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What covered companies filed with the SEC, day by day.

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‹ Fri, Jun 14, 2013

Monday, June 17, 2013

348 filings · 221 companiesAll checks passed · Updated Oct 28

Tue, Jun 18, 2013 ›

Front page2 By time of day Results2 Reports7 Insiders47 Agreements12 Officers and directors5 Filings96 Index

Nothing from your lists

By time of day

96 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:00

Pre-marketMarket hoursAfter-hours

22 without a time on file

Results

2 announced

Nothing from your lists

Reports

3 quarterly · 4 annual

Nothing from your lists

Insiders

47 filings

Purchases$11.29M16 filings

Sales$26.70M31 filings

BATLBattalion Oil Corp · Canada Pension Plan Investment Board, 10% owner$10.78MPurchase · 1,978,125 sh

Nothing from your lists

Agreements

12 filings

20:51BATL Battalion Oil Corp · New agreement
20:15

Nothing from your lists

Officers and directors

5 filings

16:41RBC RBC Bearings INC · Officers or directors
16:34

Nothing from your lists

Filings

96 listed

Find a company, form or word

17:00

17:51PPIH
PPIH Perma-Pipe International Holdings, Inc. · Officers or directors

18:00

18:12VRMK
VRMK ERP Operating Ltd Partnership · Announcement

19:00

19:00SSD
SSD Simpson Manufacturing Co., Inc. · Announcement

06:00

06:08NDLS
NDLS Noodles & Co · Amended registration statement
06:10SEII
SEII Sharing Economy International Inc. · Investor disclosure

07:00

07:10CQP
CQP Cheniere Energy Partners, L.P. · Officers or directors

08:00

08:29GAIN
GAIN Gladstone Investment Corporationde · New debt · New agreement
08:51INVA
INVA Innoviva, Inc. · Announcement
08:58IPI
IPI Intrepid Potash, Inc. · New agreement

09:00

09:06SFD
SFD Smithfield Foods Inc · Stake reported
09:11GMED
GMED Globus Medical Inc · Announcement
09:14BCIC
BCIC BCP Investment Corp · Announcement
09:33HFUS
HFUS Hartford Creative Group, Inc. · Late filing notice

10:00

10:02NVAX
NVAX Novavax Inc · Shareholder vote
10:14RNGE
RNGE Range Impact, Inc. · Amended registration statement
10:30HROW
HROW Harrow, Inc. · New agreement

12:00

12:03WU
WU Western Union CO · New agreement
12:04MARUF
MARUF Marubeni Corp · Stake reported

13:00

13:18VRDR
VRDR Verde Resources, Inc. · New agreement
13:29SITC
SITC SITE Centers Corp. · Announcement
13:44CSIQ
CSIQ Canadian Solar Inc. · Stake reported

14:00

14:03SKYE
SKYE Skye Bioscience, Inc. · Auditor change
14:31GULTU
GULTU Gulf Coast Ultra Deep Royalty Trust · Quarterly report
14:32MNOV
MNOV Medicinova Inc · Shareholder vote · Officers or directors
14:40CMTV
CMTV Community Bancorp · Announcement

15:00

15:01ESRT
ESRT Empire State Realty Trust, Inc. · Merger communication
15:06DORM
DORM Dorman Products, Inc. · Announcement
15:37LEU
LEU Centrus Energy Corp · New agreement
15:37VLGEA
VLGEA Village Super Market Inc · Announcement
15:59MFIC
MFIC MidCap Financial Investment Corp · Announcement

16:00

16:01TWAV
TWAV TaoWeave, Inc. · Shareholder vote
16:05SWBI
SWBI Smith & Wesson Brands, Inc. · New debt · New agreement (amended)
16:06NMFC
NMFC New Mountain Finance Corp · Results, after-hours
16:09ALT
ALT Altimmune, Inc. · Shareholder vote
16:10KFY
KFY Korn Ferry · Results, after-hours
16:20LWLG
LWLG Lightwave Logic, Inc. · Unregistered shares sold · New agreement (amended)
16:23GME
GME GameStop Corp. · Announcement
16:31SWBI
SWBI Smith & Wesson Brands, Inc. · Tender offer
16:33GHM
GHM Graham Corp · Proxy statement
16:34TPCS
TPCS Techprecision Corp · Officers or directors

40 of 96

Index

Forms filed

Insider filing4140
Current report8-K56
Foreign issuer report6-K29
CORRESP13
Initial ownership311
UPLOAD

94 companies

Find a company

A

Air T IncAIRT
Aircastle LTD
ALL Things Mobile Analytic, Inc.ATMH
Altimmune, Inc.ALT
Ares Commercial Real Estate CorpACRE
AtriCure, Inc.ATRC

B

Battalion Oil CorpBATL×2
BCP Investment CorpBCIC

C

Canadian Solar Inc.CSIQ
Capital City Bank Group IncCCBG×2
Capstone Holding Corp.CAPS
Carver Bancorp IncCARV
Catalyst Pharmaceuticals, Inc.
Centrus Energy CorpLEU
Cheniere Energy Partners, L.P.CQP
Cirtran CorpCIRX
Community BancorpCMTV

D

DHT Holdings, Inc.DHT
Dorman Products, Inc.DORM

E

Emmaus Life Sciences, Inc.EMMA
Emo Capital Corp.NUVI
Empire State Realty OP, L.P.ESBA
Empire State Realty Trust, Inc.ESRT
Encore Capital Group IncECPG×2
ERP Operating Ltd PartnershipVRMK
Extreme Networks IncEXTR

F

FBC Holding, Inc.FBCD
Financial Gravity Companies, Inc.FGCO

G

GameStop Corp.GME
Genesco IncGCO
Gladstone Investment CorporationdeGAIN
Globus Medical IncGMED
Good Gaming, Inc.GMER
Graham CorpGHM
Gulf Coast Ultra Deep Royalty TrustGULTU

H

Haemonetics CorpHAE
Harrow, Inc.HROW
Hartford Creative Group, Inc.HFUS
Horizon Kinetics Holding CorpHKHC
Hurco Companies IncHURC

I

Icahn Enterprises L.P.IEP×2
Innoviva, Inc.INVA
Intrepid Potash, Inc.IPI
Invesco Municipal Income Opportunities TrustOIA
Invesco Quality Municipal Income TrustIQI
Invesco Value Municipal Income TrustIIM
Iridex CorpIRIX

K

Korn FerryKFY

L

Lightwave Logic, Inc.LWLG
Lithia Motors IncLAD
LyondellBasell Industries N.V.LYB

M

Madrigal Pharmaceuticals, Inc.MDGL
Marubeni CorpMARUF
Medicinova IncMNOV
MidCap Financial Investment CorpMFIC
Monster Beverage CorpMNST
Motorcar Parts of America IncMPAA×2

N

NetApp, Inc.NTAP
Neutra Corp.NTRR
New Mountain Finance CorpNMFC
Noodles & CoNDLS
Northern Minerals & Exploration Ltd.NMEX
Novavax IncNVAX×3

P

Parke Bancorp, Inc.PKBK
Perma-Pipe International Holdings, Inc.PPIH
Portland General Electric CoPOR
Pyxus International, Inc.PYYX×3

R

Rambus IncRMBS
Range Impact, Inc.RNGE
RBC Bearings INCRBC
Research Frontiers IncREFR
RHRH
Rocky Brands, Inc.RCKY

S

Savara IncSVRA
SCI Engineered Materials, Inc.SCIA
Sharing Economy International Inc.SEII
Silvercrest Asset Management Group Inc.SAMG
Simpson Manufacturing Co., Inc.SSD
SITE Centers Corp.SITC
Skye Bioscience, Inc.SKYE
Smith & Wesson Brands, Inc.SWBI×2
Smithfield Foods IncSFD
Staar Surgical CoSTAA

T

TaoWeave, Inc.TWAV
Techprecision CorpTPCS
Tecnoglass Holdings Inc.TGLS
TherapeuticsMD, Inc.TXMD

U

Ubiquiti Inc.UI
Universal Insurance Holdings, Inc.UVE

V

Verastem, Inc.VSTM
Verde Resources, Inc.VRDR
Village Super Market IncVLGEA
Vivmark ResidentialVMRK

W

Western Union COWU

SKYESkye Bioscience, Inc.·Auditor change·14:03

Skye Bioscience, Inc.: Auditor change

ECPG·Acquisition or sale completed·20:00

Encore Capital Group Inc: Acquisition or sale completed

After-hours2

16:06NMFCNew Mountain Finance Corp
16:10KFYKorn Ferry

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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CompanyRevenueOn the year

Pyxus International, Inc.PYYX · 10-K · Mar 31 · —
$2.24B+4.2%

9

Prospectus supplement424B56

Stake amendedSC 13D/A6

Proxy statementDEF 14A5

Late filing noticeNT 10-Q5

Stake reportedSC 13D5

Employee plan annual report11-K4

Current report (amended)8-K/A4

EFFECT4

Annual report10-K3

Quarterly report10-Q3

Merger communication4253

Insider filing, amended4/A3

Annual report to shareholdersARS3

Free writing prospectusFWP3

Amended registration statementS-1/A3

Passive stake reportedSC 13G3

CT ORDER2

Exempt offering noticeD2

N-23C3A2

SC TO-C2

Amended annual report10-K/A1

Trustee eligibility305B21

40-17F21

Prospectus supplement424B21

Prospectus supplement424B31

Prospectus424B41

4971

497AD1

Exchange listing8-A12B1

Information statementDEF 14C1

Proxy materialDEFA14A1

Late filing noticeNT 10-K1

POS EX1

Preliminary proxy statementPRE 14A1

PREC14A1

Merger registrationS-41

Employee plan registrationS-81

Tender offerSC TO-I1

SC TO-I/A1

RHRH · 10-Q · May 4 · 21:10

$301.34M

+38.3%

Motorcar Parts of America IncMPAA · 10-K · Mar 31 · —

$213.15M41.4%

Gulf Coast Ultra Deep Royalty TrustGULTU · 10-Q · Mar 31 · 14:31

——

Tecnoglass Holdings Inc.TGLS · 10-K/A · Feb 28 · 17:01

——

Emo Capital Corp.NUVI · 10-Q · Apr 30 · 17:28

——

NetApp, Inc.NTAP · 10-K · Jun 5 · —

——

UIUbiquiti Inc. · Summit Partners Private Equity Fund VII B L P, 10% owner$8.50MSale · 531,464 sh

TXMDTherapeuticsMD, Inc. · Cooper C. Collins, Director$4.61MSale · 2,631,579 sh

LADLithia Motors Inc · Sidney B Deboer, Executive Chairman$2.23MSale · 41,000 sh

MNSTMonster Beverage Corp · Rodney C Sacks, Chairman and CEO$1.86MSale · 30,000 sh

GCOGenesco Inc · James C Estepa, Senior Vice President$1.50MSale · 21,259 sh

Open insider activity

POR Portland General Electric Co · New agreement

17:08S

SVRA Savara Inc · New agreement

16:42E

EMMA Emmaus Life Sciences, Inc. · Unregistered shares sold · New agreement

16:20L

LWLG Lightwave Logic, Inc. · Unregistered shares sold · New agreement (amended)

16:05S

SWBI Smith & Wesson Brands, Inc. · New debt · New agreement (amended)

15:37C

LEU Centrus Energy Corp · New agreement

13:18V

VRDR Verde Resources, Inc. · New agreement

TPCS Techprecision Corp · Officers or directors

14:32M

MNOV Medicinova Inc · Shareholder vote · Officers or directors

07:10C

CQP Cheniere Energy Partners, L.P. · Officers or directors

17:51P

PPIH Perma-Pipe International Holdings, Inc. · Officers or directors

The dayMonday, June 17