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‹ Wed, May 22, 2013

Thursday, May 23, 2013

435 filings · 266 companiesAll checks passed · Updated Oct 28

Fri, May 24, 2013 ›

Front page2 By time of day Results10 Reports11 Insiders59 Agreements6 Officers and directors6 Filings104 Index

Nothing from your lists

By time of day

104 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:00

Pre-marketMarket hoursAfter-hours

28 without a time on file

Results

10 announced

Nothing from your lists

Reports

6 quarterly · 5 annual

Nothing from your lists

Insiders

59 filings

Purchases$1.42M21 filings

Sales$15.16M38 filings

MIDDMiddleby Corp · Selim a Bassoul, CEO, Chairman, President$2.48MSale · 14,912 sh

Nothing from your lists

Agreements

6 filings

17:15MDXG Mimedx Group, Inc. · New debt · New agreement
16:42

Nothing from your lists

Officers and directors

6 filings

21:06ACIC American Coastal Insurance Corp · Shareholder vote · Officers or directors
19:29

Nothing from your lists

Filings

104 listed

Find a company, form or word

19:00

19:59GTHP
GTHP Guided Therapeutics Inc · Bylaws or fiscal year changed · Unregistered shares sold · New agreement

06:00

06:01—
— LivePerson Inc · Announcement
06:07NDLS
NDLS Noodles & Co · Registration statement

07:00

07:30NSPR
NSPR InspireMD, Inc. · Announcement · Investor disclosure
07:30MFIC
MFIC MidCap Financial Investment Corp · Annual report

08:00

08:26—
— Clear Channel Outdoor Holdings, Inc. · Shareholder vote
08:39MFIC
MFIC MidCap Financial Investment Corp · Results, pre-market

09:00

09:24NWPP
NWPP New Peoples Bankshares Inc · Shareholder vote
09:30TGLS
TGLS Tecnoglass Holdings Inc. · New debt · Unregistered shares sold

10:00

10:07AIN
AIN Albany International Corp · Stake amended
10:13JKS
JKS JinkoSolar Holding Co., Ltd. · Amended annual report
10:31RAIL
RAIL FreightCar America, Inc. · Shareholder vote
10:56IBOC
IBOC International Bancshares Corp · Bylaws or fiscal year changed · Shareholder vote

11:00

11:00USPH
USPH U S Physical Therapy Inc · Investor disclosure
11:02PLCE
PLCE Childrens Place, Inc. · Results, market hours
11:18RIOT
RIOT Riot Platforms, Inc. · Amended registration statement
11:48CPS
CPS Cooper-Standard Holdings Inc. · New debt · New agreement

12:00

12:00SGLY
SGLY Singularity Future Technology Ltd. · Announcement
12:03AWRE
AWRE Aware Inc · Shareholder vote
12:09APHD
APHD Verde Bio Holdings, Inc. · Stake reported
12:14EFC
EFC Ellington Financial Inc. · Announcement
12:21BELFA
BELFA BEL Fuse Inc · Shareholder vote
12:54NOBH
NOBH Nobility Homes Inc · Quarterly report

13:00

13:00GME
GME GameStop Corp. · Results, market hours
13:04ABCB
ABCB Ameris Bancorp · Shareholder vote
13:16GALT
GALT Galectin Therapeutics Inc · Investor disclosure
13:21CATO
CATO Cato Corp · Results, market hours
13:35MFA
MFA MFA Financial, Inc. · Shareholder vote

14:00

14:05SITC
SITC SITE Centers Corp. · Announcement
14:13OXSQ
OXSQ Oxford Square Capital Corp. · Investor disclosure
14:54CFBK
CFBK CF Bankshares Inc. · Officers or directors
14:55CTGG
CTGG Qwest Corp · Announcement

15:00

15:11PCSA
PCSA Processa Pharmaceuticals, Inc. · Amended registration statement
15:15GTHP
GTHP Guided Therapeutics Inc · Bylaws or fiscal year changed · Unregistered shares sold · New agreement (amended)
15:32VSH
VSH Vishay Intertechnology Inc · Shareholder vote · Officers or directors
15:51CFFI
CFFI C & F Financial Corp · Announcement

16:00

16:00ROST
ROST Ross Stores, Inc. · Results, after-hours
16:10ZUMZ
ZUMZ Zumiez Inc · Results, after-hours
16:10AMAT
AMAT Applied Materials Inc · Quarterly report
16:10BSRR
BSRR Sierra Bancorp · Shareholder vote

40 of 104

Index

Forms filed

Insider filing4174
Current report8-K74
Initial ownership337
Foreign issuer report6-K20
UPLOAD15
CORRESP

99 companies

Find a company

A

Aemetis, IncAMTX
Albany International CorpAIN
Alkermes plc.ALKS
American Coastal Insurance CorpACIC
Ameris BancorpABCB
Annaly Capital Management IncNLY×3
Applied Materials IncAMAT
Aspira Women's Health Inc.AWHL×2
Aware IncAWRE

B

Bancfirst CorpBANF
BEL Fuse IncBELFA
Booz Allen Hamilton Holding CorpBAH
Buckle IncBKE

C

C & F Financial CorpCFFI
Cato CorpCATO
Cavco Industries, Inc.CVCO
CF Bankshares Inc.CFBK
Cheesecake Factory IncCAKE
Childrens Place, Inc.PLCE
Cirrus Logic, Inc.CRUS
Clear Channel Outdoor Holdings, Inc.
Cohen & Co Inc.COHN
Cooper-Standard Holdings Inc.CPS
Creative Realities, Inc.CREX

D

Daxor CorpDXR
Dollar Tree, Inc.DLTR

E

Ellington Financial Inc.EFC×2
Energy Focus, IncEFOI
Enphase Energy, Inc.ENPH

F

Formula Systems (1985) LtdFORTY
FreightCar America, Inc.RAIL

G

Galectin Therapeutics IncGALT
Galenfeha, Inc.NGHI
GameStop Corp.GME
Gigamedia LtdGIGM
Graphic Packaging Holding CoGPK
Guided Therapeutics IncGTHP×2

H

HA Sustainable Infrastructure Capital, Inc.HASI×2
Haemonetics CorpHAE

I

iHeartMedia, Inc.IHRT
InspireMD, Inc.NSPR
International Bancshares CorpIBOC

J

JinkoSolar Holding Co., Ltd.JKS

K

Kimco Realty CorpKIM

L

Landmark Bancorp IncLARK
LightInTheBox Holding Co., Ltd.LITB
Lineage Cell Therapeutics, Inc.LCTX
LivePerson Inc

M

MDU Resources Group IncMDU
Medifast IncMED
MFA Financial, Inc.MFA
Mid America Apartment Communities Inc.MAA
MidCap Financial Investment CorpMFIC×2
Middleby CorpMIDD
Mimedx Group, Inc.MDXG
Mobiquity Technologies, Inc.MOBQ

N

Nelnet IncNNI
Nephros IncNEPH
New Peoples Bankshares IncNWPP
Nobility Homes IncNOBH
Noodles & CoNDLS
Northwest Biotherapeutics IncNWBO

O

OneSpan Inc.OSPN
Oxford Square Capital Corp.OXSQ

P

Palisade Bio, Inc.PALI
PennyMac Mortgage Investment TrustPMT
PPLUS Trust Series GSC-2PYT
Processa Pharmaceuticals, Inc.PCSA

Q

Qwest CorpCTGG

R

Ralph Lauren CorpRL
Range Resources CorpRRC×2
Regional Health Properties, IncRHEP
Riot Platforms, Inc.RIOT
Ross Stores, Inc.ROST

S

Seneca Foods CorpSENEA×2
Sensata Technologies Holding plcST
Shoe Station Group IncSHOE
Sierra BancorpBSRR
Signet Jewelers LtdSIG
Silicon Laboratories Inc.SLAB
Singularity Future Technology Ltd.SGLY
Sinovac Biotech LtdSVA
SITE Centers Corp.SITC
Softbank Group Corp.SFTBF
Star Gold Corp.SRGZ
SUNation Energy, Inc.SUNE

T

Tecnoglass Holdings Inc.TGLS
Thryv Holdings, Inc.THRY
Tile Shop Holdings, Inc.TTSH
TrueBlue, Inc.TBI×2

U

U S Physical Therapy IncUSPH
United Health Products, Inc.UEEC×3
United Parks & Resorts Inc.PRKS

V

Verde Bio Holdings, Inc.APHD
Verde Resources, Inc.VRDR
Vishay Intertechnology IncVSH

W

Watsco IncWSO

Z

Zion Oil & Gas IncZNOG
Zumiez IncZUMZ×2

THRYThryv Holdings, Inc.·Bankruptcy·20:40

Thryv Holdings, Inc.: Bankruptcy

OSPN·Acquisition or sale completed·18:46

OneSpan Inc.: Acquisition or sale completed

Delisting noticesC

Pre-market1

08:39MFICMidCap Financial Investment Corp

Market hours3

11:02PLCEChildrens Place, Inc.
13:00GMEGameStop Corp.
13:21CATOCato Corp

After-hours6

16:00ROSTRoss Stores, Inc.
16:10ZUMZZumiez Inc
18:00

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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CompanyRevenueOn the year

Ralph Lauren CorpRL · 10-K · Mar 30 · —
$6.95B+1.2%

B

BKEBuckle Inc

20:09S

SHOEShoe Station Group Inc

20:58H

HASIHA Sustainable Infrastructure Capital, Inc.

21:11S

SENEASeneca Foods Corp

11

EFFECT8

Quarterly report10-Q6

N-Q6

Annual report10-K5

Prospectus supplement424B35

Insider filing, amended4/A5

Proxy materialDEFA14A5

Amended annual report20-F/A4

Prospectus supplement424B54

Annual ownership54

N-2/A4

Prospectus424B43

Free writing prospectusFWP3

Employee plan registrationS-83

Stake reportedSC 13D3

Stake amendedSC 13D/A3

Notice of intent to sell1442

Initial ownership, amended3/A2

40-17G2

497H22

Current report (amended)8-K/A2

N-30B-22

Registration statementS-12

Amended registration statementS-1/A2

Merger registrationS-42

Prospectus supplement424B21

Merger communication4251

Exchange listing8-A12B1

CT ORDER1

Proxy statementDEF 14A1

Amended registration statementF-1/A1

F-61

N-2MEF1

N-CSR1

N-CSRS1

NSAR-A1

POS 8C1

S-111

Passive stake reportedSC 13G1

Passive stake amendedSC 13G/A1

Applied Materials IncAMAT · 10-Q · Apr 28 · 16:10

$1.97B

22.4%

Seneca Foods CorpSENEA · 10-K · Mar 31 · 20:37

$1.28B+1.5%

Nobility Homes IncNOBH · 10-Q · Aug 4 · 12:54

$3.83M+32.9%

HA Sustainable Infrastructure Capital, Inc.HASI · 10-Q · Mar 31 · 21:01

$756.00K62.4%

MidCap Financial Investment CorpMFIC · 10-K · Mar 31 · 07:30

——

Dollar Tree, Inc.DLTR · 10-Q · May 17 · —

——

Alkermes plc.ALKS · 10-K · May 8 · —

——

Signet Jewelers LtdSIG · 10-Q · May 17 · —

——

United Parks & Resorts Inc.PRKS · 10-Q · May 20 · —

——

RRCRange Resources Corp · Alan W Farquharson, Sr. Vice President$2.31MSale · 30,000 sh

HAEHaemonetics Corp · Christopher J Lindop, CFO & EVP Business Development$1.80MSale · 42,882 sh

TBITrueBlue, Inc. · Steven C Cooper, President and CEO$1.18MSale · 51,000 sh

PMTPennyMac Mortgage Investment Trust · Stanford L Kurland, Chairman and CEO$895.04KPurchase · 39,600 sh

MDUMDU Resources Group Inc · Thomas S Everist, Director$799.37KSale · 30,000 sh

Open insider activity

VRDR Verde Resources, Inc. · New agreement

15:15G

GTHP Guided Therapeutics Inc · Bylaws or fiscal year changed · Unregistered shares sold · New agreement (amended)

11:48C

CPS Cooper-Standard Holdings Inc. · New debt · New agreement

09:30T

TGLS Tecnoglass Holdings Inc. · New debt · Unregistered shares sold

19:59G

GTHP Guided Therapeutics Inc · Bylaws or fiscal year changed · Unregistered shares sold · New agreement

GPK Graphic Packaging Holding Co · Shareholder vote · Officers or directors

17:15L

LARK Landmark Bancorp Inc · Shareholder vote · Officers or directors

17:11M

MED Medifast Inc · Officers or directors

15:32V

VSH Vishay Intertechnology Inc · Shareholder vote · Officers or directors

14:54C

CFBK CF Bankshares Inc. · Officers or directors

The dayThursday, May 23