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What covered companies filed with the SEC, day by day.

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‹ Thu, Jun 20, 2013

Friday, June 21, 2013

322 filings · 209 companiesAll checks passed · Updated Oct 28

Mon, Jun 24, 2013 ›

Front page3 By time of day Results4 Reports15 Insiders30 Agreements13 Officers and directors9 Filings82 Index

Nothing from your lists

By time of day

82 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:0000:00

Pre-marketMarket hoursAfter-hours

12 without a time on file

Results

4 announced

Nothing from your lists

Reports

9 quarterly · 6 annual

CompanyRevenueOn the year

Hawaiian Electric Industries IncHE · 10-Q/A · Sep 30 · 17:00
$867.72M2.1%

Nothing from your lists

Insiders

30 filings

Purchases$1.10M18 filings

Sales$5.86M12 filings

MIDDMiddleby Corp · Selim a Bassoul, CEO, Chairman, President$3.59MSale · 21,082 sh

Nothing from your lists

Agreements

13 filings

21:21MGEE MGE Energy Inc · New debt · New agreement
17:28

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Officers and directors

9 filings

20:06FBIO Fortress Biotech, Inc. · Shareholder vote · Officers or directors
19:35

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Filings

82 listed

Find a company, form or word

19:00

19:01VNDA
VNDA Vanda Pharmaceuticals Inc. · Shareholder vote

22:00

22:27AIRI
AIRI Air Industries Group · Investor disclosure

23:00

23:39BCHT
BCHT Birchtech Corp. · Investor disclosure

08:00

08:11AES
AES AES Corp · Officers or directors
08:38GAIN
GAIN Gladstone Investment Corporationde · Proxy statement

09:00

09:00HAFC
HAFC Hanmi Financial Corp · Proxy statement
09:17SFD
SFD Smithfield Foods Inc · Results, pre-market
09:22SFTBF
SFTBF Softbank Group Corp. · Merger communication
09:24GNTX
GNTX Gentex Corp · Officers or directors

10:00

10:02SFTBF
SFTBF Softbank Group Corp. · Merger communication
10:02AWHL
AWHL Aspira Women's Health Inc. · Stake reported
10:05ACRE
ACRE Ares Commercial Real Estate Corp · Announcement
10:10AWHL
AWHL Aspira Women's Health Inc. · Stake reported
10:57TCRT
TCRT Alaunos Therapeutics, Inc. · Shareholder vote

11:00

11:34ESOA
ESOA Energy Services of America CORP · New agreement

12:00

12:16GALT
GALT Galectin Therapeutics Inc · Officers or directors
12:56ENJ
ENJ Entergy New Orleans, LLC · Announcement

13:00

13:00RLBY
RLBY Reliability Inc · Announcement

14:00

14:04UWHR
UWHR Uwharrie Capital Corp · Results, market hours
14:28NMIH
NMIH NMI Holdings, Inc. · Registration statement
14:31UAMY
UAMY United States Antimony Corp · Amended quarterly report
14:37EMYB
EMYB Embassy Bancorp, Inc. · Shareholder vote
14:48UAMY
UAMY United States Antimony Corp · Amended quarterly report
14:53FCNCA
FCNCA First Citizens Bancshares Inc · Announcement
14:53UAMY
UAMY United States Antimony Corp · Amended quarterly report
14:56UAMY
UAMY United States Antimony Corp · New agreement

15:00

15:03HASI
HASI HA Sustainable Infrastructure Capital, Inc. · Amended quarterly report
15:32DSS
DSS DSS, Inc. · Shareholder vote · Officers or directors
15:55GTHP
GTHP Guided Therapeutics Inc · Shareholder vote (amended)
15:58PCSA
PCSA Processa Pharmaceuticals, Inc. · Bylaws or fiscal year changed · Shareholder vote · Unregistered shares sold · Officers or directors

16:00

16:01KLNG
KLNG Koil Energy Solutions, Inc. · New agreement
16:11CVSI
CVSI CV Sciences, Inc. · Results, after-hours
16:14GOOD
GOOD Gladstone Commercial Corp · Announcement
16:15ABCP
ABCP AmBase Corp · New agreement · Officers or directors
16:15ANG-PD
ANG-PD American National Group Inc. · Merger communication
16:17ANG-PD
ANG-PD American National Group Inc. · Announcement
16:18PKE
PKE Park Aerospace Corp · Proxy statement
16:21SVRA
SVRA Savara Inc · Shareholder vote · Officers or directors
16:21UAMY
UAMY United States Antimony Corp · Amended annual report
16:26GJO
GJO Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4 · Announcement

40 of 82

Index

Forms filed

Insider filing4108
Current report8-K54
Employee plan annual report11-K27
Foreign issuer report6-K21
Prospectus supplement424B310
CORRESP

80 companies

Find a company

A

Accredited Solutions, Inc.ASII
Advanced Energy Industries IncAEIS
AECOMACM
AES CorpAES
Air Industries GroupAIRI
Alaunos Therapeutics, Inc.TCRT
AmBase CorpABCP
American National Group Inc.ANG-PD×2
Americas Carmart IncCRMT
Anika Therapeutics, Inc.ANIK
Ares Commercial Real Estate CorpACRE
Ascent Solar Technologies, Inc.ASTI
Aspira Women's Health Inc.AWHL×2

B

Balchem CorpBCPC
Best BUY Co IncBBY
Birchtech Corp.BCHT
Blusky AI Inc.BSAI

C

Capricor Therapeutics, Inc.CAPR×3
Chase Packaging CorpWHLT
Chatham Lodging TrustCLDT
CION Investment CorpCION
Codexis, Inc.CDXS
CV Sciences, Inc.CVSI

D

DSS, Inc.DSS

E

Elite Pharmaceuticals IncELTP
Embassy Bancorp, Inc.EMYB
Endonovo Therapeutics, Inc.ENDV
Energy Focus, IncEFOI
Energy Services of America CORPESOA
Entergy New Orleans, LLCENJ
Extreme Networks IncEXTR

F

First Choice Healthcare Solutions, Inc.FCHS
First Citizens Bancshares IncFCNCA
Fortress Biotech, Inc.FBIO

G

Galectin Therapeutics IncGALT
Gentex CorpGNTX
Gladstone Commercial CorpGOOD
Gladstone Investment CorporationdeGAIN
Guided Therapeutics IncGTHP

H

H&R Block IncHRB
HA Sustainable Infrastructure Capital, Inc.HASI
Hanmi Financial CorpHAFC
Hawaiian Electric Industries IncHE

I

iHeartMedia, Inc.IHRT
Innoviva, Inc.INVA×2
Interparfums IncIPAR
IZEA Worldwide, Inc.IZEA

J

J M Smucker CoSJM

K

Koil Energy Solutions, Inc.KLNG

L

LivePerson Inc

M

MDU Resources Group IncMDU
MGE Energy IncMGEE
Middleby CorpMIDD
Mind Technology, IncMIND
MVB Financial CorpMVBF

N

NMI Holdings, Inc.NMIH

O

OneSpan Inc.OSPN
OptimumBank Holdings, Inc.OPHC

P

Park Aerospace CorpPKE
Perdoceo Education CorpPRDO
Processa Pharmaceuticals, Inc.PCSA
Purebase Corp

R

Reliability IncRLBY

S

SANUWAVE Health, Inc.SNWV
Savara IncSVRA
Sharing Economy International Inc.SEII
Skywest IncSKYW
Smithfield Foods IncSFD
Softbank Group Corp.SFTBF×2
SolarWindow Technologies, Inc.WNDW
Stereotaxis, Inc.STXS
Strats SM Trust for U S Cell Corp SEC Series 2004 6GJH
Strats SM Trust for Wal-Mart Stores, Inc. Securities, Series 2005-4GJO
Strats(sm) Trust for Dominion Resources, Inc. Securities, Series 2005-6GJP

T

TG Therapeutics, Inc.TGTX
Tri-Continental CorpTY

U

United States Antimony CorpUAMY×5
Universal Insurance Holdings, Inc.UVE
Uwharrie Capital CorpUWHR

V

Vanda Pharmaceuticals Inc.VNDA

INVAInnoviva, Inc.·Agreement ended·17:25

Innoviva, Inc.: Agreement ended

AEIS·Acquisition or sale completed (amended)·20:34

Advanced Energy Industries Inc: Acquisition or sale completed (amended)

CLDT·Acquisition or sale completed·16:30

Chatham Lodging Trust: Acquisition or sale completed

Delisting noticesO

Pre-market1

09:17SFDSmithfield Foods Inc

Market hours1

14:04UWHRUwharrie Capital Corp

After-hours2

16:11CVSICV Sciences, Inc.
20:02CIONCION Investment Corp

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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9

Amended quarterly report10-Q/A7

Initial ownership37

UPLOAD6

CT ORDER5

Employee plan registrationS-85

Annual report10-K4

Merger communication4253

APP NTC3

APP ORDR3

Proxy statementDEF 14A3

N-Q3

Passive stake reportedSC 13G3

Asset-backed distribution report10-D2

Amended annual report10-K/A2

Quarterly report10-Q2

15-12G2

Prospectus424B42

497AD2

Current report (amended)8-K/A2

Proxy materialDEFA14A2

Free writing prospectusFWP2

POS 8C2

Preliminary proxy statementPRE 14A2

PRE 14C2

Stake reportedSC 13D2

15-12B/A1

40-17F21

40-17G1

Prospectus supplement424B51

4971

Insider filing, amended4/A1

Exempt offering noticeD1

EFFECT1

POS AM1

POS EX1

Registration statementS-11

Amended registration statementS-1/A1

Shelf registrationS-31

Amended shelf registrationS-3/A1

Stake amendedSC 13D/A1

Americas Carmart IncCRMT · 10-K · Apr 30 · 20:12

$464.68M

+8.0%

United States Antimony CorpUAMY · 10-K/A · Dec 31 · 16:21

$13.12M+44.6%

United States Antimony CorpUAMY · 10-Q/A · Jun 30 · 14:31

$3.50M+14.7%

Elite Pharmaceuticals IncELTP · 10-K · Mar 31 · 17:08

$3.40M+40.4%

United States Antimony CorpUAMY · 10-Q/A · Mar 31 · 14:48

$3.05M+7.6%

United States Antimony CorpUAMY · 10-Q/A · Sep 30 · 14:53

$2.66M20.3%

HA Sustainable Infrastructure Capital, Inc.HASI · 10-Q/A · Mar 31 · 15:03

$756.00K62.4%

Capricor Therapeutics, Inc.CAPR · 10-Q · Mar 31 · 19:34

$233.29K+19.3%

Capricor Therapeutics, Inc.CAPR · 10-K · Dec 31 · 19:32

$195.50K85.6%

ACMAECOM · Richard G Newman, Director$732.90KSale · 22,975 sh

BCPCBalchem Corp · Dino a Rossi, President & CEO$682.28KSale · 15,000 sh

TYTri-Continental Corp · King David L$532.38KPurchase · 30,000 sh

—LivePerson Inc · Michael I. Kovach, SVP, Corporate Controller$243.68KSale · 27,000 sh

IPARInterparfums Inc · Pelayo Frederic Garcia, DirExprt InterparfumsSA$214.21KSale · 6,750 sh

Open insider activity

IZEA IZEA Worldwide, Inc. · New debt · New agreement

17:28F

FCHS First Choice Healthcare Solutions, Inc. · New debt · New agreement

17:25I

INVA Innoviva, Inc. · Agreement ended

17:25M

MIND Mind Technology, Inc · New agreement

17:20T

TGTX TG Therapeutics, Inc. · New agreement

17:00A

ASII Accredited Solutions, Inc. · New debt · New agreement

16:54A

ASTI Ascent Solar Technologies, Inc. · Shareholder vote · Unregistered shares sold · New agreement

HRB H&R Block Inc · Bylaws or fiscal year changed · Officers or directors

16:21S

SVRA Savara Inc · Shareholder vote · Officers or directors

16:15A

ABCP AmBase Corp · New agreement · Officers or directors

15:58P

PCSA Processa Pharmaceuticals, Inc. · Bylaws or fiscal year changed · Shareholder vote · Unregistered shares sold · Officers or directors

15:32D

DSS DSS, Inc. · Shareholder vote · Officers or directors

12:16G

GALT Galectin Therapeutics Inc · Officers or directors

09:24G

GNTX Gentex Corp · Officers or directors

The dayFriday, June 21