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‹ Tue, May 14, 2013

Wednesday, May 15, 2013

700 filings · 523 companiesAll checks passed · Updated Oct 28

Thu, May 16, 2013 ›

Front page2 By time of day Results33 Reports234 Insiders74 Agreements7 Officers and directors12 Filings391 Index

Nothing from your lists

By time of day

391 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

02:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

92 without a time on file

Results

33 announced

Nothing from your lists

Reports

228 quarterly · 6 annual

CompanyRevenueOn the year

UGI CorpUGI · 10-Q · Mar 31 · 19:56
$2.54B+4.7%

Nothing from your lists

Insiders

74 filings

Purchases$3.14M21 filings

Sales$444.05M53 filings

IQVIQVIA Holdings Inc. · Bonderman David$149.12MSale · 3,944,899 sh

Nothing from your lists

Agreements

7 filings

17:19KIM Kimco Realty Corp · New agreement
16:05

Nothing from your lists

Officers and directors

12 filings

21:12TSSI TSS, Inc. · Officers or directors · Results, after-hours
18:01

Nothing from your lists

Filings

391 listed

Find a company, form or word

17:00

17:35BNC
BNC BNB Standard Corp · Late filing notice
17:51THRC
THRC Havana Roasters Coffee Companies, Inc. · Quarterly report
17:56ELMD
ELMD Electromed, Inc. · Officers or directors · Results, after-hours
17:57PCSA
PCSA Processa Pharmaceuticals, Inc. · Amended registration statement

18:00

18:08ASII
ASII Accredited Solutions, Inc. · Late filing notice
18:17PRSO
PRSO Peraso Inc. · New agreement
18:19DAIO
DAIO Data I/O Corp · Quarterly report
18:27RC
RC Ready Capital Corp · Quarterly report

19:00

19:06OVTZ
OVTZ Oculus Inc. · Late filing notice
19:18VTOL
VTOL Bristow Group Inc. · Results, after-hours
19:28SGLY
SGLY Singularity Future Technology Ltd. · Quarterly report
19:40VTOL
VTOL Bristow Group Inc. · Quarterly report
19:51VTOL
VTOL Bristow Group Inc. · Officers or directors (amended)
19:59ACNT
ACNT Ascent Industries Co. · Stake amended

20:00

20:24IVT
IVT InvenTrust Properties Corp. · Quarterly report

21:00

21:09PRTA
PRTA Prothena Corp Public Ltd Co · Quarterly report
21:35SCKT
SCKT Socket Mobile, Inc. · Quarterly report
21:46DSS
DSS DSS, Inc. · Merger communication
21:59ENTA
ENTA Enanta Pharmaceuticals Inc · Quarterly report

22:00

22:49RDGL
RDGL Vivos Inc · Quarterly report

23:00

23:20PAYS
PAYS Paysign, Inc. · Quarterly report
23:20YHGJ
YHGJ Yunhong Green CTI Ltd. · Results, after-hours

00:00

00:42BLGO
BLGO Biolargo, Inc. · Quarterly report

06:00

06:02BTCS
BTCS BTCS Inc. · Quarterly report
06:29APYX
APYX Apyx Medical Corp · Quarterly report

07:00

07:22PPCB
PPCB Propanc Biopharma, Inc. · Late filing notice
07:24OGEN
OGEN Oragenics Inc · Quarterly report
07:25MVNC
MVNC Marvion Inc. · Late filing notice
07:49DORM
DORM Dorman Products, Inc. · Stake amended

08:00

08:07CRDF
CRDF Cardiff Oncology, Inc. · Results, pre-market
08:17CRMZ
CRMZ Creditriskmonitor Com Inc · Quarterly report
08:25IPDN
IPDN Professional Diversity Network, Inc. · Results, pre-market
08:39FCN
FCN FTI Consulting, Inc · Investor disclosure
08:54TPST
TPST Tempest Therapeutics, Inc. · Results, pre-market

09:00

09:00AIN
AIN Albany International Corp · Investor disclosure
09:00SEII
SEII Sharing Economy International Inc. · Quarterly report
09:01QXO
QXO QXO, Inc. · Quarterly report
09:05RZLT
RZLT Rezolute, Inc. · Quarterly report
09:13WERN
WERN Werner Enterprises Inc · Shareholder vote
09:13TRT
TRT Trio-Tech International · Results, pre-market

40 of 391

Index

Forms filed

Quarterly report10-Q227
Insider filing4145
Current report8-K93
Foreign issuer report6-K56
Late filing noticeNT 10-Q42
Prospectus supplement

352 companies

Find a company

#

374Water Inc.SCWO

A

Abeona Therapeutics Inc.ABEO
Abundia Global Impact Group, Inc.AGIG
Acadia Pharmaceuticals IncACAD
Accredited Solutions, Inc.ASII
Actinium Pharmaceuticals, Inc.ATNM
Adamant DRI Processing & Minerals GroupADMG
Aemetis, IncAMTX
Agassi Sports Entertainment Corp.AASP
AgEagle Aerial Systems Inc.UAVS
Agnt, Inc.AGNT
Albany International CorpAIN
Alpha & Omega Semiconductor LtdAOSL
Alto Ingredients, Inc.ALTO
American Battery Materials, Inc.BLTH
American Clean Resources Group, Inc.ACRG
American Shared Hospital ServicesAMS
Ameriguard Security Services, Inc.AGSS
AmpliTech Group, Inc.AMPG
Anavex Life Sciences Corp.AVXL
Applied Energetics, Inc.AERG
Apyx Medical CorpAPYX
Ares Commercial Real Estate CorpACRE×3
Arvana Inc
Ascent Industries Co.ACNT
Aspira Women's Health Inc.AWHL×2
Astrotech CorpASTC×2
Asure Software IncASUR
Atlanticus Holdings CorpATLC
Atossa Therapeutics, Inc.ATOS
Auburn National Bancorporation, IncAUBN
Authentic Holdings, Inc.AHRO
authID Inc.AUID
Axe Compute Inc.AGPU
Axim Biotechnologies, Inc.AXIM
AXT IncAXTI

B

BAB, Inc.BABB
Basanite, Inc.BASA
Bio Key International IncBKYI×2
Bio-Path Holdings, Inc.BPTH
BioCorRx Inc.BICX
Biolargo, Inc.BLGO
BioRestorative Therapies, Inc.BRTX
Bioxytran, IncBIXT
Blink Charging Co.BLNK
Blue Dolphin Energy CoBDCO
Blue Line Protection Group, Inc.BLPG
BNB Plus Corp.BNBX
BNB Standard CorpBNC
Bollinger Innovations, Inc.BINI
Bravo Multinational Inc.BRVO
Bridgeline Digital, Inc.BLIN×2
Bristow Group Inc.VTOL×3
Broadway Financial Corp deBYFC×2
BTCS Inc.BTCS

C

California First Leasing CorpCFNB
Capstone Holding Corp.CAPS×2
Cardiff Oncology, Inc.CRDF
Casey's General Stores IncCASY
Catalyst Pharmaceuticals, Inc.
Cavitation Technologies, Inc.CVAT
CBAK Energy Technology LtdCBAT
CBAK Energy Technology, Inc.
Ceco Environmental CorpCECO
Cellectar Biosciences, Inc.CLRB
Century Casinos IncCNTY×2
CF Bankshares Inc.CFBK×2
Charlie's Holdings, Inc.CHUC
Choiceone Financial Services IncCOFS
Cineverse Corp.CNVS
Cleanspark, Inc.CLSK
CNB Financial CorpCCNE×2
Cohen & Co Inc.COHN×2
Cohu IncCOHU
Community West BancsharesCWBC
Companhia de Saneamento Basico do Estado de SAO Paulo-SabespSBS
Comstock Holding Companies, Inc.CHCI
Consumers Bancorp IncCBKM
Contango Silver & Gold Inc.CTGO
Cooper-Standard Holdings Inc.CPS
Copt Defense PropertiesCDP
CorMedix Inc.CRMD
Covenant Logistics Group, Inc.CVLG
Creative Realities, Inc.CREX
Creditriskmonitor Com IncCRMZ
Crexendo, Inc.CXDO
Cuentas Inc.CUEN
Cumulus Media Inc
CV Sciences, Inc.CVSI
CVD Equipment CorpCVV
Cytosorbents CorpCTSO

D

Data I/O CorpDAIO
Data Storage CorpDTST
Diversified Healthcare TrustDHC
DLH Holdings Corp.DLHC
Dogecoin Cash, Inc.DOGP
Dolphin Entertainment, Inc.DLPN
Dorman Products, Inc.DORM×2
Driveitaway Holdings, Inc.DWAY
DSG Global Inc.
DSS, Inc.DSS×4
Duos Technologies Group, Inc.DUOT
Dynaresource, Inc.DYNR
Dynex Capital IncDX

E

Eagle Financial Services IncEFSI
EchoStar CORPECHO
Egain CorpEGAN
Electromed, Inc.ELMD×2
Eloxx Pharmaceuticals, Inc.ELOX
Emmaus Life Sciences, Inc.EMMA
Enanta Pharmaceuticals IncENTA
Energy Focus, IncEFOI×2
Envela CorpELA
EPR PropertiesEPR
Equus Total Return, Inc.EQS
Escalon Medical CorpESMC
Everest Group, Ltd.EG
Evertec, Inc.EVTC

F

FiEE, Inc.FIEE
First Choice Healthcare Solutions, Inc.FCHS
First Internet BancorpINBK
First National CorpFXNC
Flexible Solutions International IncFSI
Flux Power Holdings, Inc.FLUX
Flywheel Advanced Technology, Inc.FWFW
Forestar Group Inc.FOR
Fortress Biotech, Inc.FBIO
Franklin BSP Realty Trust, Inc.FBRT
Franklin Wireless CorpFKWL
FTI Consulting, IncFCN
FuboTV Inc.FUBO
Fullnet Communications IncFULO

G

Galaxy Gaming, Inc.GLXZ
Galectin Therapeutics IncGALT
GEE Group Inc.JOB
Genesco IncGCO
GeoVax Labs, Inc.GOVX
Glacier Bancorp, Inc.GBCI
Global AI, Inc.GLAI
Golden Growers CooperativeGGROU
Good Gaming, Inc.GMER
Greenlite Ventures IncGRNL
GRUPO SIMEC, S.A.B. de C.V.SIM
Grupo TMM SABGTMAY

H

Hallador Energy CoHNRG
Happen, Inc.HAPN
Havana Roasters Coffee Companies, Inc.THRC
Haverty Furniture Companies IncHVT×3
Hawthorn Bancshares, Inc.HWBK×2
Healthier Choices Management Corp.HCMC×2
High Sierra Technologies, Inc.HSTI
Hong Yuan Holding GroupHGYN
Hongchang International Co., Ltd
HST Global, Inc.HSTC

I

Idaho Copper CorpCOPR
IES Holdings, Inc.IESC
Iiot-Oxys, Inc.ITOX
Information Services Group Inc.III
InfuSystem Holdings, IncINFU
Inhibitor Therapeutics, Inc.INTI
Innovaro, Inc.INNI
Inotiv, Inc.×2
Integrated Biopharma IncINBP
Intellinetics, Inc.INLX
Intest CorpINTT
InvenTrust Properties Corp.IVT
iQSTEL IncIQST
IQVIA Holdings Inc.IQV×6
IT Tech Packaging, Inc.ITP
iWallet CorpIWAL
IZEA Worldwide, Inc.IZEA

J

Janel CorpJANL

K

Kaanapali Land LLCKANP
Kamada LtdKMDA
Kartoon Studios, Inc.TOON
Kentucky First Federal BancorpKFFB
Kidoz Inc.KDOZF
Kimco Realty CorpKIM
Kingstone Companies, Inc.KINS×2
Koil Energy Solutions, Inc.KLNG×2
Kraig Biocraft Laboratories, Inc.KBLB
Kura Oncology, Inc.KURA

L

LFTD Partners Inc.LIFD
LGL Group IncLGL
Lifeway Foods, Inc.LWAY
Lightwave Logic, Inc.LWLG
Lineage Cell Therapeutics, Inc.LCTX
Liqtech International IncLIQT
Lite Strategy, Inc.LITS

M

M/I Homes, Inc.MHO
Madison Technologies Inc.MDEX
MAN AHL Diversified I LPMADL
Marimed Inc.MRMD
Marker Therapeutics, Inc.MRKR
Marvion Inc.MVNC
Marygold Companies, Inc.MGLD
McEwen Inc.MUX
MercadoLibre IncMELI
Mercury Systems IncMRCY
Mid Penn Bancorp IncMPB
Mills Music TrustMMTRS
Mimedx Group, Inc.MDXG
Mineralrite CorpRITE
Mitesco, Inc.MITI
Mobiquity Technologies, Inc.MOBQ
Mobivity Holdings Corp.
MSC Income Fund, Inc.MSIF
MVB Financial CorpMVBF

N

Nanoviricides, Inc.NNVC
Netlist IncNLST
NETWORK-1 Technologies, Inc.NTIP
Neuroone Medical Technologies CorpNMTC
New Momentum Corp.
Newport Gold, Inc.NWPG
NextTrip, Inc.NTRP
North European Oil Royalty TrustNRT
Northwest Biotherapeutics IncNWBO
Nutex Health Inc.NUTX
Nutra Pharma CorpNPHC
Nuvera Communications, Inc.NUVR
Nuwellis, Inc.NUWE
NXP Semiconductors N.V.NXPI

O

Octave Specialty Group IncOSG
Oculus Inc.OVTZ
Old Second Bancorp IncOSBC
Olenox Industries Inc.OLOX
Omniq Corp.OMQS
Omnitek Engineering CorpOMTK
ONE Group Hospitality, Inc.STKS
OneMeta Inc.ONEI
OptimizeRx CorpOPRX
Oragenics IncOGEN
Orbit International CorpORBT
Orion Energy Systems, Inc.OESX
Oruka Therapeutics, Inc.ORKA

P

Pacific Health Care Organization IncPFHO
Paid IncPAYD
Palatin Technologies IncPTN
Paradium.AI, Inc.PAAI
Parke Bancorp, Inc.PKBK
Paysign, Inc.PAYS
Pedevco CorpPED
Peraso Inc.PRSO
Perspective Therapeutics, Inc.CATX×2
Phio Pharmaceuticals Corp.PHIO×2
Photronics IncPLAB
Pilgrims Pride CorpPPC
Pioneer Power Solutions, Inc.PPSI
Planet Green Holdings Corp.PLAG
Plastec Technologies, Ltd.PLTYF
Plug Power IncPLUG
Positron CorpPOSC
Power REITPW
Powerdyne International, Inc.PWDY
Prairie Operating Co.PROP
Precision Optics Corporation, Inc.POCI
Presidio Property Trust, Inc.SQFT
Princeton Capital CorpPIAC
Processa Pharmaceuticals, Inc.PCSA
Professional Diversity Network, Inc.IPDN×2
Propanc Biopharma, Inc.PPCB
Prothena Corp Public Ltd CoPRTA

Q

QNB Corp.QNBC
Quaint OAK Bancorp, Inc.QNTO
Quantum CorpQMCO
Quantum X Inc.QUTX
Quest Resource Holding CorpQRHC
Qwest CorpCTGG
QXO, Inc.QXO×2

R

RCI Hospitality Holdings, Inc.RICK
Ready Capital CorpRC×2
Redwood Mortgage Investors IXRWDMU
Reflect Scientific, Inc.RSCF
Research Solutions, Inc.RSSS
Reserve Petroleum CoRSRV
Retractable Technologies IncRVP
Rezolute, Inc.RZLT
Rockwell Medical, Inc.RMTI
RTB Digital, Inc.RTB

S

Saker Aviation Services, Inc.SKAS
Sanara MedTech Inc.SMTI
Savara IncSVRA×2
Scores Holding Co IncSCRH
Seafarer Exploration CorpSFRX
Security National Financial CorpSNFCA
Selectis Health, Inc.
Sharing Economy International Inc.SEII
Shore Bancshares IncSHBI
Siebert Financial CorpSIEB
Siga Technologies IncSIGA×2
Silo Pharma, Inc.SILO
Singularity Future Technology Ltd.SGLY
SITE Centers Corp.SITC
Smart Powerr Corp.CREG
Smartfinancial Inc.SMBK
Smith Midland CorpSMID
SOBR Safe, Inc.SOBR
Socket Mobile, Inc.SCKT
Solitron Devices IncSODI
Sound Financial Bancorp, Inc.SFBC
Southern Missouri Bancorp, Inc.SMBC
SPAR Group, Inc.SGRP
Spectral Capital CorpFCCN
Spindletop Oil & Gas CoSPND
Staar Surgical CoSTAA
Steven Madden, Ltd.SHOO
Stratus Properties IncSTRS×2
SUI Group Holdings Ltd.SUIG
Sunhydrogen, Inc.HYSR
Sunoco LPSUN
Sunrise Real Estate Group IncSRRE
Supernus Pharmaceuticals, Inc.SUPN

T

Taitron Components IncTAIT
Tanke Biosciences CorpTNBI
Taylor Morrison Home Corp
Telos CorpTLS
Telvantis, Inc.RDAR
Tempest Therapeutics, Inc.TPST×3
Tenax Therapeutics, Inc.TENX
TerraVolt Holdings, Inc.GEDC
Theriva Biologics, Inc.TOVX×2
Thunder Mountain Gold IncTHMG
Tiptree Inc.TIPT
Track Group, Inc.TRCK
TriLinc Global Impact Fund LLCTRLC
Trio-Tech InternationalTRT
Trutankless, Inc.TKLS
TSS, Inc.TSSI×2
Tucows IncTCX
TuHURA Biosciences, Inc.HURA

U

U S Physical Therapy IncUSPH
UGI CorpUGI×2
Unifi IncUFI
United States 12 Month Natural Gas Fund, LPUNL
United States Brent Oil Fund, LPBNO
Usio, Inc.USIO

V

Vaso CorpVASO
Vivos IncRDGL
Vuzix CorpVUZI
Vycor Medical IncVYCO

W

Waste Energy Corp.WAST
Werner Enterprises IncWERN
Wheeler Real Estate Investment Trust, Inc.WHLR
Whitehawk Therapeutics, Inc.WHWK
WhiteHorse Finance, Inc.WHF
Widepoint CorpWYY
Workhorse Group Inc.WKHS
Wynn Resorts LtdWYNN

X

XMax Inc.XMAX

Y

Yunhong Green CTI Ltd.YHGJ×2

Z

Zoetis Inc.ZTS
ZW Data Action Technologies Inc.CNET×2

GOVXGeoVax Labs, Inc.·Shareholder rights changed · New agreement·09:58

GeoVax Labs, Inc.: Shareholder rights changed · New agreement

NUWE·Acquisition or sale completed·14:47

Nuwellis, Inc.: Acquisition or sale completed

Delisting noticesD

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Pre-market4

08:07CRDFCardiff Oncology, Inc.
08:25IPDNProfessional Diversity Network, Inc.
08:54

424B3

20

UPLOAD17

Initial ownership310

Stake amendedSC 13D/A9

Prospectus supplement424B58

CORRESP6

Annual ownership54

Proxy statementDEF 14A4

13F-NT3

Annual report20-F3

Merger communication4253

Proxy materialDEFA14A3

EFFECT3

Amended registration statementS-1/A3

Annual report10-K2

Institutional holdings13F-HR2

Initial ownership, amended3/A2

4972

Annual report to shareholdersARS2

CT ORDER2

Exempt offering noticeD2

DRS/A2

Amended registration statementF-1/A2

Free writing prospectusFWP2

Passive stake amendedSC 13G/A2

Amended annual report10-K/A1

Amended quarterly report10-Q/A1

Notice of intent to sell1441

15-12B1

40-APP1

497AD1

Insider filing, amended4/A1

5/A1

Exchange listing8-A12B1

Current report (amended)8-K/A1

Information statementDEF 14C1

DFAN14A1

F-31

F-6EF1

N-8F1

NT 10-K/A1

S-111

Shelf registrationS-31

Passive stake reportedSC 13G1

T

TPSTTempest Therapeutics, Inc.

09:13T

TRTTrio-Tech International

Market hours14

09:33CNVSCineverse Corp.
09:56DLHCDLH Holdings Corp.
10:05CNTYCentury Casinos Inc
11:31PHIOPhio Pharmaceuticals Corp.
12:00ACREAres Commercial Real Estate Corp
12:15PLABPhotronics Inc
12:27BKYIBio Key International Inc
13:13STRSStratus Properties Inc
13:18CATXPerspective Therapeutics, Inc.
13:31CAPSCapstone Holding Corp.
13:50KLNGKoil Energy Solutions, Inc.
14:14NRTNorth European Oil Royalty Trust

After-hours15

17:56ELMDElectromed, Inc.
19:18VTOLBristow Group Inc.
23:20YHGJYunhong Green CTI Ltd.
16:13CFBKCF Bankshares Inc.
16:32ASTCAstrotech Corp
16:33IESCIES Holdings, Inc.
16:34HWBKHawthorn Bancshares, Inc.
16:36KINSKingstone Companies, Inc.
16:51UGIUGI Corp
19:47NLSTNetlist Inc
19:48BYFCBroadway Financial Corp de
20:08AWHLAspira Women's Health Inc.

Sunoco LPSUN · 10-Q · Mar 31 · 19:50

$1.09B

+0.4%

Zoetis Inc.ZTS · 10-Q · Mar 31 · —

$1.09B+4.1%

Taylor Morrison Home Corp— · 10-Q · Mar 31 · —

$335.70M+40.2%

Octave Specialty Group IncOSG · 10-Q · Mar 31 · 17:05

$291.43M10.1%

InvenTrust Properties Corp.IVT · 10-Q · Mar 31 · 20:24

$249.00M+3.6%

Alto Ingredients, Inc.ALTO · 10-Q · Mar 31 · 16:12

$225.46M+14.0%

Covenant Logistics Group, Inc.CVLG · 10-Q · Mar 31 · 13:44

$164.73M+4.9%

Blue Dolphin Energy CoBDCO · 10-Q · Mar 31 · 20:04

$109.24M+138.3%

Evertec, Inc.EVTC · 10-Q · Mar 31 · 14:13

$87.34M+5.9%

IQVIQVIA Holdings Inc. · Bain Capital Investors LLC, 10% owner$95.69MSale · 2,531,393 sh

IQVIQVIA Holdings Inc. · Dennis B PH D Gillings, Executive Chairman$85.35MSale · 2,257,805 sh

IQVIQVIA Holdings Inc. · 3I Corp, 10% owner$63.22MSale · 1,672,554 sh

ECHOEchoStar CORP · Mark W Jackson, Pres-EchoStar Technologies LLC$15.34MSale · 399,999 sh

IQVIQVIA Holdings Inc. · Gross Susan Gillings, 10% owner$10.34MSale · 273,588 sh

Open insider activity

MELI MercadoLibre Inc · New agreement

14:28C

CPS Cooper-Standard Holdings Inc. · New agreement

13:18R

RMTI Rockwell Medical, Inc. · New agreement

10:04A

ACRE Ares Commercial Real Estate Corp · Unregistered shares sold · New agreement · Officers or directors

09:58G

GOVX GeoVax Labs, Inc. · Shareholder rights changed · New agreement

18:17P

PRSO Peraso Inc. · New agreement

OESX Orion Energy Systems, Inc. · Officers or directors

17:18I

INFU InfuSystem Holdings, Inc · Officers or directors

17:02U

UFI Unifi Inc · Officers or directors

16:17A

AOSL Alpha & Omega Semiconductor Ltd · Officers or directors

16:12E

EPR EPR Properties · Shareholder vote · Officers or directors

15:27E

ESMC Escalon Medical Corp · Officers or directors

12:12M

MDXG Mimedx Group, Inc. · Shareholder vote · Officers or directors

The dayWednesday, May 15