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‹ Thu, May 23, 2013

Friday, May 24, 2013

460 filings · 283 companiesAll checks passed · Updated Oct 28

Mon, May 27, 2013 ›

Front page4 By time of day Results2 Reports14 Insiders65 Agreements6 Officers and directors12 Filings108 Index

Nothing from your lists

By time of day

108 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

25 without a time on file

Results

2 announced

Nothing from your lists

Reports

8 quarterly · 6 annual

CompanyRevenueOn the year

Universal CorpUVV · 10-K · Mar 31 · 15:51
$2.46B+0.6%

Nothing from your lists

Insiders

65 filings

Purchases$1.91M21 filings

Sales$49.78M44 filings

UVEUniversal Insurance Holdings, Inc. · Meier Bradley I, 10% owner$20.04MSale · 4,666,000 sh

Nothing from your lists

Agreements

6 filings

20:26LAMR Lamar Advertising Co · Shareholder vote · New agreement · Officers or directors
20:05

Nothing from your lists

Officers and directors

12 filings

20:49AMRC Ameresco, Inc. · Officers or directors
20:26

Nothing from your lists

Filings

108 listed

Find a company, form or word

17:00

17:38ORKA
ORKA Oruka Therapeutics, Inc. · Amended registration statement

18:00

18:26PW
PW Power REIT · Shareholder vote
18:31JSDA
JSDA Jones Soda Co. · Shareholder vote

21:00

21:36POR
POR Portland General Electric Co · Shareholder vote
21:40LFT
LFT Lument Finance Trust, Inc. · Investor disclosure

01:00

01:14FENC
FENC Fennec Pharmaceuticals Inc. · Announcement

07:00

07:58CNOB
CNOB ConnectOne Bancorp, Inc. · Shareholder vote

08:00

08:19LVS
LVS Las Vegas Sands Corp · Auditor change
08:30ROST
ROST Ross Stores, Inc. · Shareholder vote
08:42EIM
EIM Eaton Vance Municipal Bond Fund · Proxy statement
08:43EOI
EOI Eaton Vance Enhanced Equity Income Fund · Proxy statement
08:56CPS
CPS Cooper-Standard Holdings Inc. · Announcement

09:00

09:01FGPR
FGPR Ferrellgas Partners L P · Investor disclosure
09:49SFES
SFES Safeguard Scientifics Inc · Shareholder vote

10:00

10:09RIOT
RIOT Riot Platforms, Inc. · New agreement

11:00

11:34BGC
BGC BGC Group, Inc. · Announcement
11:39VRTS
VRTS Virtus Investment Partners, Inc. · Shareholder vote
11:56BMTM
BMTM Bright Mountain Media, Inc. · Amended quarterly report
11:59HKHC
HKHC Horizon Kinetics Holding Corp · Stake amended

12:00

12:00CRMD
CRMD CorMedix Inc. · New debt · Unregistered shares sold · New agreement
12:09NTCT
NTCT Netscout Systems Inc · Annual report
12:12LXU
LXU LSB Industries, Inc. · Shareholder vote
12:40CFFI
CFFI C & F Financial Corp · Current report
12:53UVE
UVE Universal Insurance Holdings, Inc. · New debt · New agreement

13:00

13:10WASH
WASH Washington Trust Bancorp Inc · Officers or directors
13:21CRMT
CRMT Americas Carmart Inc · Results, market hours
13:45WYGC
WYGC Wenyuan Group Corp. · Officers or directors

14:00

14:26ORMP
ORMP Oramed Pharmaceuticals Inc. · Announcement
14:54DAIO
DAIO Data I/O Corp · Shareholder vote

15:00

15:02DSS
DSS DSS, Inc. · Merger communication
15:04NRC
NRC NRC Health · Shareholder rights changed · Bylaws or fiscal year changed
15:07SFTBF
SFTBF Softbank Group Corp. · Merger communication
15:07FCAP
FCAP First Capital Inc · Shareholder vote
15:13NXPI
NXPI NXP Semiconductors N.V. · Stake amended
15:21BBGI
BBGI Beasley Broadcast Group Inc · Shareholder vote
15:26MGEE
MGEE MGE Energy Inc · Shareholder vote
15:32ATRC
ATRC AtriCure, Inc. · Shareholder vote
15:35TRNS
TRNS Transcat Inc · Results, market hours
15:48DBB
DBB Invesco DB Base Metals Fund · Announcement
15:48DBA
DBA Invesco DB Agriculture Fund · Announcement

40 of 108

Index

Forms filed

Insider filing4220
Current report8-K75
Foreign issuer report6-K36
CORRESP12
UPLOAD10
Initial ownership3

112 companies

Find a company

A

Aircastle LTD
Allegiant Travel COALGT
Alliancebernstein Holding L.P.AB
Ameresco, Inc.AMRC
American Shared Hospital ServicesAMS
Americas Carmart IncCRMT
Amplify Energy Corp.AMPY
AmpliTech Group, Inc.AMPG
Amrep Corp.AXR
Arbor Realty Trust IncABR
Ares Commercial Real Estate CorpACRE
Aspira Women's Health Inc.AWHL
AtriCure, Inc.ATRC
Aviat Networks, Inc.AVNW

B

Bank of the James Financial Group IncBOTJ
Beasley Broadcast Group IncBBGI
BGC Group, Inc.BGC
Bright Mountain Media, Inc.BMTM

C

C & F Financial CorpCFFI
Calix, IncCALX
Cellectar Biosciences, Inc.CLRB
Cleanspark, Inc.CLSK
Commercial Vehicle Group, Inc.CVGI
ConnectOne Bancorp, Inc.CNOB
Consumers Energy CoCMS-PB
Cooper-Standard Holdings Inc.CPS
CorMedix Inc.CRMD
Creative Medical Technology Holdings, Inc.CELZ

D

Data I/O CorpDAIO
Destination XL Group, Inc.DXLG
Dixie Group IncDXYN
DMC Global Inc.BOOM
DSS, Inc.DSS

E

Eaco CorpEACO
Eagle Materials IncEXP
Eaton Vance Enhanced Equity Income FundEOI
Eaton Vance Municipal Bond FundEIM
Empire State Realty OP, L.P.ESBA
Empire State Realty Trust, Inc.ESRT
ERP Operating Ltd PartnershipVRMK

F

Fennec Pharmaceuticals Inc.FENC×2
Ferrellgas Partners L PFGPR
First Capital IncFCAP
Firsthand Technology Value Fund, Inc.SVVC

G

Gabelli Dividend & Income TrustGDV
Genasys Inc.GNSS
Geron CorpGERN

H

Hallador Energy CoHNRG
Halozyme Therapeutics, Inc.HALO
HEICO CorpHEI
Horace Mann Educators CorpHMN
Horizon Kinetics Holding CorpHKHC

I

Invesco DB Agriculture FundDBA
Invesco DB Base Metals FundDBB
Invesco DB Commodity Index Tracking FundDBC
Invesco DB Energy FundDBE
Invesco DB Oil FundDBO
Invesco DB Precious Metals FundDBP
Invesco DB US Dollar Index Bearish FundUDN
Invesco DB US Dollar Index Bullish FundUUP
Iovance Biotherapeutics, Inc.IOVA
ITT Inc.ITT

J

Jones Soda Co.JSDA

K

KiNRG, Inc.BYOP

L

Lamar Advertising CoLAMR
Las Vegas Sands CorpLVS×2
Lifevantage CorpLFVN
LightInTheBox Holding Co., Ltd.LITB
Logitech International S.A.LOGI
LSB Industries, Inc.LXU
LTC Properties IncLTC
Lument Finance Trust, Inc.LFT

M

Mbia IncMBI
Medical Properties Trust IncMPT
MGE Energy IncMGEE
MGT Capital Investments, Inc.MGTI
Mobivity Holdings Corp.

N

National Presto Industries IncNPK
Netscout Systems IncNTCT
NNN Reit, Inc.NNN
NRC HealthNRC
NXP Semiconductors N.V.NXPI

O

One Liberty Properties IncOLP
Oramed Pharmaceuticals Inc.ORMP
Oruka Therapeutics, Inc.ORKA

P

Parks America, IncPRKA
Portland General Electric CoPOR
Power REITPW
Preaxia Health Care Payment Systems Inc.PAXH

R

Red Robin Gourmet Burgers IncRRGB
RHRH
Riot Platforms, Inc.RIOT
Robert Half Inc.RHI
Ross Stores, Inc.ROST

S

Safeguard Scientifics IncSFES
Salesforce, Inc.CRM
Shore Bancshares IncSHBI
Skywest IncSKYW×2
Softbank Group Corp.SFTBF
Solitario Resources Corp.XPL
Sundance Strategies, Inc.SUND

T

Tile Shop Holdings, Inc.TTSH
Transcat IncTRNS
TSS, Inc.TSSI

U

Universal CorpUVV
Universal Insurance Holdings, Inc.UVE×2

V

Vericel CorpVCEL
Viasat IncVSAT
Virtus Investment Partners, Inc.VRTS

W

Washington Trust Bancorp IncWASH
Wenyuan Group Corp.WYGC
Wolfspeed, Inc.WOLF

PAXHPreaxia Health Care Payment Systems Inc.·Auditor change (amended)·19:07

Preaxia Health Care Payment Systems Inc.: Auditor change (amended)

LVS·Auditor change·08:19

Las Vegas Sands Corp: Auditor change

NRC·Shareholder rights changed · Bylaws or fiscal year changed·15:04

NRC Health: Shareholder rights changed · Bylaws or fiscal year changed

TSSI·Acquisition or sale completed · New debt · New agreement · Officers or directors·20:01

TSS, Inc.: Acquisition or sale completed · New debt · New agreement · Officers or directors

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Market hours2

13:21CRMTAmericas Carmart Inc
15:35TRNSTranscat Inc

9

N-Q6

Quarterly report10-Q5

Shelf registrationS-35

Annual report10-K4

Merger communication4254

Proxy statementDEF 14A4

NSAR-B4

Stake amendedSC 13D/A4

Amended quarterly report10-Q/A3

Current report (amended)8-K/A3

Exempt offering noticeD3

Employee plan registrationS-83

Passive stake reportedSC 13G3

Amended annual report10-K/A2

Initial ownership, amended3/A2

Prospectus supplement424B32

Prospectus supplement424B52

4972

Insider filing, amended4/A2

CERTNYS2

Proxy materialDEFA14A2

DRS2

EFFECT2

Free writing prospectusFWP2

N-2/A2

N-CSR2

N-CSRS2

POS 8C2

10-KT1

40-17G1

Prospectus424B41

Annual ownership51

Exchange listing8-A12B1

Annual report to shareholdersARS1

CERTNAS1

CT ORDER1

Amended registration statementF-1/A1

F-6EF1

POS EX1

PREM14A1

PX14A6G1

Registration statementS-11

Amended registration statementS-1/A1

Stake reportedSC 13D1

Passive stake amendedSC 13G/A1

Salesforce, Inc.CRM · 10-Q · Apr 30 · —

$892.63M

+28.4%

Netscout Systems IncNTCT · 10-K · Mar 31 · 12:09

$350.55M+13.6%

HEICO CorpHEI · 10-Q · Apr 30 · 16:15

$237.71M+9.9%

Lifevantage CorpLFVN · 10-Q/A · Mar 31 · 20:18

$50.37M+39.1%

Parks America, IncPRKA · 10-K/A · Sep 30 · 20:48

$3.69M—

Bright Mountain Media, Inc.BMTM · 10-Q/A · Mar 31 · 11:56

$70.57K—

Creative Medical Technology Holdings, Inc.CELZ · 10-Q/A · Mar 31 · 17:53

$0.00—

Cleanspark, Inc.CLSK · 10-Q · Mar 31 · 20:57

$0.00—

AmpliTech Group, Inc.AMPG · 10-K/A · Dec 31 · 18:55

——

MBIMbia Inc · Joseph W Brown, Chief Executive Officer$10.86MSale · 749,000 sh

GDVGabelli Dividend & Income Trust · Mario J Gabelli, Director$2.01MSale · 100,000 sh

WOLFWolfspeed, Inc. · Tyrone D Mitchell JR, EXECUTIVE VICE PRESIDENT$1.70MSale · 27,500 sh

LOGILogitech International S.A. · Daniel Borel, Director$1.37MSale · 200,000 sh

ITTITT Inc. · Denise L Ramos, CEO and President$1.34MSale · 43,829 sh

Open insider activity

BYOP KiNRG, Inc. · New debt · Unregistered shares sold · New agreement

20:01T

TSSI TSS, Inc. · Acquisition or sale completed · New debt · New agreement · Officers or directors

12:53U

UVE Universal Insurance Holdings, Inc. · New debt · New agreement

12:00C

CRMD CorMedix Inc. · New debt · Unregistered shares sold · New agreement

10:09R

RIOT Riot Platforms, Inc. · New agreement

LAMR Lamar Advertising Co · Shareholder vote · New agreement · Officers or directors

20:23H

HALO Halozyme Therapeutics, Inc. · Officers or directors

20:01T

TSSI TSS, Inc. · Acquisition or sale completed · New debt · New agreement · Officers or directors

19:36A

AVNW Aviat Networks, Inc. · Officers or directors

19:27C

CVGI Commercial Vehicle Group, Inc. · Officers or directors

19:16I

IOVA Iovance Biotherapeutics, Inc. · Officers or directors

17:30G

GERN Geron Corp · Shareholder vote · Officers or directors

The dayFriday, May 24