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What covered companies filed with the SEC, day by day.

‹ Wed, Oct 5, 2016

Thursday, October 6, 2016

Fri, Oct 7, 2016 ›383 filings · 250 companiesAll checks passed · Updated Oct 21

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Thaler Agent

Front page13
Reports8
Results10
Insiders32
Officers and directors13
Agreements21
Also filed63

Front page

12 filings

LRCX LAM Research Corp · Debt acceleration · Agreement ended · New agreement23:01

PEP PepsiCo Inc · Debt acceleration20:30

ABUS Arbutus Biopharma Corp · Agreement ended · Officers or directors14:22

GEVO Gevo, Inc. · Agreement ended16:21

NSPR InspireMD, Inc. · Shareholder rights changed16:27

CMG Chipotle Mexican Grill Inc · Shareholder rights changed · Bylaws or fiscal year changed21:09

SLNH Soluna Holdings, Inc · Shareholder rights changed · New agreement21:27

ACRE Ares Commercial Real Estate Corp · Acquisition or sale completed · Results, market hours10:11

MPT Medical Properties Trust Inc · Acquisition or sale completed · New agreement11:00

SM SM Energy Co · Acquisition or sale completed · New debt · New agreement13:53

CNTY Century Casinos Inc · Acquisition or sale completed · New debt · New agreement16:11

INOD Innodata Inc · Acquisition or sale completed · Unregistered shares sold · New agreement17:35

Delisting noticesV

Nothing from your lists

Reports

6 quarterly · 2 annual

KMXCarMax Inc$4.00B +2.9%10-Q · Aug 31 · 16:29

CMTLComtech Telecommunications Corp$411.00M +33.8%10-K · Jul 31 · 21:06

APOGApogee Enterprises, Inc.$278.46M +15.7%10-Q · Aug 27 · 12:59

RELLRichardson Electronics, Ltd.$33.37M −10.0%10-Q · Aug 27 · 19:56

MAYSMays J W Inc$18.58M10-K · Jul 31 · 12:02

ARTWArts WAY Manufacturing Co Inc$6.43M −1.3%10-Q · Aug 31 · 16:55

RGPResources Connection, Inc.—10-Q · Aug 27 · 19:27

TMQTrilogy Metals Inc.—10-Q · Aug 31 · 21:17

Nothing from your lists

Agreements

21 filings

Also filed

6-K 21
Schedule 13G 7
Schedule 13D 8
Merger communications 1
Proxy statements 10
S-1 5
Prospectuses 9
S-8 2

Results

10 announced

Market hoursA

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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LSAK

13:27

+ 5 more

Nothing from your lists

MAYS

12:00

After-hoursS

Nothing from your lists

Insiders

11 purchases $4.86M · 21 sales $103.16M

IRTIndependence Realty Trust, Inc. · RAIT Financial Trust, 10% owner$62.16MSale · 7,269,719 sh

CHRDChord Energy Corp · SPO Advisory Corp, 10% owner$34.40MSale · 2,975,700 sh

FGBIFirst Guaranty Bancshares, Inc. · Hood William K, Director$3.51MPurchase · 212,867 sh

NKTRNektar Therapeutics · Robin Howard W, President & CEO$1.49MSale · 87,500 sh

SWKSSkyworks Solutions, Inc. · Tremallo Mark V B, VP, General Counsel &Secretary$1.31MSale · 17,100 sh

PFXPhenixFIN Corp · Taube Brook, Chief Executive Officer$874.60KPurchase · 115,100 sh

Open insider activity

Nothing from your lists

Officers and directors

13 filings

Nothing from your lists

The dayThursday, October 6