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‹ Thu, May 16, 2013

Friday, May 17, 2013

448 filings · 272 companiesAll checks passed · Updated Oct 28

Mon, May 20, 2013 ›

Front page1 By time of day Results7 Reports17 Insiders77 Agreements8 Officers and directors15 Filings109 Index

Nothing from your lists

By time of day

109 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

21 without a time on file

Results

7 announced

Nothing from your lists

Reports

14 quarterly · 3 annual

CompanyRevenueOn the year

Prestige Consumer Healthcare Inc.PBH · 10-K · Mar 31 · —
$623.60M+41.4%

Nothing from your lists

Insiders

77 filings

Purchases$27.20M27 filings

Sales$52.15M50 filings

ACADAcadia Pharmaceuticals Inc · Julian Baker, Director$24.91MPurchase · 1,993,000 sh

Nothing from your lists

Agreements

8 filings

21:26RITM Rithm Capital Corp. · Unregistered shares sold · New agreement · Officers or directors
20:51

Nothing from your lists

Officers and directors

15 filings

21:27HALO Halozyme Therapeutics, Inc. · Bylaws or fiscal year changed · Shareholder vote · Officers or directors
21:26

Nothing from your lists

Filings

109 listed

Find a company, form or word

18:00

18:53RS
RS Reliance, Inc. · Shareholder vote · Officers or directors

19:00

19:35ESS
ESS Essex Property Trust, Inc. · Bylaws or fiscal year changed · Shareholder vote · Officers or directors
19:54SNWV
SNWV SANUWAVE Health, Inc. · Amended registration statement
19:56FBRT
FBRT Franklin BSP Realty Trust, Inc. · New debt · New agreement

22:00

22:08TCPC
TCPC BlackRock TCP Capital Corp. · New debt · New agreement

06:00

06:42BWMG
BWMG Brownie's Marine Group, Inc · Unregistered shares sold

08:00

08:38MVIS
MVIS Microvision, Inc. · New agreement
08:43ASPS
ASPS Altisource Portfolio Solutions S.A. · Shareholder vote
08:52SNWV
SNWV SANUWAVE Health, Inc. · Results, pre-market

09:00

09:00PURE
PURE Pure Bioscience, Inc. · Delisting notice · Officers or directors
09:07PESI
PESI Perma FIX Environmental Services Inc · Officers or directors
09:10CMS-PB
CMS-PB Consumers Energy Co · Announcement · Investor disclosure
09:17UHS
UHS Universal Health Services Inc · Shareholder vote · New agreement
09:45AES
AES AES Corp · New debt
09:51FSP
FSP Franklin Street Properties Corp · Shareholder vote

10:00

10:30CLDT
CLDT Chatham Lodging Trust · Shareholder vote
10:39CMS-PB
CMS-PB Consumers Energy Co · Announcement
10:55CUEN
CUEN Cuentas Inc. · Amended quarterly report

11:00

11:00LOAN
LOAN Manhattan Bridge Capital, Inc · Proxy statement
11:04MARA
MARA MARA Holdings, Inc. · Proxy statement
11:16EG
EG Everest Group, Ltd. · Shareholder vote
11:22IQST
IQST iQSTEL Inc · Officers or directors
11:31NMZ
NMZ Nuveen Municipal High Income Opportunity Fund · Merger communication
11:32NMZ
NMZ Nuveen Municipal High Income Opportunity Fund · Merger communication
11:56CMT
CMT Core Molding Technologies Inc · Shareholder vote

12:00

12:00CSWC
CSWC Capital Southwest Corp · Officers or directors
12:31SODI
SODI Solitron Devices Inc · Proxy statement
12:42BHLL
BHLL Bunker Hill Mining Corp. · Officers or directors
12:42EGBN
EGBN Eagle Bancorp Inc · Announcement
12:55OXM
OXM Oxford Industries Inc · Proxy statement

13:00

13:14SLNG
SLNG Stabilis Solutions, Inc. · Shareholder vote

14:00

14:00PLBC
PLBC Plumas Bancorp · Shareholder vote
14:01AD
AD Array Digital Infrastructure, Inc. · Shareholder vote · Officers or directors
14:24ECIA
ECIA Encision Inc · Results, market hours
14:24CRVO
CRVO CervoMed Inc. · Quarterly report
14:33OVTZ
OVTZ Oculus Inc. · Quarterly report

15:00

15:07FGBI
FGBI First Guaranty Bancshares, Inc. · Shareholder vote
15:09PAXH
PAXH Preaxia Health Care Payment Systems Inc. · Quarterly report
15:11ARTW
ARTW Arts WAY Manufacturing Co Inc · Stake amended
15:51SOBR
SOBR SOBR Safe, Inc. · Quarterly report

40 of 109

Index

Forms filed

Insider filing4220
Current report8-K71
Foreign issuer report6-K30
CORRESP13
Quarterly report10-Q12
Initial ownership3

110 companies

Find a company

A

Acadia Pharmaceuticals IncACAD×2
ACI Worldwide, Inc.ACIW
AES CorpAES
AH Realty Trust, Inc.AHRT
Alkaline Water Co IncWTER
Altisource Portfolio Solutions S.A.ASPS
Anavex Life Sciences Corp.AVXL
Array Digital Infrastructure, Inc.AD
Arts WAY Manufacturing Co IncARTW

B

BK Technologies CorpBKTI
BlackRock TCP Capital Corp.TCPC
BlueLinx Holdings Inc.BXC
Bravo Multinational Inc.BRVO
Brownie's Marine Group, IncBWMG
Bunker Hill Mining Corp.BHLL

C

Capital Southwest CorpCSWC
Ceco Environmental CorpCECO
CervoMed Inc.CRVO
Chatham Lodging TrustCLDT
Chicago Rivet & Machine CoCVR
CNB Financial CorpCCNE×2
Coca-Cola Consolidated, Inc.COKE
Comfort Systems USA IncFIX
Commercial Vehicle Group, Inc.CVGI
Community West BancsharesCWBC
Constellium SECSTM
Consumers Energy CoCMS-PB×2
Core Molding Technologies IncCMT
Cuentas Inc.CUEN

D

Delcath Systems, Inc.DCTH
Douglas Emmett IncDEI

E

Eagle Bancorp IncEGBN×2
Eagle Financial Services IncEFSI
Emergent Metals Corp.EGMCF
Encision IncECIA
Enphase Energy, Inc.ENPH
Equus Total Return, Inc.EQS
Escalon Medical CorpESMC
Essex Property Trust, Inc.ESS
Everest Group, Ltd.EG

F

First Guaranty Bancshares, Inc.FGBI
Flexible Solutions International IncFSI
Forrester Research, Inc.FORR
Franklin BSP Realty Trust, Inc.FBRT
Franklin Street Properties CorpFSP

G

Gen Digital Inc.GEN
Georgia Power CoGPJA
Global Asset Management Group, Inc.GAMG
Great Southern Bancorp, Inc.GSBC

H

Halozyme Therapeutics, Inc.HALO
Harte Hanks IncHHS
Hecla Mining CoHL
Hong Yuan Holding GroupHGYN

I

Investors Title CoITIC
iQSTEL IncIQST

K

Kimco Realty CorpKIM

L

LFTD Partners Inc.LIFD
Lightwave Logic, Inc.LWLG
lululemon athletica inc.LULU

M

Manhattan Bridge Capital, IncLOAN
MARA Holdings, Inc.MARA
McEwen Inc.MUX
MGT Capital Investments, Inc.MGTI
Microvision, Inc.MVIS
Middleby CorpMIDD
Modine Manufacturing CoMOD

N

NGL Energy Partners LPNGL
Nuveen Municipal High Income Opportunity FundNMZ×2

O

O-I Glass, Inc.OI
Octave Specialty Group IncOSG
Oculus Inc.OVTZ
OptimizeRx CorpOPRX
OptimumBank Holdings, Inc.OPHC
Orasure Technologies IncOSUR
Oxford Industries IncOXM

P

Perma FIX Environmental Services IncPESI
Plains ALL American Pipeline LPPAA
Plumas BancorpPLBC
Positron CorpPOSC
Preaxia Health Care Payment Systems Inc.PAXH×2
Prestige Consumer Healthcare Inc.PBH
Pure Bioscience, Inc.PURE

Q

QDM International Inc.QDMI

R

Reliance, Inc.RS
Rigel Pharmaceuticals IncRIGL
Rithm Capital Corp.RITM

S

Sanara MedTech Inc.SMTI
SANUWAVE Health, Inc.SNWV×2
Seafarer Exploration CorpSFRX
Sharing Economy International Inc.SEII
Siga Technologies IncSIGA
Simpson Manufacturing Co., Inc.SSD
SITE Centers Corp.SITC
Smith Midland CorpSMID
SOBR Safe, Inc.SOBR
Solitron Devices IncSODI
Stabilis Solutions, Inc.SLNG
Superior Group of Companies, Inc.SGC
Synergy CHC Corp.SNYRQ

T

Taiwan Fund IncTWN
Tanger Inc.SKT
Texas Roadhouse, Inc.TXRH

U

Ubiquiti Inc.UI
United Breweries Co IncCCU
Universal Health Services IncUHS

V

Veeco Instruments IncVECO

W

W. P. Carey Inc.WPC
Wabash National CorpWNC
White Mountains Insurance Group LtdWTM

Z

ZW Data Action Technologies Inc.CNET

ACIWACI Worldwide, Inc.·Acquisition or sale completed (amended)·17:18

ACI Worldwide, Inc.: Acquisition or sale completed (amended)

Delisting noticesP

Pre-market1

08:52SNWVSANUWAVE Health, Inc.

Market hours1

14:24ECIAEncision Inc

After-hours5

16:30SEIISharing Economy International Inc.
17:32FSIFlexible Solutions International Inc
18:48

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Thaler Agent Promise Provenance Changelog Circles Account Terms Privacy

OPRXOptimizeRx Corp

19:32S

SMIDSmith Midland Corp

20:19G

GAMGGlobal Asset Management Group, Inc.

11

UPLOAD10

Insider filing, amended4/A6

Proxy statementDEF 14A6

Stake amendedSC 13D/A4

Passive stake reportedSC 13G4

Prospectus supplement424B53

Exchange listing8-A12B3

Current report (amended)8-K/A3

Annual report to shareholdersARS3

CT ORDER3

EFFECT3

N-Q3

POS EX3

Annual report10-K2

Amended quarterly report10-Q/A2

Notice of intent to sell1442

Prospectus supplement424B32

Merger communication4252

Proxy materialDEFA14A2

Amended registration statementS-1/A2

Annual report20-F1

Amended annual report20-F/A1

20FR12B/A1

Initial ownership, amended3/A1

40-17G/A1

424B11

Prospectus424B41

4971

6-K/A1

CERTNAS1

Exempt offering noticeD1

DEFA14C1

DRSLTR1

F-10/A1

Amended registration statementF-1/A1

Preliminary proxy statementPRE 14A1

RW1

Registration statementS-11

S-3ASR1

Merger registrationS-41

Employee plan registrationS-81

Stake reportedSC 13D1

SUPPL1

QDM International Inc.QDMI · 10-Q · Mar 31 · —

$463.25K

34.2%

Sanara MedTech Inc.SMTI · 10-Q · Mar 31 · 16:32

$374.72K+259.9%

Positron CorpPOSC · 10-Q · Mar 31 · 19:24

$371.00K55.2%

Bravo Multinational Inc.BRVO · 10-Q/A · Mar 31 · 17:54

$250.00K—

Cuentas Inc.CUEN · 10-Q/A · Mar 31 · 10:55

$70.50K+1,253.1%

Oculus Inc.OVTZ · 10-Q · Mar 31 · 14:33

$12.98K+44.2%

CervoMed Inc.CRVO · 10-Q · Mar 31 · 14:24

$0.00−100.0%

Alkaline Water Co IncWTER · 10-Q · Feb 28 · —

$0.00—

Preaxia Health Care Payment Systems Inc.PAXH · 10-Q · Aug 31 · 15:09

——

LULUlululemon athletica inc. · Dennis J. Wilson, Director$16.57MSale · 203,582 sh

KIMKimco Realty Corp · Michael Pappagallo V, EVP - COO$5.29MSale · 217,525 sh

DEIDouglas Emmett Inc · Dan A Emmett, Chairman of the Board$3.83MSale · 140,000 sh

SSDSimpson Manufacturing Co., Inc. · Barclay Simpson, Director$3.51MSale · 120,896 sh

PAAPlains ALL American Pipeline LP · Al Swanson, Executive VP & CFO$2.13MSale · 36,766 sh

Open insider activity

SITC SITE Centers Corp. · New agreement

19:52A

AHRT AH Realty Trust, Inc. · New debt · New agreement

09:45A

AES AES Corp · New debt

09:17U

UHS Universal Health Services Inc · Shareholder vote · New agreement

08:38M

MVIS Microvision, Inc. · New agreement

22:08B

TCPC BlackRock TCP Capital Corp. · New debt · New agreement

19:56F

FBRT Franklin BSP Realty Trust, Inc. · New debt · New agreement

RITM Rithm Capital Corp. · Unregistered shares sold · New agreement · Officers or directors

18:26B

BXC BlueLinx Holdings Inc. · Shareholder vote · Officers or directors

16:37C

CECO Ceco Environmental Corp · Shareholder vote · Officers or directors

16:36H

HHS Harte Hanks Inc · Officers or directors

16:07F

FORR Forrester Research, Inc. · Shareholder vote · Officers or directors

15:56L

LWLG Lightwave Logic, Inc. · Officers or directors

14:01A

AD Array Digital Infrastructure, Inc. · Shareholder vote · Officers or directors

The dayFriday, May 17