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What covered companies filed with the SEC, day by day.

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‹ Tue, Jun 11, 2013

Wednesday, June 12, 2013

367 filings · 233 companiesAll checks passed · Updated Oct 28

Thu, Jun 13, 2013 ›

By time of day Results6 Reports28 Insiders66 Agreements4 Officers and directors13 Filings106 Index

By time of day

106 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

00:0002:0004:0006:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

23 without a time on file

Results

6 announced

Nothing from your lists

Reports

20 quarterly · 8 annual

CompanyRevenueOn the year

Ross Stores, Inc.ROST · 10-Q · May 4 · 18:33
$2.54B+7.8%

Nothing from your lists

Insiders

66 filings

Purchases$9.22M32 filings

Sales$64.29M34 filings

TTSHTile Shop Holdings, Inc. · Nabron International Inc., 10% owner$52.93MSale · 2,285,376 sh

Nothing from your lists

Agreements

4 filings

20:16MARA MARA Holdings, Inc. · Unregistered shares sold · New agreement · Officers or directors
16:30

Nothing from your lists

Officers and directors

13 filings

21:24IMAX Imax Corp · Bylaws or fiscal year changed · Shareholder vote · Officers or directors
20:16

Nothing from your lists

Filings

106 listed

Find a company, form or word

17:00

17:31DX
DX Dynex Capital Inc · Bylaws or fiscal year changed · Shareholder vote · Officers or directors

18:00

18:33ROST
ROST Ross Stores, Inc. · Quarterly report

21:00

21:52VGZ
VGZ Vista Gold Corp · Delisting notice · Bylaws or fiscal year changed

22:00

22:20CLAR
CLAR Clarus Corp · Shareholder vote

23:00

23:02AERG
AERG Applied Energetics, Inc. · Officers or directors

00:00

00:22LEXX
LEXX Lexaria Bioscience Corp. · Quarterly report

01:00

01:03CSBR
CSBR Champions Oncology, Inc. · Results, pre-market

06:00

06:01IEP
IEP Icahn Enterprises L.P. · Investor disclosure

08:00

08:24FTLF
FTLF Fitlife Brands, Inc. · Proxy statement

09:00

09:00HAFC
HAFC Hanmi Financial Corp · Officers or directors
09:11IVDN
IVDN Innovative Designs Inc · Quarterly report
09:17NATH
NATH Nathans Famous, Inc. · Results, pre-market
09:25VRTS
VRTS Virtus Investment Partners, Inc. · Investor disclosure

10:00

10:08NNUP
NNUP Nocopi Technologies Inc · Current report
10:37HKHC
HKHC Horizon Kinetics Holding Corp · Stake amended
10:45BHE
BHE Benchmark Electronics Inc · Officers or directors

11:00

11:27CMS-PB
CMS-PB Consumers Energy Co · Investor disclosure
11:36MVNC
MVNC Marvion Inc. · New debt · Unregistered shares sold · New agreement (amended)
11:40PLX
PLX Protalix BioTherapeutics, Inc. · Investor disclosure

12:00

12:16RMBS
RMBS Rambus Inc · New agreement
12:31GALT
GALT Galectin Therapeutics Inc · Investor disclosure
12:40AGYS
AGYS Agilysys Inc · Results, market hours

13:00

13:58OCC
OCC Optical Cable Corp · Quarterly report

14:00

14:21GTMAY
GTMAY Grupo TMM SAB · Amended annual report
14:22CVU
CVU CPI Aerostructures Inc · Shareholder vote
14:44DHF
DHF BNY Mellon High Yield Strategies Fund · Proxy statement
14:50MVNC
MVNC Marvion Inc. · Amended quarterly report
14:51MVNC
MVNC Marvion Inc. · Amended quarterly report
14:53MVNC
MVNC Marvion Inc. · Amended annual report

15:00

15:00RSKIA
RSKIA George Risk Industries, Inc. · Amended annual report
15:06ESRT
ESRT Empire State Realty Trust, Inc. · Merger communication
15:16ESRT
ESRT Empire State Realty Trust, Inc. · Merger communication
15:22CGBD
CGBD Carlyle Secured Lending, Inc. · Unregistered shares sold
15:26ESRT
ESRT Empire State Realty Trust, Inc. · Merger communication
15:30FRFHF
FRFHF Fairfax Financial Holdings Ltd · Stake reported
15:33BKE
BKE Buckle Inc · Quarterly report
15:34ESRT
ESRT Empire State Realty Trust, Inc. · Merger communication
15:38IVT
IVT InvenTrust Properties Corp. · Investor disclosure
15:46IMKTA
IMKTA Ingles Markets Inc · Announcement
15:51GHI
GHI Greystone Housing Impact Investors LP · Announcement

40 of 106

Index

Forms filed

Insider filing4148
Current report8-K56
Foreign issuer report6-K23
Quarterly report10-Q18
Merger communication42511
CORRESP

99 companies

Find a company

A

Acadia Pharmaceuticals IncACAD
AECOMACM
AEI Income & Growth Fund Xxii Ltd PartnershipXAEIU
Agilysys IncAGYS
Alliancebernstein Holding L.P.AB
Altisource Portfolio Solutions S.A.ASPS
Ambarella IncAMBA
American Shared Hospital ServicesAMS
Applied Energetics, Inc.AERG
Aura Systems IncAUSI
AutoZone IncAZO

B

Battalion Oil CorpBATL
Benchmark Electronics IncBHE
BNY Mellon High Yield Strategies FundDHF
Brainstorm Cell Therapeutics Inc.BCLI
Buckle IncBKE

C

Caleres IncCAL
Carlyle Secured Lending, Inc.CGBD×2
Champions Oncology, Inc.CSBR
Chase Packaging CorpWHLT
Chatham Lodging TrustCLDT
Ciena CorpCIEN
Clarus CorpCLAR
Consumers Energy CoCMS-PB
CPI Aerostructures IncCVU
Creative Realities, Inc.CREX
Culp IncCULP

D

Daktronics IncDAKT
Dixie Group IncDXYN
Dynex Capital IncDX

E

Empire State Realty OP, L.P.ESBA×5
Empire State Realty Trust, Inc.ESRT×5
Encore Capital Group IncECPG
Esperion Therapeutics, Inc.

F

Fairfax Financial Holdings LtdFRFHF
Fitlife Brands, Inc.FTLF
Freeport-McMoran IncFCX

G

Galectin Therapeutics IncGALT
GEE Group Inc.JOB
Genesco IncGCO×2
George Risk Industries, Inc.RSKIA
Global Industrial CoGIC
Greystone Housing Impact Investors LPGHI
Grupo TMM SABGTMAY
Gulfport Energy CorpGPOR

H

H&R Block IncHRB
Hanmi Financial CorpHAFC
Hooker Furnishings CorpHOFT
Hope Bancorp IncHOPE
Horizon Kinetics Holding CorpHKHC

I

Icahn Enterprises L.P.IEP
Imax CorpIMAX
Ingles Markets IncIMKTA
Innovate Corp.VATE
Innovative Designs IncIVDN
Inseego Corp.INSG×2
InvenTrust Properties Corp.IVT

L

Leopard Energy, Inc.LEEN
Lexaria Bioscience Corp.LEXX
Lineage Cell Therapeutics, Inc.LCTX
Lithium CorpLTUM
Live Nation Entertainment, Inc.LYV

M

MARA Holdings, Inc.MARA
Marvion Inc.MVNC×4
McEwen Inc.MUX
My City Builders, Inc.MYCB

N

Nathans Famous, Inc.NATH
Neogenomics IncNEO
Nexpoint Diversified Real Estate TrustNXDT
Nocopi Technologies IncNNUP
NPK International Inc.NPKI

O

Optical Cable CorpOCC
Oxford Industries IncOXM

P

Parks America, IncPRKA
Perdoceo Education CorpPRDO
Perma FIX Environmental Services IncPESI
PIMCO Corporate & Income Strategy FundPCN
Power Solutions International, Inc.PSIX
Pro DEX IncPDEX
Protalix BioTherapeutics, Inc.PLX
Puma Biotechnology, Inc.PBYI

R

R F Industries LtdRFIL
Rambus IncRMBS
Rithm Capital Corp.RITM
Ross Stores, Inc.ROST

S

Softbank Group Corp.SFTBF
Soligenix, Inc.SNGX
Southern California Gas Co

T

Tile Shop Holdings, Inc.TTSH
TJX Companies IncTJX

U

Universal Insurance Holdings, Inc.UVE

V

Vaxart, Inc.VXRT
Vera Bradley, Inc.VRA
Virco MFG CorporationVIRC×2
Virtus Investment Partners, Inc.VRTS
Vista Gold CorpVGZ

W

Wipro LtdWIT

Y

Yubo International Biotech LtdYBGJ

Z

Zhanling International LtdZLME

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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Pre-market2

01:03CSBRChampions Oncology, Inc.
09:17NATHNathans Famous, Inc.

Market hours1

11

UPLOAD10

Insider filing, amended4/A7

Initial ownership36

40-17F25

EFFECT5

POS AM5

Annual report10-K4

CT ORDER4

S-8 POS4

Amended annual report10-K/A3

Prospectus supplement424B33

4973

N-PX/A3

Amended registration statementS-1/A3

Employee plan registrationS-83

Amended quarterly report10-Q/A2

Employee plan annual report11-K2

Prospectus supplement424B52

Current report (amended)8-K/A2

Proxy statementDEF 14A2

Proxy materialDEFA14A2

POS EX2

Stake reportedSC 13D2

Notice of intent to sell1441

Annual report20-F1

Amended annual report20-F/A1

Prospectus supplement424B21

Annual ownership51

Annual report to shareholdersARS1

Exempt offering noticeD1

Merger proxy statementDEFM14A1

Free writing prospectusFWP1

PRE 14C1

Shelf registrationS-31

Amended merger registrationS-4/A1

Stake amendedSC 13D/A1

Passive stake reportedSC 13G1

Passive stake amendedSC 13G/A1

SUPPL1

12:40

A

AGYSAgilysys Inc

After-hours3

16:32CULPCulp Inc
17:01VIRCVirco MFG Corporation
20:17HRBH&R Block Inc

Daktronics IncDAKT · 10-K · Apr 27 · 15:51

$518.32M

+5.9%

Buckle IncBKE · 10-Q · May 4 · 15:33

$269.71M+2.3%

Oxford Industries IncOXM · 10-Q · May 4 · 19:42

$234.20M+1.4%

Hooker Furnishings CorpHOFT · 10-Q · May 5 · 16:24

$56.30M+8.8%

Caleres IncCAL · 10-Q · May 4 · 16:13

$37.34M93.8%

Ambarella IncAMBA · 10-Q · Apr 30 · —

$33.94M+30.9%

Virco MFG CorporationVIRC · 10-Q · Apr 30 · 16:39

$19.71M16.7%

Optical Cable CorpOCC · 10-Q · Apr 30 · 13:58

$19.12M13.3%

R F Industries LtdRFIL · 10-Q · Apr 30 · 20:23

$8.85M+32.6%

CGBDCarlyle Secured Lending, Inc. · AFA Sjukfoersaekringsaktiebolag, 10% owner$6.22MPurchase · 310,864 sh

PCNPIMCO Corporate & Income Strategy Fund · Gross William H$1.93MPurchase · 115,460 sh

ACMAECOM · Richard G Newman, Director$1.55MSale · 50,000 sh

UVEUniversal Insurance Holdings, Inc. · Meier Norman M$1.54MSale · 218,401 sh

GCOGenesco Inc · Roger G Sisson, Sr VP, Secretary & Gen Counsel$1.39MSale · 20,000 sh

Open insider activity

GPOR Gulfport Energy Corp · New agreement

12:16R

RMBS Rambus Inc · New agreement

11:36M

MVNC Marvion Inc. · New debt · Unregistered shares sold · New agreement (amended)

MARA MARA Holdings, Inc. · Unregistered shares sold · New agreement · Officers or directors

20:05P

PDEX Pro DEX Inc · Officers or directors

19:16T

TJX TJX Companies Inc · Shareholder vote · Officers or directors

17:16P

PESI Perma FIX Environmental Services Inc · Officers or directors

17:08H

HOPE Hope Bancorp Inc · Officers or directors

17:01A

ACAD Acadia Pharmaceuticals Inc · Shareholder vote · Officers or directors

16:17C

CREX Creative Realities, Inc. · Shareholder vote · Officers or directors

The dayWednesday, June 12