackRock Enhanced Equity Dividend TrustBDJ
BlackRock Enhanced Global Dividend TrustBOE
BlackRock Enhanced International Dividend TrustBGY
BlackRock Enhanced Large Cap Core Fund, Inc.CII
BlackRock Floating Rate Income Strategies Fund, Inc.FRA
BlackRock Floating Rate Income TrustBGT
BlackRock Health Sciences TrustBME
BlackRock Income Trust, Inc.BKT
BlackRock Long-Term Municipal Advantage TrustBTA
BlackRock Ltd Duration Income TrustBLW
BlackRock Muniassets Fund, Inc.MUA
BlackRock Municipal 2030 Target Term TrustBTT
BlackRock Muniholdings California Quality Fund, Inc.MUC
BlackRock Muniholdings Fund, Inc.MHD
BlackRock Muniholdings New Jersey Quality Fund, Inc.MUJ
BlackRock Muniyield Michigan Quality Fund, Inc.MIY
BlackRock Muniyield New York Quality Fund, Inc.MYN
BlackRock Muniyield Pennsylvania Quality FundMPA
BlackRock Muniyield Quality Fund III, Inc.MYI
BlackRock Muniyield Quality Fund, Inc.MQY
BlackRock Resources & Commodities Strategy TrustBCX
BlackRock Taxable Municipal Bond TrustBBN
BlackRock Utilities, Infrastructure & Power Opportunities TrustBUI
BlackRock Virginia Municipal Bond TrustBHV

C

Capstone Energy Plus, Inc.CEPL×2
Casey's General Stores IncCASY
Celldex Therapeutics, Inc.CLDX
Coffee Holding Co IncJVA×2
Consumers Energy CoCMS-PB
Cooper Companies, Inc.COO
Cooper-Standard Holdings Inc.CPS
CoreCivic, Inc.CXW
CVB Financial CorpCVBF

D

Dixie Group IncDXYN

E

Energy Services of America CORPESOA
EPR PropertiesEPR×2
Ernexa Therapeutics Inc.ERNA
Everforth IncEFOR×2

F

Federal Signal CorpFSS
First BancorpFBNC
FirstCash Holdings, Inc.FCFS
Five Below, IncFIVE
Friedman Industries IncFRD

G

GameStop Corp.GME
Genasys Inc.GNSS
Genesco IncGCO
Global Indemnity Group, LLCGBLI
Globus Medical IncGMED

H

Heritage Global Inc.HGBL
Heron Therapeutics, Inc.HRTX

I

iBio, Inc.IBIO×2
Immucell CorpICCC
Inland Real Estate Income Trust, Inc.INRE
Innsuites Hospitality TrustIHT
International Stem Cell CORPISCO
Iveda Solutions, Inc.IVDA

L

Lakeland Industries IncLAKE×2
Lifecore Biomedical, Inc. deLFCR
Lightpath Technologies IncLPTH
Lingerie Fighting Championships, Inc.BOTY
Lite Strategy, Inc.LITS
LXP Industrial TrustLXP

M

MakeMyTrip LtdMMYT
MGT Capital Investments, Inc.MGTI
Middleby CorpMIDD

N

Neogen CorpNEOG
NPK International Inc.NPKI

O

Oaktree Specialty Lending CorpOCSL
Oncotelic Therapeutics, Inc.OTLC
One Liberty Properties IncOLP
Onity Group Inc.ONIT
Optical Cable CorpOCC
Orthofix Medical Inc.OFIX

P

Paid IncPAYD
Phio Pharmaceuticals Corp.PHIO
PIMCO Corporate & Income Strategy FundPCN
PVH Corp.PVH
Pyxus International, Inc.PYYX

R

R F Industries LtdRFIL×2
RHRH
Riot Platforms, Inc.RIOT

S

Santander Holdings USA, Inc.SNUS-PH
Savara IncSVRA
Shoe Station Group IncSHOE
Smith & Wesson Brands, Inc.SWBI×2
Soligenix, Inc.SNGX×2
Soluna Holdings, IncSLNH
Sonoma Pharmaceuticals, Inc.SNOA

T

Tecnoglass Holdings Inc.TGLS
Tempest Therapeutics, Inc.TPST
Tile Shop Holdings, Inc.TTSH×3
Tilly's, Inc.TLYS×2
TravelzooTZOO
Travere Therapeutics, Inc.TVTX

U

UFP Technologies IncUFPT

W

Washington Trust Bancorp IncWASH
Wisconsin Electric Power CoWELPP

X

XCel Brands, Inc.XELB

FSSFederal Signal Corp·Auditor change·16:50

Federal Signal Corp: Auditor change

AITX·Auditor change·14:03

Artificial Intelligence Technology Solutions Inc.: Auditor change

PAYD·Auditor change · Officers or directors·11:00

Paid Inc: Auditor change · Officers or directors

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Market hours2

13:00JVACoffee Holding Co Inc
13:20OCCOptical Cable Corp

After-hours6

10

40-17F27

CORRESP7

Annual report10-K6

Proxy materialDEFA14A6

Stake amendedSC 13D/A6

UPLOAD6

Initial ownership35

Insider filing, amended4/A4

Amended registration statementS-1/A3

Stake reportedSC 13D3

Employee plan annual report11-K2

Prospectus supplement424B22

Prospectus supplement424B32

497AD2

Exempt offering noticeD2

Free writing prospectusFWP2

Employee plan registrationS-82

Passive stake reportedSC 13G2

Amended annual report10-K/A1

Annual report20-F1

Prospectus supplement424B51

4971

Current report (amended)8-K/A1

CT ORDER1

Information statementDEF 14C1

EFFECT1

NO ACT1

POS EX1

PRER14A1

Passive stake amendedSC 13G/A1

SC TO-C1

16:00

C

CASYCasey's General Stores Inc

16:01L

LAKELakeland Industries Inc

16:15C

CEPLCapstone Energy Plus, Inc.

16:36S

SWBISmith & Wesson Brands, Inc.

20:13R

RHRH

20:38S

SNOASonoma Pharmaceuticals, Inc.

Genesco IncGCO · 10-Q · May 4 · —

$591.39M

1.5%

Globus Medical IncGMED · 10-K/A · Dec 31 · 16:23

$385.99M+16.4%

Shoe Station Group IncSHOE · 10-Q · May 4 · 13:00

$232.29M+4.3%

Friedman Industries IncFRD · 10-K · Mar 31 · 16:39

$136.45M15.5%

Capstone Energy Plus, Inc.CEPL · 10-K · Mar 31 · 16:56

$127.56M+16.6%

Tilly's, Inc.TLYS · 10-Q · May 4 · 12:09

$109.12M+13.0%

Coffee Holding Co IncJVA · 10-Q · Apr 30 · 13:02

$36.69M1.1%

Lakeland Industries IncLAKE · 10-Q · Apr 30 · 16:02

$21.74M9.4%

Innsuites Hospitality TrustIHT · 10-Q · Apr 30 · 21:10

$4.80M0.5%

CPSCooper-Standard Holdings Inc. · August Glenn R, 10% owner$4.49MSale · 98,579 sh

COOCooper Companies, Inc. · John Arthur Weber, President, CooperVision, Inc.$3.21MSale · 26,696 sh

PCNPIMCO Corporate & Income Strategy Fund · Gross William H$2.41MPurchase · 143,704 sh

EFOREverforth Inc · Theodore S. Hanson, CFO of Apex Systems, Inc.$1.96MSale · 75,000 sh

LITSLite Strategy, Inc. · Vivo Ventures Fund VII, L.P., 10% owner$1.84MSale · 236,273 sh

Open insider activity

ONIT Onity Group Inc. · New agreement

16:40S

SWBI Smith & Wesson Brands, Inc. · New agreement

16:22A

AIRT Air T Inc · New agreement

11:52A

AHL-PD Aspen Insurance Holdings Ltd · New debt · New agreement

08:17A

AIRT Air T Inc · New agreement

OFIX Orthofix Medical Inc. · Officers or directors

20:31F

FBNC First Bancorp · Officers or directors

20:17O

OLP One Liberty Properties Inc · Shareholder vote · Officers or directors

20:16P

PHIO Phio Pharmaceuticals Corp. · Shareholder vote · Officers or directors

16:00C

CASY Casey's General Stores Inc · Officers or directors · Results, after-hours

15:02A

AOSL Alpha & Omega Semiconductor Ltd · Officers or directors

14:34W

WASH Washington Trust Bancorp Inc · Officers or directors

The dayThursday, June 13