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What covered companies filed with the SEC, day by day.

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‹ Tue, Nov 4, 2003

Wednesday, November 5, 2003

76 filings · 54 companiesAll checks passed · Updated Nov 12

Thu, Nov 6, 2003 ›
The dayWednesday, November 5

By time of day

21 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

1 without a time on file

Reports

5 quarterly · 0 annual
  1. Horizon Kinetics Holding CorpHKHC · 10-Q · Sep 30 · 12:47
    ——
  2. Wisconsin Electric Power CoWELPP · 10-Q · Sep 30 · 13:45
    ——
  3. United States Lime & Minerals IncUSLM · 10-Q · Sep 30 · 15:08
    ——
  4. Reliability IncRLBY · 10-Q · Sep 30 · 15:12
    ——
  5. Natural Alternatives International IncNAII · 10-Q · Sep 30 · 16:54
    ——

Insiders

12 filings
Purchases$5.07M4 filings
Sales$6.57M8 filings
ARMPArmata Pharmaceuticals, Inc. · Elan Corp PLC, 10% owner$5.00MPurchase · 382,739 sh
SJTSan Juan Basin Royalty Trust · Bruce Robert W III, 10% owner$3.03MSale · 163,900 sh
UTSIUtstarcom Holdings Corp. · Ying WU, Executive VP & Vice Chairman$2.69MSale · 85,000 sh
—Hugoton Royalty Trust · BOB R Simpson, Dir., CEO & Chair XTO Energy$701.05KSale · 35,000 sh
CVUCPI Aerostructures Inc · Arthur August, Chairman of the Board$49.57KSale · 4,500 sh
PNBKPatriot National Bancorp Inc · Charles F Howell, President$44.85KPurchase · 4,000 sh
Open insider activity

Filings

21 listed

17:00

  1. 17:32
    HKHC Horizon Kinetics Holding Corp · 5

22:00

  1. 22:45
    NSFDF NXT Energy Solutions Inc. · 5

08:00

  1. 08:29
    SCE-PG Southern California Edison Co · 12

09:00

  1. 09:48
    CVU CPI Aerostructures Inc · 12 · 7
  2. 09:55
    MEOH Methanex Corp · Stake amended

11:00

  1. 11:47
    SBR Sabine Royalty Trust · 12 · 7

12:00

  1. 12:47
    HKHC Horizon Kinetics Holding Corp · Quarterly report

13:00

  1. 13:45
    WELPP Wisconsin Electric Power Co · Quarterly report

14:00

  1. 14:47
    GEOS Geospace Technologies Corp · 5

15:00

  1. 15:08
    USLM United States Lime & Minerals Inc · Quarterly report
  2. 15:12
    RLBY Reliability Inc · Quarterly report
  3. 15:42
    APLD Applied Digital Corp. · 9

16:00

  1. 16:14
    PDEX Pro DEX Inc · 12 · 7
  2. 16:34
    PNMXO Public Service Co of New Mexico · 5
  3. 16:34
    RCMT RCM Technologies, Inc. · 7 · 9
  4. 16:54
    NAII Natural Alternatives International Inc · Quarterly report

17:00

  1. 17:04
    INNID Innovaro, Inc. · 12 · 7
  2. 17:50
    DSNY Destiny Media Technologies Inc · 4 · 7

18:00

  1. 18:14
    JJSF J&J Snack Foods Corp · 12 · 7
  2. 18:30
    MLP Maui Land & Pineapple Co Inc · 12 · 7

—

  1. —
    ARMP Armata Pharmaceuticals, Inc. · Stake amended
21 of 21

Index

Forms filed

  • Insider filing428
  • Current report8-K14
  • 10QSB8
  • Foreign issuer report6-K8
  • Quarterly report10-Q5
  • Prospectus supplement424B32
  • Stake amendedSC 13D/A2
  • Passive stake reportedSC 13G2
  • 10KSB1
  • 40-17G1
  • F-3/A1
  • N-2/A1
  • NSAR-B/A1
  • SB-21
  • U-1/A1

26 companies

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