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What covered companies filed with the SEC, day by day.

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‹ Thu, Jun 13, 2013

Friday, June 14, 2013

390 filings · 254 companiesAll checks passed · Updated Oct 28

Mon, Jun 17, 2013 ›

Front page4 By time of day Results3 Reports21 Insiders40 Agreements9 Officers and directors22 Filings125 Index

Nothing from your lists

By time of day

125 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:00

Pre-marketMarket hoursAfter-hours

22 without a time on file

Results

3 announced

Nothing from your lists

Reports

12 quarterly · 9 annual

Nothing from your lists

Insiders

40 filings

Purchases$291.93K10 filings

Sales$31.84M30 filings

LULUlululemon athletica inc. · Christine McCormick Day, Chief Executive Officer$23.63MSale · 362,711 sh

Nothing from your lists

Agreements

9 filings

20:22G Genpact LTD · New agreement
17:02Regis Corp

Nothing from your lists

Officers and directors

22 filings

21:00RH RH · Officers or directors
20:20MSC Income Fund, Inc.

Nothing from your lists

Filings

125 listed

Find a company, form or word

17:00

17:52SNYRQ
SNYRQ Synergy CHC Corp. · Amended registration statement

18:00

18:01SDEV
SDEV Stablecoin Development Corp · Shareholder vote

19:00

19:02ZIVO
ZIVO Zivo Bioscience, Inc. · New agreement · Officers or directors

06:00

06:01HE
HE Hawaiian Electric Industries Inc · Announcement
06:02NATH
NATH Nathans Famous, Inc. · Annual report
06:05SVRA
SVRA Savara Inc · Amended registration statement

08:00

08:03GOOD
GOOD Gladstone Commercial Corp · Announcement
08:05AMSC
AMSC American Superconductor Corp · Results, pre-market
08:06INVE
INVE INVE Technologies, Inc. · Delisting notice
08:07INVE
INVE INVE Technologies, Inc. · Announcement
08:08AMSC
AMSC American Superconductor Corp · Annual report
08:40ADAM
ADAM Adamas Trust, Inc. · Announcement
08:58SFD
SFD Smithfield Foods Inc · Results, pre-market

09:00

09:00PETS
PETS Petmed Express Inc · Proxy statement

10:00

10:14ASTH
ASTH Astrana Health, Inc. · Quarterly report

11:00

11:04TOFB
TOFB Tofutti Brands Inc · Shareholder vote
11:28AIFF
AIFF Firefly Neuroscience, Inc. · Shareholder vote
11:42MTH
MTH Meritage Homes CORP · New debt · New agreement
11:53ABCP
ABCP AmBase Corp · Announcement

12:00

12:02OMEX
OMEX Odyssey Marine Exploration Inc · Announcement
12:25—
— Graybar Electric Co Inc · Shareholder vote
12:39BYOP
BYOP KiNRG, Inc. · New debt · Unregistered shares sold · New agreement
12:56LGL
LGL LGL Group Inc · Announcement

13:00

13:05AGYS
AGYS Agilysys Inc · Annual report
13:17PURE
PURE Pure Bioscience, Inc. · Quarterly report
13:18PURE
PURE Pure Bioscience, Inc. · Debt acceleration
13:18HL
HL Hecla Mining Co · Shareholder vote
13:26NWPP
NWPP New Peoples Bankshares Inc · Stake amended
13:40ZEOX
ZEOX Zeo ScientifiX, Inc. · Quarterly report
13:56CFFI
CFFI C & F Financial Corp · New agreement

14:00

14:10NWFL
NWFL Norwood Financial Corp · Announcement
14:30FBNC
FBNC First Bancorp · Announcement
14:41ANIX
ANIX Anixa Biosciences Inc · Amended registration statement

15:00

15:01ASA
ASA ASA Gold & Precious Metals Ltd · Stake amended
15:03GTHP
GTHP Guided Therapeutics Inc · Shareholder vote
15:11OMCC
OMCC Old Market Capital Corp · Annual report
15:32SGMOQ
SGMOQ Sangamo Therapeutics, Inc · Shareholder vote · Officers or directors
15:34ESSI
ESSI Eco Science Solutions, Inc. · Late filing notice
15:39PKE
PKE Park Aerospace Corp · Officers or directors
15:56RYES
RYES Rise Gold Corp. · Quarterly report

40 of 125

Index

Forms filed

Insider filing4139
Current report8-K76
Foreign issuer report6-K24
Initial ownership313
Quarterly report10-Q11
UPLOAD

124 companies

Find a company

#

3DX Industries, Inc.DDDX

A

Adamas Trust, Inc.ADAM
Affiliated Managers Group, Inc.AMG
Agilysys IncAGYS
Alkaline Water Co IncWTER
Alliance Resource Partners LPARLP
AmBase CorpABCP
American Superconductor CorpAMSC×2
Anixa Biosciences IncANIX×2
ASA Gold & Precious Metals LtdASA
Astrana Health, Inc.ASTH

B

BetterLife Pharma Inc.BETRF
Big Digital Energy, Inc.BGDE
Blusky AI Inc.BSAI
Bone Biologics CorpBBLG
BrandywineGLOBAL-Global Income Opportunities Fund IncBWG

C

C & F Financial CorpCFFI
Casey's General Stores IncCASY
Cavco Industries, Inc.CVCO
Cerus CorpCERS
Ceva IncCEVA
Chord Energy CorpCHRD
ClearBridge Energy Midstream Opportunity Fund Inc.EMO
Crimson Wine Group, LtdCWGL
CTS CorpCTS
CubeSmartCUBE
Cumberland Pharmaceuticals IncCPIX
CVR Energy IncCVI

D

Digi International IncDGII
Distribution Solutions Group, Inc.DSGR
DyTb, LLC

E

Eco Science Solutions, Inc.ESSI
Electro Sensors Inc
Emerson Radio CorpMSN
Emo Capital Corp.NUVI
Everest Group, Ltd.EG

F

Firefly Neuroscience, Inc.AIFF
First BancorpFBNC

G

Genpact LTDG
Geospace Technologies CorpGEOS
Gladstone Commercial CorpGOOD
Graybar Electric Co Inc
Guided Therapeutics IncGTHP

H

Hawaiian Electric Industries IncHE
Hawthorn Bancshares, Inc.HWBK
Hecla Mining CoHL
Horace Mann Educators CorpHMN×2
Horizon Technology Finance CorpHRZN×2

I

Icahn Enterprises L.P.IEP
iHeartMedia, Inc.IHRT
Immersion CorpIMMR
INVE Technologies, Inc.INVE×2

K

KiNRG, Inc.BYOP
Kraig Biocraft Laboratories, Inc.KBLB

L

LGL Group IncLGL
Liberty Star Uranium & Metals Corp.LBSR
Lite Strategy, Inc.LITS
LMP Capital & Income Fund Inc.SCD
lululemon athletica inc.LULU×2

M

MDU Resources Group IncMDU
Meridian Holdings Inc.MRDN
Meritage Homes CORPMTH
Motorcar Parts of America IncMPAA
MSC Income Fund, Inc.MSIF

N

Nathans Famous, Inc.NATH
New Peoples Bankshares IncNWPP
NGL Energy Partners LPNGL
NON Invasive Monitoring Systems IncNIMU
Norwood Financial CorpNWFL
NRC HealthNRC
Nuwellis, Inc.NUWE

O

Odyssey Marine Exploration IncOMEX
Old Market Capital CorpOMCC
Orion Energy Systems, Inc.OESX

P

Park Aerospace CorpPKE
Pebblebrook Hotel TrustPEB
Petmed Express IncPETS
Pharma-Bio Serv, Inc.PBSV
Pure Bioscience, Inc.PURE×2

R

Rave Restaurant Group, Inc.RAVE
Regis CorpRGS
RHRH
Rise Gold Corp.RYES
Riverview Bancorp IncRVSB×2

S

Sangamo Therapeutics, IncSGMOQ
Savara IncSVRA
Shoe Station Group IncSHOE
Shutterstock, Inc.SSTK
Siebert Financial CorpSIEB
SL Green Realty CorpSLG
Smithfield Foods IncSFD
Sprott Inc.SII
Stablecoin Development CorpSDEV
Summit Hotel Properties, Inc.INN
Synergy CHC Corp.SNYRQ

T

Texas Capital Bancshares IncTCBI
TherapeuticsMD, Inc.TXMD
Tofutti Brands IncTOFB
Totaligent, Inc.TGNT
Traws Pharma, Inc.TRAW
TuHURA Biosciences, Inc.HURA

U

U S Physical Therapy IncUSPH

V

Vislink Technologies, Inc.VISL
Vystar CorpVYST

W

Washington Trust Bancorp IncWASH
Western Asset Emerging Markets Debt Fund Inc.EMD
Western Asset Global Corporate Opportunity Fund Inc.GDO
Western Asset Global High Income Fund Inc.EHI
Western Asset High Income Fund II Inc.HIX
Western Asset High Income Opportunity Fund Inc.HIO
Western Asset High Yield Opportunity Fund Inc.HYI
Western Asset Intermediate Muni Fund Inc.SBI
Western Asset Investment Grade Opportunity Trust Inc.IGI
Western Asset Managed Municipals Fund Inc.MMU
Western Asset Mortgage Opportunity Fund Inc.DMO
Western Asset Municipal High Income Fund Inc.MHF
Westwater Resources, Inc.WWR
Williams Sonoma IncWSM
Windtree Therapeutics Inc
World Acceptance CorpWRLD×2

X

Xtant Medical Holdings, Inc.XTNT

Z

Zeo ScientifiX, Inc.ZEOX
Zion Oil & Gas IncZNOG
Zivo Bioscience, Inc.ZIVO

PUREPure Bioscience, Inc.·Debt acceleration·13:18

Pure Bioscience, Inc.: Debt acceleration

CTS·Restructuring costs·16:39

CTS Corp: Restructuring costs

NUWE·Shareholder rights changed · Bylaws or fiscal year changed · New agreement·16:16

Nuwellis, Inc.: Shareholder rights changed · Bylaws or fiscal year changed · New agreement

CVI·Acquisition or sale completed·16:51

CVR Energy Inc: Acquisition or sale completed

Delisting noticesI

Pre-market2

08:05AMSCAmerican Superconductor Corp
08:58SFDSmithfield Foods Inc

Market hours1

15:58CASYCasey's General Stores Inc

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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CompanyRevenueOn the year

NGL Energy Partners LPNGL · 10-K · Mar 31 · —
$4.42B+237.1%

11

CORRESP10

Annual report10-K9

EFFECT7

Proxy materialDEFA14A6

Late filing noticeNT 10-Q6

Stake amendedSC 13D/A5

Employee plan annual report11-K4

Prospectus supplement424B34

Exempt offering noticeD4

Proxy statementDEF 14A4

Free writing prospectusFWP4

Amended registration statementS-1/A4

Employee plan registrationS-84

Prospectus supplement424B53

Insider filing, amended4/A3

Registration statementS-13

Passive stake reportedSC 13G3

Passive stake amendedSC 13G/A3

424B72

Exchange listing8-A12B2

Current report (amended)8-K/A2

CT ORDER2

Late filing noticeNT 10-K2

Stake reportedSC 13D2

10-12G/A1

Amended quarterly report10-Q/A1

Initial ownership, amended3/A1

4971

Information statementDEF 14C1

DRS1

DRS/A1

DRSLTR1

F-31

N-21

N-2/A1

N-8A1

POS AMI1

POS EX1

Preliminary proxy statementPRE 14A1

Amended shelf registrationS-3/A1

S-3ASR1

Merger registrationS-41

World Acceptance CorpWRLD · 10-K · Mar 31 · 16:41

$563.64M

+4.3%

Agilysys IncAGYS · 10-K · Mar 31 · 13:05

$94.01M+14.6%

Orion Energy Systems, Inc.OESX · 10-K · Mar 31 · 17:59

$86.09M14.4%

Old Market Capital CorpOMCC · 10-K · Mar 31 · 15:11

$82.11M+2.0%

Nathans Famous, Inc.NATH · 10-K · Mar 31 · 06:02

$71.07M+7.3%

Digi International IncDGII · 10-Q/A · Mar 31 · —

$48.20M1.7%

Riverview Bancorp IncRVSB · 10-K · Mar 31 · 16:39

$38.32M5.4%

American Superconductor CorpAMSC · 10-K · Mar 31 · 08:08

$3.40M34.6%

Astrana Health, Inc.ASTH · 10-Q · Apr 30 · 10:14

$2.45M+49.9%

CHRDChord Energy Corp · Michael H Lou, Executive VP and CFO$1.44MSale · 35,000 sh

HMNHorace Mann Educators Corp · Steve Cardinal, EVP & Chief Markting Officer$1.20MSale · 47,828 sh

CUBECubeSmart · Dean Jernigan, CEO$778.70KSale · 50,000 sh

MDUMDU Resources Group Inc · Thomas S Everist, Director$750.80KSale · 30,000 sh

USPHU S Physical Therapy Inc · Christopher J Reading, Chief Executive Officer$580.95KSale · 20,000 sh

Open insider activity

RGS

· New agreement

16:46R

RAVE Rave Restaurant Group, Inc. · New agreement

16:39I

IEP Icahn Enterprises L.P. · New agreement

16:16N

NUWE Nuwellis, Inc. · Shareholder rights changed · Bylaws or fiscal year changed · New agreement

13:56C

CFFI C & F Financial Corp · New agreement

12:39K

BYOP KiNRG, Inc. · New debt · Unregistered shares sold · New agreement

11:42M

MTH Meritage Homes CORP · New debt · New agreement

MSIF

· Officers or directors

20:20B

BWG BrandywineGLOBAL-Global Income Opportunities Fund Inc · Officers or directors

19:51S

SIEB Siebert Financial Corp · Shareholder vote · Officers or directors

17:14T

TCBI Texas Capital Bancshares Inc · Officers or directors

16:36W

HIO Western Asset High Income Opportunity Fund Inc. · Officers or directors

16:31W

MHF Western Asset Municipal High Income Fund Inc. · Officers or directors

16:31W

DMO Western Asset Mortgage Opportunity Fund Inc. · Officers or directors

The dayFriday, June 14