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What covered companies filed with the SEC, day by day.

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‹ Mon, Jun 17, 2013

Tuesday, June 18, 2013

311 filings · 183 companiesAll checks passed · Updated Oct 28

Wed, Jun 19, 2013 ›

Front page4 By time of day Results7 Reports4 Insiders36 Agreements15 Officers and directors7 Filings74 Index

Nothing from your lists

By time of day

74 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

9 without a time on file

Results

7 announced

Nothing from your lists

Reports

1 quarterly · 3 annual

CompanyRevenueOn the year

Smithfield Foods IncSFD · 10-K · Apr 28 · 16:40
$13.22B+1.0%

Nothing from your lists

Insiders

36 filings

Purchases$1.14M16 filings

Sales$31.33M20 filings

AMCXAMC Global Media Inc. · Patrick Francis Dolan, Director$18.75MSale · 300,000 sh

Nothing from your lists

Agreements

15 filings

21:00PCSV PCS Edventures!, Inc. · New debt (amended)
20:31

Nothing from your lists

Officers and directors

7 filings

21:06ACM AECOM · Officers or directors
19:56

Nothing from your lists

Filings

74 listed

Find a company, form or word

17:00

17:51IVT
IVT InvenTrust Properties Corp. · Investor disclosure
17:52IVT
IVT InvenTrust Properties Corp. · Investor disclosure

18:00

18:23TSEM
TSEM Tower Semiconductor Ltd · Stake amended

21:00

21:32LFT
LFT Lument Finance Trust, Inc. · Investor disclosure
21:50BEP
BEP Brookfield Renewable Partners L.P. · Amended registration statement

22:00

22:13BGDE
BGDE Big Digital Energy, Inc. · Acquisition or sale completed

09:00

09:02CASY
CASY Casey's General Stores Inc · Agreement ended · New debt · New agreement
09:35PREJF
PREJF Partnerre Ltd · Officers or directors

11:00

11:15ANG-PD
ANG-PD American National Group Inc. · Merger communication
11:17ANG-PD
ANG-PD American National Group Inc. · Announcement

12:00

12:30CLNE
CLNE Clean Energy Fuels Corp. · New debt · Unregistered shares sold · New agreement

13:00

13:01IMKTA
IMKTA Ingles Markets Inc · New debt · New agreement
13:25PVL
PVL Permianville Royalty Trust · Results, market hours
13:42CRVO
CRVO CervoMed Inc. · Unregistered shares sold · New agreement

14:00

14:09NGS
NGS Natural Gas Services Group Inc · Shareholder vote
14:33AETN
AETN Aeternum Health, Inc. · Annual report
14:46LCUT
LCUT Lifetime Brands, Inc · Bylaws or fiscal year changed · Shareholder vote · Officers or directors

15:00

15:11BATL
BATL Battalion Oil Corp · Shareholder rights changed · Bylaws or fiscal year changed · New agreement
15:30TECH
TECH Bio-Techne Corp · New agreement

16:00

16:01MELI
MELI MercadoLibre Inc · Shareholder vote
16:01ORKA
ORKA Oruka Therapeutics, Inc. · Officers or directors
16:04LITS
LITS Lite Strategy, Inc. · Announcement
16:06CVI
CVI CVR Energy Inc · Shareholder vote
16:09GOOD
GOOD Gladstone Commercial Corp · Investor disclosure
16:10CPRI
CPRI Capri Holdings Ltd · Proxy statement
16:14POOL
POOL Pool Corp · Investor disclosure
16:19ADAM
ADAM Adamas Trust, Inc. · Announcement
16:22LZB
LZB La-Z-Boy Inc · Results, after-hours
16:22CLDT
CLDT Chatham Lodging Trust · Announcement
16:28LZB
LZB La-Z-Boy Inc · Annual report
16:30DCTH
DCTH Delcath Systems, Inc. · Delisting notice
16:30AMSC
AMSC American Superconductor Corp · Proxy statement
16:34EPR
EPR EPR Properties · New debt · New agreement
16:36CROX
CROX Crocs, Inc. · Shareholder vote · Officers or directors
16:38FCAP
FCAP First Capital Inc · Bylaws or fiscal year changed
16:40SFD
SFD Smithfield Foods Inc · Annual report
16:45HFBL
HFBL Home Federal Bancorp, Inc. of Louisiana · Stake reported
16:54QUIK
QUIK Quicklogic Corp · New agreement

17:00

17:16ALTO
ALTO Alto Ingredients, Inc. · Shareholder vote
17:22HTB
HTB HomeTrust Bancshares, Inc. · Announcement

40 of 74

Index

Forms filed

Insider filing4128
Current report8-K57
Foreign issuer report6-K27
UPLOAD10
Initial ownership38
Employee plan annual report11-K

74 companies

Find a company

#

3DX Industries, Inc.DDDX

A

Acadia Pharmaceuticals IncACAD
Achieve Life Sciences, Inc.ACHV
Adamas Trust, Inc.ADAM
AECOMACM
Aeternum Health, Inc.AETN
Air Industries GroupAIRI
Alto Ingredients, Inc.ALTO
AMC Global Media Inc.AMCX
American National Group Inc.ANG-PD×2
American Superconductor CorpAMSC
Amerisafe IncAMSF
Arvana Inc
Astrana Health, Inc.ASTH×3

B

Battalion Oil CorpBATL
Big Digital Energy, Inc.BGDE
Bio-Techne CorpTECH
Brookfield Renewable Partners L.P.BEP

C

Capri Holdings LtdCPRI
Casey's General Stores IncCASY
CervoMed Inc.CRVO
Chatham Lodging TrustCLDT
China Yuchai International LtdCYD
Clean Energy Fuels Corp.CLNE
Cooper Companies, Inc.COO
Corpay, Inc.CPAY
Crocs, Inc.CROX
Cross Timbers Royalty TrustCRT
CVR Energy IncCVI

D

Delcath Systems, Inc.DCTH

E

Educational Development CorpEDUC
EPR PropertiesEPR

F

First Capital IncFCAP

G

Gladstone Commercial CorpGOOD

H

Home Federal Bancorp, Inc. of LouisianaHFBL
HomeTrust Bancshares, Inc.HTB
Horizon Bancorp IncHBNC
Hugoton Royalty TrustHGTXU

I

Ingles Markets IncIMKTA
Innovaro, Inc.INNI
InvenTrust Properties Corp.IVT×2

L

La-Z-Boy IncLZB×2
Lexaria Bioscience Corp.LEXX
Lifetime Brands, IncLCUT
Lite Strategy, Inc.LITS
Lument Finance Trust, Inc.LFT

M

Manhattan Bridge Capital, IncLOAN
MDU Resources Group IncMDU×2
MercadoLibre IncMELI
Mesa Royalty TrustMTR
Middleby CorpMIDD

N

Natural Gas Services Group IncNGS

O

Oruka Therapeutics, Inc.ORKA

P

Partnerre LtdPREJF
PCS Edventures!, Inc.PCSV
Pebblebrook Hotel TrustPEB
PennyMac Mortgage Investment TrustPMT
Permianville Royalty TrustPVL
Pool CorpPOOL
Pyxus International, Inc.PYYX

Q

Quicklogic CorpQUIK

R

Regional Health Properties, IncRHEP

S

San Juan Basin Royalty TrustSJT
Selectis Health, Inc.
Smithfield Foods IncSFD
Solitario Resources Corp.XPL
Starco Brands, Inc.STCB

T

Tile Shop Holdings, Inc.TTSH
Total Return Securities FundSWZ
Tower Semiconductor LtdTSEM

U

Universal Health Services IncUHS×2
Universal Logistics Holdings, Inc.ULH
Usbc, Inc.USBC×2

V

Veeco Instruments IncVECO

STCBStarco Brands, Inc.·Agreement ended · Officers or directors·19:56

Starco Brands, Inc.: Agreement ended · Officers or directors

CASY·Agreement ended · New debt · New agreement·09:02

Casey's General Stores Inc: Agreement ended · New debt · New agreement

BATL·Shareholder rights changed · Bylaws or fiscal year changed · New agreement·15:11

Battalion Oil Corp: Shareholder rights changed · Bylaws or fiscal year changed · New agreement

BGDE·Acquisition or sale completed·22:13

Big Digital Energy, Inc.: Acquisition or sale completed

Delisting noticesD

Market hours1

13:25PVLPermianville Royalty Trust

After-hours6

16:22LZBLa-Z-Boy Inc
17:35HGTXUHugoton Royalty Trust
17:37CRTCross Timbers Royalty Trust
18:30MTRMesa Royalty Trust
18:32SJTSan Juan Basin Royalty Trust
20:32ASTHAstrana Health, Inc.

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6

Prospectus supplement424B35

Prospectus supplement424B54

Insider filing, amended4/A4

CORRESP4

Proxy statementDEF 14A4

Stake amendedSC 13D/A4

Annual report10-K3

Exempt offering noticeD3

Proxy materialDEFA14A3

EFFECT3

Free writing prospectusFWP3

Trustee eligibility305B22

40-17F22

497AD2

Current report (amended)8-K/A2

Annual report to shareholdersARS2

DRS/A2

POS AM2

Quarterly report10-Q1

40-APP/A1

Prospectus supplement424B21

Merger communication4251

4971

Exchange listing8-A12B1

CERTNYS1

CT ORDER1

Information statementDEF 14C1

DRS1

DRSLTR1

Amended registration statementF-1/A1

POS EX1

Preliminary proxy statementPRE 14A1

PREM14A1

PRER14C1

S-11/A1

S-3ASR1

Employee plan registrationS-81

Stake reportedSC 13D1

SC 13E31

La-Z-Boy IncLZB · 10-K · Apr 27 · 16:28

$1.27B

+9.2%

Aeternum Health, Inc.AETN · 10-K · Feb 28 · 14:33

$37.96K+153.1%

3DX Industries, Inc.DDDX · 10-Q · Apr 30 · —

——

UHSUniversal Health Services Inc · Alan B Miller, Chairman and CEO$2.82MSale · 40,000 sh

COOCooper Companies, Inc. · Albert G White III, VP & Chief Strategy Officer$2.66MSale · 21,520 sh

UHSUniversal Health Services Inc · Marc D Miller, President$2.12MSale · 30,000 sh

MIDDMiddleby Corp · Selim a Bassoul, CEO, Chairman, President$1.28MSale · 7,636 sh

MDUMDU Resources Group Inc · Thomas S Everist, Director$764.18KSale · 30,000 sh

Open insider activity

ASTH Astrana Health, Inc. · New agreement

20:18A

ACHV Achieve Life Sciences, Inc. · New agreement

20:17U

USBC Usbc, Inc. · New agreement

20:06R

RHEP Regional Health Properties, Inc · Delisting notice · New agreement

19:56S

STCB Starco Brands, Inc. · Agreement ended · Officers or directors

19:19L

LEXX Lexaria Bioscience Corp. · Unregistered shares sold · New agreement

16:54Q

QUIK Quicklogic Corp · New agreement

STCB Starco Brands, Inc. · Agreement ended · Officers or directors

19:38A

ASTH Astrana Health, Inc. · Officers or directors (amended)

16:36C

CROX Crocs, Inc. · Shareholder vote · Officers or directors

16:01O

ORKA Oruka Therapeutics, Inc. · Officers or directors

14:46L

LCUT Lifetime Brands, Inc · Bylaws or fiscal year changed · Shareholder vote · Officers or directors

09:35P

PREJF Partnerre Ltd · Officers or directors

The dayTuesday, June 18