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‹ Wed, May 29, 2013

Thursday, May 30, 2013

422 filings · 290 companiesAll checks passed · Updated Oct 28

Fri, May 31, 2013 ›

Front page11 By time of day Results1 Reports13 Insiders52 Agreements7 Officers and directors12 Filings108 Index

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By time of day

108 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

00:0002:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

26 without a time on file

Results

1 announced

Nothing from your lists

Reports

6 quarterly · 7 annual

CompanyRevenueOn the year

Deere & CoDE · 10-Q · Apr 30 · —
$10.91B+9.0%

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Insiders

52 filings

Purchases$5.59M19 filings

Sales$324.82M33 filings

UANCVR Partners, LP · Energy Inc CVR, Director$292.56MSale · 12,000,000 sh

Nothing from your lists

Agreements

7 filings

21:28PCSV PCS Edventures!, Inc. · New debt
19:46

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Officers and directors

12 filings

21:15FTEK Fuel Tech, Inc. · Officers or directors
21:06

Nothing from your lists

Filings

108 listed

Find a company, form or word

17:00

17:32SAR
SAR Saratoga Investment Corp. · Late filing notice
17:34SAR
SAR Saratoga Investment Corp. · Annual report

18:00

18:25GRCE
GRCE Grace Therapeutics, Inc. · Annual report

22:00

22:06SHIP
SHIP Seanergy Maritime Holdings Corp. · Amended annual report

00:00

00:18MTN
MTN Vail Resorts Inc · Acquisition or sale completed · New debt · New agreement

06:00

06:07SFTBF
SFTBF Softbank Group Corp. · Merger communication
06:43AVAL
AVAL Grupo Aval Acciones Y Valores S.A. · Registration statement
06:51AHL-PD
AHL-PD Aspen Insurance Holdings Ltd · Announcement

08:00

08:16ORKA
ORKA Oruka Therapeutics, Inc. · Unregistered shares sold · New agreement
08:20IPDN
IPDN Professional Diversity Network, Inc. · Announcement

09:00

09:10TGLS
TGLS Tecnoglass Holdings Inc. · Late filing notice

10:00

10:16ALT
ALT Altimmune, Inc. · Announcement
10:40ESEA
ESEA Euroseas Ltd. · Amended annual report

11:00

11:06HHS
HHS Harte Hanks Inc · Shareholder vote
11:16XWEL
XWEL Xwell, Inc. · Announcement
11:22SFTBF
SFTBF Softbank Group Corp. · Merger communication
11:49STRS
STRS Stratus Properties Inc · Shareholder vote · Officers or directors
11:49UHAL
UHAL U-Haul Holding Co · Announcement
11:54MLAB
MLAB Mesa Laboratories Inc · Results, market hours

12:00

12:40LGL
LGL LGL Group Inc · Investor disclosure
12:52APPS
APPS Digital Turbine, Inc. · Unregistered shares sold · New agreement · Officers or directors

13:00

13:00ECPG
ECPG Encore Capital Group Inc · New debt · New agreement
13:17NRT
NRT North European Oil Royalty Trust · Quarterly report
13:17CHUC
CHUC Charlie's Holdings, Inc. · Announcement
13:17PDFS
PDFS PDF Solutions Inc · Shareholder vote · Officers or directors
13:29MBWM
MBWM Mercantile Bank Corp · Officers or directors
13:48AITX
AITX Artificial Intelligence Technology Solutions Inc. · Late filing notice
13:53BRTX
BRTX BioRestorative Therapies, Inc. · Investor disclosure

14:00

14:06SHOO
SHOO Steven Madden, Ltd. · Bylaws or fiscal year changed · Shareholder vote
14:10JFIL
JFIL Jubilant Flame International, Ltd · Late filing notice
14:28JFIL
JFIL Jubilant Flame International, Ltd · Annual report
14:50SNOA
SNOA Sonoma Pharmaceuticals, Inc. · Investor disclosure
14:55DBC
DBC Invesco DB Commodity Index Tracking Fund · Auditor change
14:58UDN
UDN Invesco DB US Dollar Index Bearish Fund · Auditor change
14:58UUP
UUP Invesco DB US Dollar Index Bullish Fund · Auditor change

15:00

15:03DBB
DBB Invesco DB Base Metals Fund · Auditor change
15:03DBA
DBA Invesco DB Agriculture Fund · Auditor change
15:03DBE
DBE Invesco DB Energy Fund · Auditor change
15:03DBP
DBP Invesco DB Precious Metals Fund · Auditor change
15:03DBO
DBO Invesco DB Oil Fund · Auditor change

40 of 108

Index

Forms filed

Insider filing4143
Current report8-K76
Foreign issuer report6-K34
N-Q28
Initial ownership317
Insider filing, amended4/A

111 companies

Find a company

A

AeroVironment IncAVAV
AIM ImmunoTech Inc.AIM
Altimmune, Inc.ALT
American Coastal Insurance CorpACIC
American Eagle Outfitters IncAEO
Applied Materials IncAMAT
Artificial Intelligence Technology Solutions Inc.AITX
Aspen Insurance Holdings LtdAHL-PD
Aura Systems IncAUSI

B

BAB, Inc.BABB
BankUnited, Inc.BKU
BioCorRx Inc.BICX
BioRestorative Therapies, Inc.BRTX

C

CarParts.com, Inc.PRTS
Charlie's Holdings, Inc.CHUC
China Yuchai International LtdCYD
Compass Diversified HoldingsCODI
Cooper-Standard Holdings Inc.CPS×2
Cosmos Health Inc.COSM
Creative Realities, Inc.CREX
CubeSmartCUBE
CV Sciences, Inc.CVSI
CVR Partners, LPUAN

D

Deere & CoDE
Digital Turbine, Inc.APPS×2
DMC Global Inc.BOOM
DyTb, LLC

E

Emmaus Life Sciences, Inc.EMMA
Encore Capital Group IncECPG
Enertopia Corp.ENRT
Entergy Arkansas, LLCEAI
Euroseas Ltd.ESEA

F

Fuel Tech, Inc.FTEK

G

Gabelli Dividend & Income TrustGDV
Galectin Therapeutics IncGALT
Genasys Inc.GNSS
Genworth Financial IncGNW
Grace Therapeutics, Inc.GRCE
Grupo Aval Acciones Y Valores S.A.AVAL
Gulfport Energy CorpGPOR

H

Harte Hanks IncHHS
Hawkins IncHWKN
Healthcare Services Group IncHCSG
HireQuest, Inc.HQI

I

Icts International N VICTSF
ICU Medical IncICUI
Imax CorpIMAX
Innsuites Hospitality TrustIHT
Intrepid Potash, Inc.IPI
Intuit Inc.INTU
Invesco DB Agriculture FundDBA
Invesco DB Base Metals FundDBB
Invesco DB Commodity Index Tracking FundDBC
Invesco DB Energy FundDBE
Invesco DB Oil FundDBO
Invesco DB Precious Metals FundDBP
Invesco DB US Dollar Index Bearish FundUDN
Invesco DB US Dollar Index Bullish FundUUP

J

Jubilant Flame International, LtdJFIL×2

K

Kronos Worldwide IncKRO

L

Leatt CorpLEAT
LGL Group IncLGL
Logitech International S.A.LOGI

M

Mannkind CorpMNKD
Mastec IncMTZ
Medifast IncMED
Mercantile Bank CorpMBWM
Mesa Laboratories IncMLAB
Microchip Technology IncMCHP
Mobiquity Technologies, Inc.MOBQ
Modine Manufacturing CoMOD

N

National Health Investors IncNHI
Nephros IncNEPH
NGL Energy Partners LPNGL
NLI Holdings, Inc.NL
NNN Reit, Inc.NNN
Noodles & CoNDLS
North European Oil Royalty TrustNRT

O

OpenWorld, Inc.OPNW
Oramed Pharmaceuticals Inc.ORMP
Originclear, Inc.OCLN
Oruka Therapeutics, Inc.ORKA

P

PCS Edventures!, Inc.PCSV
PDF Solutions IncPDFS
Professional Diversity Network, Inc.IPDN
ProShares Trust IIAGQ

Q

QVC Group, Inc.QVCG

R

Rave Restaurant Group, Inc.RAVE
Rego Payment Architectures, Inc.RPMT
Riot Platforms, Inc.RIOT
Roper Technologies IncROP

S

SANUWAVE Health, Inc.SNWV
Saratoga Investment Corp.SAR×2
Seanergy Maritime Holdings Corp.SHIP
Softbank Group Corp.SFTBF×2
Sonida Senior Living, Inc.SNDA
Sonoma Pharmaceuticals, Inc.SNOA
Starz Entertainment CorpSTRZ
Steven Madden, Ltd.SHOO
Stratus Properties IncSTRS
Summit Hotel Properties, Inc.INN
Sunoco LPSUN

T

Target CorpTGT
Tecnoglass Holdings Inc.TGLS
Tile Shop Holdings, Inc.TTSH
TTEC Holdings, Inc.TTEC

U

U S Physical Therapy IncUSPH
U-Haul Holding CoUHAL

V

Vail Resorts IncMTN

W

Willamette Valley Vineyards IncWVVI

X

Xwell, Inc.XWEL

AVAVAeroVironment Inc·Restructuring costs·18:50

AeroVironment Inc: Restructuring costs

DBB·Auditor change·15:03

Invesco DB Base Metals Fund: Auditor change

DBA·Auditor change·15:03

Invesco DB Agriculture Fund: Auditor change

DBE·Auditor change·15:03

Invesco DB Energy Fund: Auditor change

DBP·Auditor change·15:03

Invesco DB Precious Metals Fund: Auditor change

Delisting noticesG

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Market hours1

11:54MLABMesa Laboratories Inc

·

Auditor change

·

15:03

Invesco DB Oil Fund: Auditor change

UDN·Auditor change·14:58

Invesco DB US Dollar Index Bearish Fund: Auditor change

UUP·Auditor change·14:58

Invesco DB US Dollar Index Bullish Fund: Auditor change

DBC·Auditor change·14:55

Invesco DB Commodity Index Tracking Fund: Auditor change

NNN·Shareholder rights changed · Bylaws or fiscal year changed·20:01

NNN Reit, Inc.: Shareholder rights changed · Bylaws or fiscal year changed

MTN·Acquisition or sale completed · New debt · New agreement·00:18

Vail Resorts Inc: Acquisition or sale completed · New debt · New agreement

9

NSAR-A9

NSAR-B9

UPLOAD9

CORRESP8

Employee plan registrationS-87

Annual report10-K6

Quarterly report10-Q5

Late filing noticeNT 10-K5

EFFECT4

Amended annual report20-F/A3

Proxy statementDEF 14A3

Proxy materialDEFA14A3

Free writing prospectusFWP3

Stake amendedSC 13D/A3

Prospectus supplement424B22

Merger communication4252

4972

Annual report to shareholdersARS2

N-30D2

Passive stake reportedSC 13G2

Amended quarterly report10-Q/A1

13F-HR/A1

Notice of intent to sell1441

Delisting by the exchange25-NSE1

Annual report40-F1

Prospectus supplement424B31

Prospectus424B41

Prospectus supplement424B51

Exchange listing8-A12B1

8-A12B/A1

Current report (amended)8-K/A1

CERTNYS1

CT ORDER1

Exempt offering noticeD1

DEFR14A1

DRS1

Registration statementF-11

F-4/A1

F-N1

N-21

N-2/A1

N-30B-21

POS EX1

Amended registration statementS-1/A1

Merger registrationS-41

SC TO-C1

Logitech International S.A.LOGI · 10-K · Mar 31 · 17:15

$2.10B

9.4%

Hawkins IncHWKN · 10-K · Mar 31 · 16:34

$350.39M+1.9%

CV Sciences, Inc.CVSI · 10-Q/A · Mar 31 · 17:26

$1.08M—

Saratoga Investment Corp.SAR · 10-K · Feb 28 · 17:34

——

Grace Therapeutics, Inc.GRCE · 40-F · Feb 28 · 18:25

——

North European Oil Royalty TrustNRT · 10-Q · Apr 30 · 13:17

——

Jubilant Flame International, LtdJFIL · 10-K · Feb 28 · 14:28

——

Microchip Technology IncMCHP · 10-K · May 24 · —

——

Intuit Inc.INTU · 10-Q · May 23 · —

——

CPSCooper-Standard Holdings Inc. · August Glenn R, 10% owner$8.82MSale · 188,601 sh

GPORGulfport Energy Corp · James D Palm, Chief Executive Officer$6.19MSale · 125,000 sh

CPSCooper-Standard Holdings Inc. · Mule Edward a, 10% owner$4.68MPurchase · 100,000 sh

AMATApplied Materials Inc · Randhir Thakur, EVP & GM, Silicon Systems$3.33MSale · 225,000 sh

IMAXImax Corp · Richard L Gelfond, Chief Executive Officer$2.73MSale · 100,000 sh

Open insider activity

COSM Cosmos Health Inc. · New agreement

16:35B

BICX BioCorRx Inc. · New agreement

13:00E

ECPG Encore Capital Group Inc · New debt · New agreement

12:52D

APPS Digital Turbine, Inc. · Unregistered shares sold · New agreement · Officers or directors

08:16O

ORKA Oruka Therapeutics, Inc. · Unregistered shares sold · New agreement

00:18V

MTN Vail Resorts Inc · Acquisition or sale completed · New debt · New agreement

CUBE CubeSmart · Shareholder vote · Officers or directors

21:04G

GALT Galectin Therapeutics Inc · Shareholder vote · Officers or directors

21:00R

RAVE Rave Restaurant Group, Inc. · Officers or directors

20:54D

APPS Digital Turbine, Inc. · Officers or directors (amended)

20:24A

ACIC American Coastal Insurance Corp · Officers or directors

16:08D

BOOM DMC Global Inc. · Officers or directors

15:08K

KRO Kronos Worldwide Inc · Officers or directors

The dayThursday, May 30