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What covered companies filed with the SEC, day by day.

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‹ Mon, Jun 10, 2013

Tuesday, June 11, 2013

343 filings · 215 companiesAll checks passed · Updated Oct 28

Wed, Jun 12, 2013 ›

Front page2 By time of day Results3 Reports11 Insiders69 Agreements8 Officers and directors10 Filings69 Index

Nothing from your lists

By time of day

69 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

00:0002:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

8 without a time on file

Results

3 announced

Nothing from your lists

Reports

8 quarterly · 3 annual

CompanyRevenueOn the year

Ulta Beauty, Inc.ULTA · 10-Q · May 4 · 16:16
$582.71M+22.9%

Nothing from your lists

Insiders

69 filings

Purchases$1.31M17 filings

Sales$165.40M52 filings

LULUlululemon athletica inc. · Dennis J. Wilson, Director$49.52MSale · 607,545 sh

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Agreements

8 filings

21:13BGS B&G Foods, Inc. · New agreement
20:45

Nothing from your lists

Officers and directors

10 filings

20:58ASYS Amtech Systems Inc · Officers or directors
20:30

Nothing from your lists

Filings

69 listed

Find a company, form or word

18:00

18:12GVA
GVA Granite Construction Inc · Shareholder vote
18:31LAD
LAD Lithia Motors Inc · Investor disclosure

19:00

19:01ULTA
ULTA Ulta Beauty, Inc. · Shareholder vote
19:12SAMG
SAMG Silvercrest Asset Management Group Inc. · Amended registration statement

20:00

20:05NOA
NOA North American Construction Group Ltd. · Annual report

22:00

22:43HTLD
HTLD Heartland Express Inc · Results, after-hours

00:00

00:23ACTG
ACTG Acacia Research Corp · Announcement

06:00

06:17SFTBF
SFTBF Softbank Group Corp. · Merger communication
06:21SFTBF
SFTBF Softbank Group Corp. · Merger communication
06:53CRMZ
CRMZ Creditriskmonitor Com Inc · Proxy statement

07:00

07:42SFTBF
SFTBF Softbank Group Corp. · Stake amended

08:00

08:17HHS
HHS Harte Hanks Inc · Officers or directors
08:23FTK
FTK Flotek Industries Inc · Current report (amended)

09:00

09:47PW
PW Power REIT · Stake reported

10:00

10:01CTRN
CTRN Citi Trends Inc · Quarterly report
10:09LITS
LITS Lite Strategy, Inc. · Officers or directors
10:35OMQS
OMQS Omniq Corp. · Announcement

11:00

11:52CLDT
CLDT Chatham Lodging Trust · Announcement · Investor disclosure

12:00

12:10HMMR
HMMR Hammer Technology Holdings Corp. · Quarterly report
12:31ESOA
ESOA Energy Services of America CORP · New agreement
12:44BRN
BRN Barnwell Industries Inc · Stake reported

14:00

14:14GOVX
GOVX GeoVax Labs, Inc. · Shareholder vote
14:17CION
CION CION Investment Corp · Amended annual report
14:29NNBR
NNBR NN Inc · Announcement

15:00

15:09OMEX
OMEX Odyssey Marine Exploration Inc · Shareholder vote
15:12DKS
DKS Dick's Sporting Goods, Inc. · Shareholder vote
15:32RDNT
RDNT RadNet, Inc. · Shareholder vote
15:55MUX
MUX McEwen Inc. · Investor disclosure

16:00

16:08ULTA
ULTA Ulta Beauty, Inc. · Results, after-hours
16:15—
— Windtree Therapeutics Inc · Bylaws or fiscal year changed · Shareholder vote
16:16ULTA
ULTA Ulta Beauty, Inc. · Quarterly report
16:18EARN
EARN Ellington Credit Co · Quarterly report
16:29ACR
ACR ACRES Commercial Realty Corp. · Shareholder vote
16:30NATH
NATH Nathans Famous, Inc. · Shareholder rights changed · New agreement
16:57IRD
IRD Opus Genetics, Inc. · Shareholder vote · Officers or directors

17:00

17:00SNWV
SNWV SANUWAVE Health, Inc. · New debt · New agreement
17:01KOS
KOS Kosmos Energy Ltd. · New agreement
17:04ETD
ETD Ethan Allen Interiors Inc · Officers or directors
17:08BMNM
BMNM Bimini Capital Management, Inc. · Shareholder vote
17:12AVD
AVD American Vanguard Corp · Shareholder vote · Officers or directors

40 of 69

Index

Forms filed

Insider filing4172
Current report8-K46
Foreign issuer report6-K24
Initial ownership318
UPLOAD15
Quarterly report10-Q

69 companies

Find a company

A

Abercrombie & Fitch CoANF
Acacia Research CorpACTG
ACRES Commercial Realty Corp.ACR
AgEagle Aerial Systems Inc.UAVS
AGNC Investment Corp.AGNC
Air Industries GroupAIRI
American Vanguard CorpAVD
Amtech Systems IncASYS

B

B&G Foods, Inc.BGS
Barnwell Industries IncBRN
Bimini Capital Management, Inc.BMNM
BK Technologies CorpBKTI
BlueLinx Holdings Inc.BXC

C

Capri Holdings LtdCPRI
Cavco Industries, Inc.CVCO
Chatham Lodging TrustCLDT
CION Investment CorpCION
Citi Trends IncCTRN
Cooper Companies, Inc.COO
Costco Wholesale CorpCOST
Creditriskmonitor Com IncCRMZ
CrossAmerica Partners LPCAPL

D

Dick's Sporting Goods, Inc.DKS
Digital Turbine, Inc.APPS

E

Ellington Credit CoEARN
Energy Services of America CORPESOA
Enphase Energy, Inc.ENPH
Ernexa Therapeutics Inc.ERNA
Ethan Allen Interiors IncETD

F

Flotek Industries IncFTK
Frequency Electronics IncFEIM

G

GAP IncGAP
Genesco IncGCO
GeoVax Labs, Inc.GOVX
Granite Construction IncGVA
Greenlite Ventures IncGRNL

H

Hammer Technology Holdings Corp.HMMR
Harte Hanks IncHHS
Heartland Express IncHTLD

I

Interparfums IncIPAR

K

Kosmos Energy Ltd.KOS

L

Lite Strategy, Inc.LITS
Lithia Motors IncLAD
lululemon athletica inc.LULU

M

MarketAxess Holdings IncMKTX
McEwen Inc.MUX
Mobiquity Technologies, Inc.MOBQ

N

Nathans Famous, Inc.NATH
Netlist IncNLST
NN IncNNBR
North American Construction Group Ltd.NOA
Nuo Therapeutics, Inc.AURX×2

O

Odyssey Marine Exploration IncOMEX
Oil-Dri Corp of AmericaODC
Omniq Corp.OMQS
Opus Genetics, Inc.IRD
Oxford Industries IncOXM

P

Perma-Pipe International Holdings, Inc.PPIH
Power REITPW

R

RadNet, Inc.RDNT
RCI Hospitality Holdings, Inc.RICK

S

SANUWAVE Health, Inc.SNWV
Service Properties TrustSVC
Silvercrest Asset Management Group Inc.SAMG
Softbank Group Corp.SFTBF×3

T

TerraVolt Holdings, Inc.GEDC
Tile Shop Holdings, Inc.TTSH×4

U

Ulta Beauty, Inc.ULTA×3

W

Windtree Therapeutics Inc

SVCService Properties Trust·Shareholder rights changed·20:53

Service Properties Trust: Shareholder rights changed

NATH·Shareholder rights changed · New agreement·16:30

Nathans Famous, Inc.: Shareholder rights changed · New agreement

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After-hours3

22:43HTLDHeartland Express Inc
16:08ULTAUlta Beauty, Inc.
20:07

8

CORRESP6

Passive stake reportedSC 13G6

Passive stake amendedSC 13G/A4

Prospectus supplement424B33

Stake reportedSC 13D3

40-17G2

Prospectus supplement424B22

Merger communication4252

Exempt offering noticeD2

Proxy statementDEF 14A2

Proxy materialDEFA14A2

EFFECT2

Employee plan registrationS-82

Stake amendedSC 13D/A2

Annual report10-K1

Amended annual report10-K/A1

25-NSE/A1

Annual report40-F1

Prospectus supplement424B51

Insider filing, amended4/A1

Exchange listing8-A12B1

8-A12B/A1

Current report (amended)8-K/A1

CT ORDER1

F-31

F-6EF1

Free writing prospectusFWP1

N-2/A1

POS 8C1

PRER14A1

Registration statementS-11

Amended registration statementS-1/A1

Shelf registrationS-31

S-8 POS1

O

OXMOxford Industries Inc

Cavco Industries, Inc.CVCO · 10-K · Mar 30 · —

$452.30M

+2.1%

Citi Trends IncCTRN · 10-Q · May 4 · 10:01

$181.83M8.0%

Perma-Pipe International Holdings, Inc.PPIH · 10-Q · Apr 30 · 17:13

$54.69M+22.9%

North American Construction Group Ltd.NOA · 40-F · Mar 31 · 20:05

——

Hammer Technology Holdings Corp.HMMR · 10-Q · Apr 30 · 12:10

——

CION Investment CorpCION · 10-K/A · Dec 31 · 14:17

——

Ellington Credit CoEARN · 10-Q · Mar 31 · 16:18

——

GAP IncGAP · 10-Q · Jun 5 · —

——

Abercrombie & Fitch CoANF · 10-Q · May 31 · —

——

TTSHTile Shop Holdings, Inc. · Robert a Rucker, Chief Executive Officer$32.42MSale · 1,400,000 sh

TTSHTile Shop Holdings, Inc. · Peter J Jacullo III, Director$15.11MSale · 652,280 sh

TTSHTile Shop Holdings, Inc. · Robert a Rucker, Chief Executive Officer$13.85MSale · 660,252 sh

COOCooper Companies, Inc. · Robert S Weiss, President and CEO$10.42MSale · 85,800 sh

TTSHTile Shop Holdings, Inc. · Peter J Jacullo III, Director$8.64MSale · 411,825 sh

Open insider activity

AURX Nuo Therapeutics, Inc. · New agreement

20:01R

RICK RCI Hospitality Holdings, Inc. · New agreement

19:47F

FEIM Frequency Electronics Inc · New debt · New agreement

17:01K

KOS Kosmos Energy Ltd. · New agreement

17:00S

SNWV SANUWAVE Health, Inc. · New debt · New agreement

16:30N

NATH Nathans Famous, Inc. · Shareholder rights changed · New agreement

12:31E

ESOA Energy Services of America CORP · New agreement

BXC BlueLinx Holdings Inc. · Officers or directors

20:19C

CAPL CrossAmerica Partners LP · Officers or directors

19:01A

UAVS AgEagle Aerial Systems Inc. · Shareholder vote · Officers or directors

17:13E

ENPH Enphase Energy, Inc. · Officers or directors

17:12A

AVD American Vanguard Corp · Shareholder vote · Officers or directors

17:04E

ETD Ethan Allen Interiors Inc · Officers or directors

16:57O

IRD Opus Genetics, Inc. · Shareholder vote · Officers or directors

The dayTuesday, June 11