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‹ Fri, Jun 7, 2013

Monday, June 10, 2013

411 filings · 233 companiesAll checks passed · Updated Oct 28

Tue, Jun 11, 2013 ›

Front page4 By time of day Results2 Reports18 Insiders39 Agreements6 Officers and directors9 Filings80 Index

Nothing from your lists

By time of day

80 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

22 without a time on file

Results

2 announced

Nothing from your lists

Reports

12 quarterly · 6 annual

CompanyRevenueOn the year

Urban Outfitters IncURBN · 10-Q · Apr 30 · 20:32
$648.18M+13.9%

Nothing from your lists

Insiders

39 filings

Purchases$1.76M12 filings

Sales$89.14M27 filings

NGLNGL Energy Partners LP · Raymond John T, 10% owner$54.60MSale · 2,000,000 sh

Nothing from your lists

Agreements

6 filings

21:20SSNC SS&C Technologies Holdings Inc · New debt · New agreement
20:20

Nothing from your lists

Officers and directors

9 filings

20:32THO Thor Industries Inc · Officers or directors
20:30

Nothing from your lists

Filings

80 listed

Find a company, form or word

17:00

17:46SKYE
SKYE Skye Bioscience, Inc. · Amended registration statement

18:00

18:00FDUS
FDUS Fidus Investment Corp · Shareholder vote
18:40SAR
SAR Saratoga Investment Corp. · Amended annual report

22:00

22:12HBCP
HBCP Home Bancorp, Inc. · Investor disclosure

06:00

06:08XXII
XXII 22nd Century Group, Inc. · Shareholder rights changed · Unregistered shares sold

08:00

08:44OGEN
OGEN Oragenics Inc · Shareholder vote

09:00

09:07—
— Windtree Therapeutics Inc · Announcement
09:22CTRN
CTRN Citi Trends Inc · Shareholder vote
09:23UTL
UTL Unitil Corp · Officers or directors

10:00

10:18NGG
NGG National Grid PLC · Annual report
10:26CRVO
CRVO CervoMed Inc. · Stake amended

12:00

12:00CRMD
CRMD CorMedix Inc. · Announcement
12:31CSTM
CSTM Constellium SE · Stake reported
12:33ANG-PD
ANG-PD American National Group Inc. · Shareholder vote
12:57XMAX
XMAX XMax Inc. · Code of ethics changed

13:00

13:23CNTY
CNTY Century Casinos Inc · New agreement

14:00

14:11IDT
IDT IDT Corp · Quarterly report
14:56EP
EP Empire Petroleum Corp · Proxy statement
14:59GF
GF New Germany Fund Inc · Stake amended

15:00

15:10ABEO
ABEO Abeona Therapeutics Inc. · New agreement
15:29VIVS
VIVS VivoSim Labs, INC. · Director nominations · Officers or directors
15:36ABCP
ABCP AmBase Corp · Shareholder vote
15:51LWLG
LWLG Lightwave Logic, Inc. · Unregistered shares sold · New agreement
15:55FREVS
FREVS First Real Estate Investment Trust of New Jersey, Inc. · Quarterly report

16:00

16:05LULU
LULU lululemon athletica inc. · Officers or directors · Results, after-hours
16:26CLCS
CLCS Cell Source, Inc. · Amended registration statement
16:30MTH
MTH Meritage Homes CORP · Officers or directors
16:30LULU
LULU lululemon athletica inc. · Quarterly report
16:31RIO
RIO Rio Tinto PLC · Stake reported
16:36CSTM
CSTM Constellium SE · Stake reported
16:36CBAT
CBAT CBAK Energy Technology Ltd · Delisting notice
16:41TGTX
TGTX TG Therapeutics, Inc. · Amended annual report
16:42GMED
GMED Globus Medical Inc · Shareholder vote
16:48ULBI
ULBI Ultralife Corp · Shareholder vote · Officers or directors
16:50MBOT
MBOT Microbot Medical Inc. · Officers or directors
16:54BRVO
BRVO Bravo Multinational Inc. · Announcement

17:00

17:07CEPL
CEPL Capstone Energy Plus, Inc. · Announcement
17:10EQS
EQS Equus Total Return, Inc. · Stake amended
17:10NRP
NRP Natural Resource Partners LP · New agreement
17:13CSTM
CSTM Constellium SE · Stake reported

40 of 80

Index

Forms filed

Insider filing4186
Current report8-K48
Passive stake amendedSC 13G/A33
Foreign issuer report6-K28
Initial ownership314
UPLOAD

79 companies

Find a company

#

22nd Century Group, Inc.XXII

A

Abeona Therapeutics Inc.ABEO
AmBase CorpABCP
Ambow Education Holding Ltd.AMBO
AMC Global Media Inc.AMCX
American National Group Inc.ANG-PD
Asure Software IncASUR
Athena Gold CorpAHNRF

B

Barings BDC, Inc.BBDC
Bravo Multinational Inc.BRVO

C

Caleres IncCAL
Capstone Energy Plus, Inc.CEPL
CBAK Energy Technology LtdCBAT
CBAK Energy Technology, Inc.
Cell Source, Inc.CLCS
Century Aluminum CoCENX
Century Casinos IncCNTY
CervoMed Inc.CRVO×2
CFN Enterprises Inc.CNFN
Chord Energy CorpCHRD
CION Investment CorpCION×2
Citi Trends IncCTRN
Citius Pharmaceuticals, Inc.CTXR
Constellium SECSTM×3
CorMedix Inc.CRMD
Corvel CorpCRVL

D

DyTb, LLC

E

Empire Petroleum CorpEP
Energy Focus, IncEFOI
Equus Total Return, Inc.EQS

F

Fidus Investment CorpFDUS
Filana Therapeutics, Inc.FLNA
First Real Estate Investment Trust of New Jersey, Inc.FREVS

G

G III Apparel Group LtdGIII×2
Globus Medical IncGMED
Greif, IncGEF

H

Home Bancorp, Inc.HBCP

I

IDT CorpIDT

K

Kingsway CorpKWY

L

Lightwave Logic, Inc.LWLG
Limoneira COLMNR×2
lululemon athletica inc.LULU×2

M

Macy's, Inc.M
MDU Resources Group IncMDU
Meritage Homes CORPMTH
Microbot Medical Inc.MBOT
Modine Manufacturing CoMOD
Monster Beverage CorpMNST

N

National Grid PLCNGG
Natural Resource Partners LPNRP
New Germany Fund IncGF
NGL Energy Partners LPNGL

O

Oragenics IncOGEN
Orchid Island Capital, Inc.ORC
Originclear, Inc.OCLN

Q

Quest Water Global, Inc.QWTR×2

R

Rio Tinto PLCRIO

S

Saratoga Investment Corp.SAR
Skye Bioscience, Inc.SKYE
SolarWindow Technologies, Inc.WNDW
SS&C Technologies Holdings IncSSNC
Stagwell IncSTGW
Stereotaxis, Inc.STXS
Sundance Strategies, Inc.SUND

T

Tandy Leather Factory IncTLF×2
TG Therapeutics, Inc.TGTX
Thor Industries IncTHO
Toll Brothers, Inc.TOL

U

Ubiquiti Inc.UI
Ultralife CorpULBI
Unitil CorpUTL
Universal Logistics Holdings, Inc.ULH
Uranium Energy CorpUEC
Urban Outfitters IncURBN

V

VivoSim Labs, INC.VIVS
Vuzix CorpVUZI

W

Windtree Therapeutics Inc

X

XCel Brands, Inc.XELB
XMax Inc.XMAX

VIVSVivoSim Labs, INC.·Director nominations · Officers or directors·15:29

VivoSim Labs, INC.: Director nominations · Officers or directors

CTXR·Change in control · Officers or directors·17:27

Citius Pharmaceuticals, Inc.: Change in control · Officers or directors

CENX·Agreement ended · New debt · New agreement·20:20

Century Aluminum Co: Agreement ended · New debt · New agreement

XXII·Shareholder rights changed · Unregistered shares sold·06:08

22nd Century Group, Inc.: Shareholder rights changed · Unregistered shares sold

Delisting noticesC

After-hours2

16:05LULUlululemon athletica inc.
20:03LMNRLimoneira CO

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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12

CORRESP10

Quarterly report10-Q9

Prospectus supplement424B37

EFFECT6

Stake amendedSC 13D/A6

Passive stake reportedSC 13G6

Amended annual report10-K/A4

Stake reportedSC 13D4

Amended quarterly report10-Q/A3

4973

Amended registration statementS-1/A3

40-17G2

Prospectus supplement424B52

497AD2

Exempt offering noticeD2

Proxy materialDEFA14A2

Free writing prospectusFWP2

N-CSRS2

S-11/A2

Amended merger registrationS-4/A2

Annual report10-K1

Annual report20-F1

Insider filing, amended4/A1

Exchange listing8-A12B1

CERTNAS1

Proxy statementDEF 14A1

POS 8C1

POS EX1

Preliminary proxy statementPRE 14A1

Shelf registrationS-31

Employee plan registrationS-81

IDT CorpIDT · 10-Q · Apr 30 · 14:11

$396.94M

+4.6%

lululemon athletica inc.LULU · 10-Q · May 5 · 16:30

$345.78M+21.0%

G III Apparel Group LtdGIII · 10-Q · Apr 30 · 20:43

$272.62M+18.8%

Limoneira COLMNR · 10-Q · Apr 30 · 20:02

$23.29M+44.7%

Saratoga Investment Corp.SAR · 10-K/A · Feb 28 · 18:40

——

National Grid PLCNGG · 20-F · Mar 31 · 10:18

——

First Real Estate Investment Trust of New Jersey, Inc.FREVS · 10-Q · Apr 30 · 15:55

——

TG Therapeutics, Inc.TGTX · 10-K/A · Dec 31 · 16:41

——

CION Investment CorpCION · 10-K/A · Dec 31 · 21:17

——

GIIIG III Apparel Group Ltd · Morris Goldfarb, Chief Executive Officer$13.30MSale · 269,688 sh

UIUbiquiti Inc. · Robert J Pera, Chief Executive Officer$8.00MSale · 500,000 sh

MNSTMonster Beverage Corp · Mark J Hall, President-Monster Beverage Div$7.79MSale · 126,666 sh

CRVOCervoMed Inc. · Blech Isaac, 10% owner$1.10MPurchase · 18,333,334 sh

CHRDChord Energy Corp · Roy W Mace, Senior VP and CAO$1.00MSale · 25,000 sh

Open insider activity

CENX Century Aluminum Co · Agreement ended · New debt · New agreement

17:10N

NRP Natural Resource Partners LP · New agreement

15:51L

LWLG Lightwave Logic, Inc. · Unregistered shares sold · New agreement

15:10A

ABEO Abeona Therapeutics Inc. · New agreement

13:23C

CNTY Century Casinos Inc · New agreement

FLNA Filana Therapeutics, Inc. · Officers or directors

17:27C

CTXR Citius Pharmaceuticals, Inc. · Change in control · Officers or directors

16:50M

MBOT Microbot Medical Inc. · Officers or directors

16:48U

ULBI Ultralife Corp · Shareholder vote · Officers or directors

16:30M

MTH Meritage Homes CORP · Officers or directors

16:05L

LULU lululemon athletica inc. · Officers or directors · Results, after-hours

15:29V

VIVS VivoSim Labs, INC. · Director nominations · Officers or directors

The dayMonday, June 10