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‹ Wed, Jun 19, 2013

Thursday, June 20, 2013

286 filings · 207 companiesAll checks passed · Updated Oct 28

Fri, Jun 21, 2013 ›

Front page3 By time of day Results2 Reports7 Insiders41 Agreements11 Officers and directors12 Filings92 Index

Nothing from your lists

By time of day

92 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

06:0008:0010:0012:0014:0016:0018:0020:0022:00

Pre-marketMarket hoursAfter-hours

18 without a time on file

Results

2 announced

Nothing from your lists

Reports

2 quarterly · 5 annual

CompanyRevenueOn the year

Methode Electronics IncMEI · 10-K · Apr 27 · 07:19
$519.80M+11.8%

Nothing from your lists

Insiders

41 filings

Purchases$1.69M17 filings

Sales$13.22M24 filings

HAEHaemonetics Corp · Christopher J Lindop, CFO & EVP Business Development$2.92MSale · 68,628 sh

Nothing from your lists

Agreements

11 filings

21:03FLNA Filana Therapeutics, Inc. · Shareholder rights changed · New agreement · Officers or directors
20:31

Nothing from your lists

Officers and directors

12 filings

21:03FLNA Filana Therapeutics, Inc. · Shareholder rights changed · New agreement · Officers or directors
20:51

Nothing from your lists

Filings

92 listed

Find a company, form or word

18:00

18:46EVR
EVR Evercore Inc. · Shareholder vote · Officers or directors

21:00

21:07ISCO
ISCO International Stem Cell CORP · Amended registration statement
21:11SMSI
SMSI Smith Micro Software, Inc. · Officers or directors
21:22FCEL
FCEL Fuelcell Energy Inc · New agreement

22:00

22:13FENC
FENC Fennec Pharmaceuticals Inc. · Shareholder vote · Officers or directors

23:00

23:21BATL
BATL Battalion Oil Corp · Stake amended

06:00

06:07EFC
EFC Ellington Financial Inc. · Investor disclosure

07:00

07:17MEI
MEI Methode Electronics Inc · Results, pre-market
07:19MEI
MEI Methode Electronics Inc · Annual report

09:00

09:12VLRS
VLRS Controladora Vuela Compania de Aviacion, S.A.B. de C.V. · Amended registration statement

11:00

11:54FCEL
FCEL Fuelcell Energy Inc · Current report (amended)

12:00

12:27CNVS
CNVS Cineverse Corp. · Annual report
12:41SRCE
SRCE 1ST Source Corp · Investor disclosure
12:50GURE
GURE Gulf Resources, Inc. · Shareholder vote
12:59USBC
USBC Usbc, Inc. · Announcement

13:00

13:06GCTK
GCTK Glucotrack, Inc. · Shareholder vote
13:35PECO
PECO Phillips Edison & Company, Inc. · New agreement

15:00

15:28UWHR
UWHR Uwharrie Capital Corp · Officers or directors
15:47PSIX
PSIX Power Solutions International, Inc. · Officers or directors

16:00

16:01ACLS
ACLS Axcelis Technologies Inc · Officers or directors
16:11NUTX
NUTX Nutex Health Inc. · Annual report
16:11EG
EG Everest Group, Ltd. · Officers or directors
16:14GSIT
GSIT GSI Technology Inc · Officers or directors
16:16FNLC
FNLC First Bancorp, Inc · Announcement
16:31MFIC
MFIC MidCap Financial Investment Corp · Proxy statement
16:42INTG
INTG Intergroup Corp · New agreement
16:43SFTBF
SFTBF Softbank Group Corp. · Merger communication
16:47EMYB
EMYB Embassy Bancorp, Inc. · Announcement
16:47CBAT
CBAT CBAK Energy Technology Ltd · Announcement
16:48SFTBF
SFTBF Softbank Group Corp. · Merger communication
16:50OCSL
OCSL Oaktree Specialty Lending Corp · Announcement
16:54CQP
CQP Cheniere Energy Partners, L.P. · Investor disclosure
16:57NDLS
NDLS Noodles & Co · Amended registration statement
16:57ALTO
ALTO Alto Ingredients, Inc. · Announcement

17:00

17:01LOGI
LOGI Logitech International S.A. · Announcement
17:08TRLC
TRLC TriLinc Global Impact Fund LLC · Announcement
17:11IEP
IEP Icahn Enterprises L.P. · Announcement
17:15NX
NX Quanex Building Products CORP · New agreement · Officers or directors
17:29SFTBF
SFTBF Softbank Group Corp. · Merger communication
17:37AVD
AVD American Vanguard Corp · Agreement ended · New debt · New agreement

40 of 92

Index

Forms filed

Insider filing487
Current report8-K56
Foreign issuer report6-K32
Initial ownership318
Proxy statementDEF 14A13
UPLOAD

93 companies

Find a company

#

1ST Source CorpSRCE

A

AH Realty Trust, Inc.AHRT×2
Alto Ingredients, Inc.ALTO
American Vanguard CorpAVD
Amplify Energy Corp.AMPY
Axcelis Technologies IncACLS

B

Battalion Oil CorpBATL
Big Sky Industrial Inc.BSIN
BNB Plus Corp.BNBX
Brookfield Renewable Partners L.P.BEP
Butler National CorpBUKS

C

CBAK Energy Technology LtdCBAT
CBAK Energy Technology, Inc.
Cheniere Energy Partners, L.P.CQP
Cineverse Corp.CNVS
Controladora Vuela Compania de Aviacion, S.A.B. de C.V.VLRS
CorMedix Inc.CRMD

D

Defense Technologies International Corp.
DSS, Inc.DSS

E

Ellington Financial Inc.EFC
Embassy Bancorp, Inc.EMYB
Enterprise Products Partners L.P.EPD
Eplus IncPLUS
Equus Total Return, Inc.EQS
Evercore Inc.EVR
Everest Group, Ltd.EG

F

F&M Bank CorpFMBM
Fennec Pharmaceuticals Inc.FENC
Filana Therapeutics, Inc.FLNA
First Bancorp, IncFNLC
First Internet BancorpINBK
Flotek Industries IncFTK
Fuelcell Energy IncFCEL×2

G

Glucotrack, Inc.GCTK
Gold Resource Corp
GSI Technology IncGSIT
Gulf Resources, Inc.GURE

H

Haemonetics CorpHAE

I

Icahn Enterprises L.P.IEP
Imax CorpIMAX
Intergroup CorpINTG
International Stem Cell CORPISCO
Invesco Advantage Municipal Income Trust IIVKI
Invesco Bond FundVBF
Invesco California Value Municipal Income TrustVCV
Invesco High Income Trust IIVLT
Invesco Municipal Opportunity TrustVMO
Invesco Municipal TrustVKQ
Invesco Pennsylvania Value Municipal Income TrustVPV
Invesco Senior Income TrustVVR
Invesco Trust for Investment Grade MunicipalsVGM
Invesco Trust for Investment Grade New York MunicipalsVTN
IT Tech Packaging, Inc.ITP

J

JX Luxventure Group Inc.JXG

L

Lincoln Educational Services CorpLINC
Logitech International S.A.LOGI

M

Madrigal Pharmaceuticals, Inc.MDGL
Methode Electronics IncMEI×2
MidCap Financial Investment CorpMFIC×2
Mobivity Holdings Corp.
MVB Financial CorpMVBF

N

New England Realty Associates Limited PartnershipNEN
New Peoples Bankshares IncNWPP
Noodles & CoNDLS
Nutex Health Inc.NUTX

O

Oaktree Specialty Lending CorpOCSL
Orthofix Medical Inc.OFIX
Oxford Industries IncOXM

P

PCS Edventures!, Inc.PCSV
Perdoceo Education CorpPRDO
Phillips Edison & Company, Inc.PECO
PIMCO Income Strategy FundPFL
PIMCO Municipal Income Fund IIPML
Power Solutions International, Inc.PSIX
Protalix BioTherapeutics, Inc.PLX

Q

Quanex Building Products CORPNX

R

RemSleep Holdings Inc.RMSL
Research Frontiers IncREFR
Rockwell Medical, Inc.RMTI

S

Security National Financial CorpSNFCA
SITE Centers Corp.SITC
Smith Micro Software, Inc.SMSI
Softbank Group Corp.SFTBF×3
Solitario Resources Corp.XPL
South Dakota Soybean Processors LLCSDSYA
STRATA Skin Sciences, Inc.
Sundance Strategies, Inc.SUND

T

Taiwan Fund IncTWN
TriLinc Global Impact Fund LLCTRLC

U

Usbc, Inc.USBC
Uwharrie Capital CorpUWHR

V

Voya Financial, Inc.VOYA
Vystar CorpVYST×2

BUKSButler National Corp·Auditor change·17:37

Butler National Corp: Auditor change

AVD·Agreement ended · New debt · New agreement·17:37

American Vanguard Corp: Agreement ended · New debt · New agreement

FLNA·Shareholder rights changed · New agreement · Officers or directors·21:03

Filana Therapeutics, Inc.: Shareholder rights changed · New agreement · Officers or directors

Pre-market1

07:17MEIMethode Electronics Inc

After-hours1

20:15AHRTAH Realty Trust, Inc.

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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10

Employee plan annual report11-K8

CORRESP6

EFFECT5

Annual report10-K4

Merger communication4254

Current report (amended)8-K/A3

Stake amendedSC 13D/A3

Prospectus supplement424B52

497H22

Exchange listing8-A12B2

Amended registration statementF-1/A2

F-62

N-Q2

Amended registration statementS-1/A2

Employee plan registrationS-82

Amended annual report10-K/A1

Quarterly report10-Q1

Amended quarterly report10-Q/A1

Amended annual report20-F/A1

Trustee eligibility305B21

Prospectus supplement424B21

Prospectus supplement424B31

6-K/A1

8-A12G/A1

Annual report to shareholdersARS1

CT ORDER1

Exempt offering noticeD1

Proxy materialDEFA14A1

DRS1

DRSLTR1

F-10/A1

Free writing prospectusFWP1

POS AM1

Shelf registrationS-31

Stake reportedSC 13D1

Passive stake amendedSC 13G/A1

Cineverse Corp.CNVS · 10-K · Mar 31 · 12:27

$81.09M

+5.9%

Nutex Health Inc.NUTX · 10-K · Dec 31 · 16:11

$1.59M10.7%

Vystar CorpVYST · 10-K/A · Dec 31 · —

$540.17K+55.6%

AH Realty Trust, Inc.AHRT · 10-Q · Mar 31 · 20:17

——

RemSleep Holdings Inc.RMSL · 10-K · Dec 31 · —

——

Voya Financial, Inc.VOYA · 10-Q/A · May 31 · —

——

IMAXImax Corp · Richard L Gelfond, Chief Executive Officer$2.51MSale · 100,000 sh

PRDOPerdoceo Education Corp · Richard C Blum & Associates Inc, 10% owner$937.94KSale · 336,360 sh

FTKFlotek Industries Inc · John Chisholm, Chairman, President and CEO$877.84KSale · 50,000 sh

PMLPIMCO Municipal Income Fund II · Gross William H$833.05KSale · 72,000 sh

NWPPNew Peoples Bankshares Inc · Preservati Richard G, 10% owner$825.00KSale · 550,000 sh

Open insider activity

EPD Enterprise Products Partners L.P. · New debt · New agreement

20:06R

RMTI Rockwell Medical, Inc. · New debt · New agreement

20:05B

BNBX BNB Plus Corp. · New agreement

18:39N

NEN New England Realty Associates Limited Partnership · New agreement

18:01I

ITP IT Tech Packaging, Inc. · New debt · New agreement

17:37A

AVD American Vanguard Corp · Agreement ended · New debt · New agreement

17:15Q

NX Quanex Building Products CORP · New agreement · Officers or directors

OFIX Orthofix Medical Inc. · Shareholder vote · Officers or directors

20:15F

FMBM F&M Bank Corp · Officers or directors

17:15Q

NX Quanex Building Products CORP · New agreement · Officers or directors

16:14G

GSIT GSI Technology Inc · Officers or directors

16:11E

EG Everest Group, Ltd. · Officers or directors

16:01A

ACLS Axcelis Technologies Inc · Officers or directors

15:47P

PSIX Power Solutions International, Inc. · Officers or directors

The dayThursday, June 20