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‹ Tue, May 28, 2013

Wednesday, May 29, 2013

380 filings · 258 companiesAll checks passed · Updated Oct 28

Thu, May 30, 2013 ›

Front page4 By time of day Results5 Reports11 Insiders55 Agreements9 Officers and directors7 Filings110 Index

Nothing from your lists

By time of day

110 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:0000:00

Pre-marketMarket hoursAfter-hours

23 without a time on file

Results

5 announced

Nothing from your lists

Reports

3 quarterly · 8 annual

CompanyRevenueOn the year

Capri Holdings LtdCPRI · 10-K · Mar 30 · 17:01
$2.18B+67.5%

Nothing from your lists

Insiders

55 filings

Purchases$2.66M19 filings

Sales$429.81M36 filings

STSensata Technologies Holding plc · Stephen M Zide, Director$423.88MSale · 11,790,760 sh

Nothing from your lists

Agreements

9 filings

19:03IOVA Iovance Biotherapeutics, Inc. · Change in control · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
17:12

Nothing from your lists

Officers and directors

7 filings

20:55BATL Battalion Oil Corp · Bylaws or fiscal year changed · Shareholder vote · Officers or directors
19:03

Nothing from your lists

Filings

110 listed

Find a company, form or word

21:00

21:48SHIP
SHIP Seanergy Maritime Holdings Corp. · Amended annual report
21:58RDNT
RDNT RadNet, Inc. · Stake reported

23:00

23:53PAA
PAA Plains ALL American Pipeline LP · New agreement

06:00

06:08ACIW
ACIW ACI Worldwide, Inc. · Investor disclosure

07:00

07:24CPRI
CPRI Capri Holdings Ltd · Results, pre-market

08:00

08:00TCRT
TCRT Alaunos Therapeutics, Inc. · Announcement
08:05SFTBF
SFTBF Softbank Group Corp. · Merger communication
08:31CQP
CQP Cheniere Energy Partners, L.P. · Acquisition or sale completed · New debt · Unregistered shares sold · New agreement
08:40RBC
RBC RBC Bearings INC · Results, pre-market

09:00

09:01ZUMZ
ZUMZ Zumiez Inc · Quarterly report
09:45NUWE
NUWE Nuwellis, Inc. · Shareholder vote
09:46BCC
BCC Boise Cascade Co · Investor disclosure

10:00

10:25CBAN
CBAN Colony Bankcorp Inc · Shareholder vote
10:36OXSQ
OXSQ Oxford Square Capital Corp. · New debt · New agreement

11:00

11:21RCMT
RCMT RCM Technologies, Inc. · Shareholder rights changed · New agreement
11:36FET
FET Forum Energy Technologies, Inc. · New debt · New agreement

12:00

12:00SNOA
SNOA Sonoma Pharmaceuticals, Inc. · Investor disclosure
12:20DAKT
DAKT Daktronics Inc · Investor disclosure
12:23DAKT
DAKT Daktronics Inc · Results, market hours
12:32DAKT
DAKT Daktronics Inc · Officers or directors
12:32NTIP
NTIP NETWORK-1 Technologies, Inc. · Announcement

13:00

13:02PRLB
PRLB Proto Labs Inc · Shareholder vote
13:02FORM
FORM Formfactor Inc · Shareholder vote
13:08SR
SR Spire Inc · Announcement
13:20FCBC
FCBC First Community Bankshares Inc · Officers or directors (amended)
13:22UGA
UGA United States Gasoline Fund, LP · Investor disclosure
13:23USL
USL United States 12 Month Oil Fund, LP · Investor disclosure
13:23BNO
BNO United States Brent Oil Fund, LP · Investor disclosure
13:27UNL
UNL United States 12 Month Natural Gas Fund, LP · Investor disclosure
13:31USCI
USCI United States Commodity Index Funds Trust · Investor disclosure
13:40HR
HR Healthcare Realty Trust Inc · Investor disclosure

14:00

14:03ESRT
ESRT Empire State Realty Trust, Inc. · Merger communication
14:10RBC
RBC RBC Bearings INC · Annual report
14:17IEP
IEP Icahn Enterprises L.P. · Announcement
14:28SKYE
SKYE Skye Bioscience, Inc. · Amended registration statement
14:34MLSS
MLSS Milestone Scientific Inc. · Shareholder vote
14:45GLV
GLV Clough Global Dividend & Income Fund · Proxy statement
14:46GLO
GLO Clough Global Opportunities Fund · Proxy statement
14:47GLQ
GLQ Clough Global Equity Fund · Proxy statement
14:53SNUS-PH
SNUS-PH Santander Holdings USA, Inc. · Code of ethics changed

40 of 110

Index

Forms filed

Insider filing4158
Current report8-K70
Foreign issuer report6-K35
UPLOAD10
Annual report10-K8
Proxy statementDEF 14A

112 companies

Find a company

A

Achieve Life Sciences, Inc.ACHV
ACI Worldwide, Inc.ACIW
Air T IncAIRT
Alaunos Therapeutics, Inc.TCRT
Alexanders IncALX
Amrep Corp.AXR

B

Bancfirst CorpBANF
Battalion Oil CorpBATL
BK Technologies CorpBKTI
Boise Cascade CoBCC
Boston Scientific CorpBSX
Brookfield Oaktree Holdings, LLCOAK-PA
Buckle IncBKE
Burzynski Research Institute Inc

C

Capri Holdings LtdCPRI×2
Cardiff Oncology, Inc.CRDF
Carnival Corp Ltd.CCL
Cheniere Energy Partners, L.P.CQP
Cinemark Holdings, Inc.CNK
Cirrus Logic, Inc.CRUS
Clough Global Dividend & Income FundGLV
Clough Global Equity FundGLQ
Clough Global Opportunities FundGLO
Colony Bankcorp IncCBAN
Columbus McKinnon CorpCMCO
Copt Defense PropertiesCDP

D

Daktronics IncDAKT×3
Defense Technologies International Corp.

E

Eltek LtdELTK
Empire State Realty OP, L.P.ESBA
Empire State Realty Trust, Inc.ESRT

F

FiEE, Inc.FIEE
First Community Bankshares IncFCBC
Firsthand Technology Value Fund, Inc.SVVC
Formfactor IncFORM
Forum Energy Technologies, Inc.FET
Fossil Group, Inc.FOSL

H

Harvard Bioscience IncHBIO
Hawkins IncHWKN
HCI Group, Inc.HCI
Healthcare Realty Trust IncHR
Helen of Troy LtdHELE
Home Depot, Inc.HD

I

Icahn Enterprises L.P.IEP×2
Immersion CorpIMMR
Ingles Markets IncIMKTA×2
InspireMD, Inc.NSPR
Intellinetics, Inc.INLX
Iovance Biotherapeutics, Inc.IOVA

J

JBT Marel CorpJBTM
Jewett Cameron Trading Co LtdJCTC

K

KORU Medical Systems, Inc.KRMD

L

LEE Enterprises, IncLEE
Lifeway Foods, Inc.LWAY
Lingerie Fighting Championships, Inc.BOTY
LiveRamp Holdings, Inc.RAMP

M

Merit Medical Systems IncMMSI
Milestone Scientific Inc.MLSS
Monro, Inc.MNRO
Movado Group IncMOV
Muncy Columbia Financial CorpCCFN

N

Netsol Technologies IncNTWK
NETWORK-1 Technologies, Inc.NTIP
Niagen Bioscience, Inc.NAGE
NNN Reit, Inc.NNN
Nuwellis, Inc.NUWE

O

Odysight.ai Inc.ODYS
Omeros CorpOMER
Oxford Square Capital Corp.OXSQ

P

Palisade Bio, Inc.PALI
Park Ohio Holdings CorpPKOH
PC Connection IncCNXN
PetVivo Holdings, Inc.PETV
Plains ALL American Pipeline LPPAA
Proto Labs IncPRLB

Q

QNB Corp.QNBC

R

RadNet, Inc.RDNT
Raphael Pharmaceutical Inc.RAPH
RBC Bearings INCRBC×2
RCM Technologies, Inc.RCMT
Rego Payment Architectures, Inc.RPMT

S

Safety Insurance Group IncSAFT
Salem Media Group, Inc.
Sandridge Energy IncSD
Santander Holdings USA, Inc.SNUS-PH
Seanergy Maritime Holdings Corp.SHIP
Sensata Technologies Holding plcST
Silicon Motion Technology CORPSIMO
Skye Bioscience, Inc.SKYE
Smith Micro Software, Inc.SMSI
Smithfield Foods IncSFD
Softbank Group Corp.SFTBF
Sonoma Pharmaceuticals, Inc.SNOA
Spire IncSR
Sprott Focus Trust Inc.FUND

T

Talphera, Inc.TLPH
Tilly's, Inc.TLYS
Tredegar CorpTG

U

United States 12 Month Natural Gas Fund, LPUNL
United States 12 Month Oil Fund, LPUSL
United States Brent Oil Fund, LPBNO
United States Commodity Index Funds TrustUSCI
United States Gasoline Fund, LPUGA
United States Natural Gas Fund, LPUNG
United States Oil Fund, LPUSO
Universal CorpUVV
Universal Insurance Holdings, Inc.UVE

V

Vaso CorpVASO
VirnetX Holding CorpVHC
Vornado Realty TrustVNO

Y

Yubo International Biotech LtdYBGJ

Z

Zumiez IncZUMZ

IOVAIovance Biotherapeutics, Inc.·Change in control · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors·19:03

Iovance Biotherapeutics, Inc.: Change in control · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors

BANF·Shareholder rights changed · Bylaws or fiscal year changed·19:58

Bancfirst Corp: Shareholder rights changed · Bylaws or fiscal year changed

RCMT·Shareholder rights changed · New agreement·11:21

RCM Technologies, Inc.: Shareholder rights changed · New agreement

CQP·Acquisition or sale completed · New debt · Unregistered shares sold · New agreement·08:31

Cheniere Energy Partners, L.P.: Acquisition or sale completed · New debt · Unregistered shares sold · New agreement

Pre-market2

07:24CPRICapri Holdings Ltd
08:40RBCRBC Bearings INC

Market hours1

12:23DAKTDaktronics Inc

After-hours2

16:11TLYSTilly's, Inc.
17:09HWKNHawkins Inc

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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8

N-Q8

CORRESP7

Proxy materialDEFA14A6

Current report (amended)8-K/A4

Employee plan registrationS-84

Quarterly report10-Q3

Amended annual report20-F/A3

Initial ownership33

Prospectus supplement424B53

Merger communication4253

EFFECT3

NSAR-A3

NSAR-B3

Registration statementS-13

Stake amendedSC 13D/A3

Passive stake reportedSC 13G3

40-17G2

40-APP2

Free writing prospectusFWP2

N-CSRS2

Late filing noticeNT 10-K2

Amended shelf registrationS-3/A2

Notice of intent to sell1441

Initial ownership, amended3/A1

Insider filing, amended4/A1

6-K/A1

Exchange listing8-A12B1

8-A12B/A1

CERTNAS1

CT ORDER1

Exempt offering noticeD1

F-3/A1

N-2/A1

RW1

S-11/A1

Amended registration statementS-1/A1

Shelf registrationS-31

Stake reportedSC 13D1

Tender offerSC TO-I1

Cirrus Logic, Inc.CRUS · 10-K · Mar 30 · —

$809.79M

+89.7%

Columbus McKinnon CorpCMCO · 10-K · Mar 31 · —

$597.26M+0.9%

RBC Bearings INCRBC · 10-K · Mar 30 · 14:10

$403.05M+1.4%

Zumiez IncZUMZ · 10-Q · May 4 · 09:01

$148.50M+14.3%

Movado Group IncMOV · 10-Q · Apr 30 · —

$65.90M36.4%

KORU Medical Systems, Inc.KRMD · 10-K · Feb 28 · 19:16

$7.76M+21.5%

Burzynski Research Institute Inc— · 10-K · Feb 28 · —

$0.00—

Home Depot, Inc.HD · 10-Q · May 21 · —

——

LiveRamp Holdings, Inc.RAMP · 10-K · May 23 · —

——

CCLCarnival Corp Ltd. · Randall J Weisenburger, Director$1.32MPurchase · 40,000 sh

BKEBuckle Inc · Robert M Carlberg, VP MEN'S MERCHANDISING$813.37KSale · 15,000 sh

IMMRImmersion Corp · Victor Viegas, CEO$781.45KSale · 51,800 sh

FOSLFossil Group, Inc. · Jennifer Pritchard, Divisional President$721.06KSale · 6,692 sh

TLPHTalphera, Inc. · Adrian Adams, Director$614.00KPurchase · 75,000 sh

Open insider activity

SFD Smithfield Foods Inc · New agreement

17:12C

CNK Cinemark Holdings, Inc. · New debt · New agreement

15:11P

PETV PetVivo Holdings, Inc. · Unregistered shares sold · New agreement

11:36F

FET Forum Energy Technologies, Inc. · New debt · New agreement

11:21R

RCMT RCM Technologies, Inc. · Shareholder rights changed · New agreement

10:36O

OXSQ Oxford Square Capital Corp. · New debt · New agreement

08:31C

CQP Cheniere Energy Partners, L.P. · Acquisition or sale completed · New debt · Unregistered shares sold · New agreement

IOVA Iovance Biotherapeutics, Inc. · Change in control · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors

16:59L

LEE LEE Enterprises, Inc · Officers or directors

16:11T

TLYS Tilly's, Inc. · Officers or directors · Results, after-hours

16:06P

CNXN PC Connection Inc · Shareholder vote · Officers or directors

13:20F

FCBC First Community Bankshares Inc · Officers or directors (amended)

12:32D

DAKT Daktronics Inc · Officers or directors

The dayWednesday, May 29