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What covered companies filed with the SEC, day by day.

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‹ Thu, Sep 30, 2004

Friday, October 1, 2004

63 filings · 57 companiesAll checks passed · Updated Nov 12

Mon, Oct 4, 2004 ›
The dayFriday, October 1

By time of day

20 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

1 without a time on file

Reports

0 quarterly · 1 annual
  1. Oceanic Iron ORE CorpFEOVF · 20-F · Oct 1 · 14:08
    ——

Insiders

8 filings
Purchases$65.79K4 filings
Sales$283.23K4 filings
HURCHurco Companies Inc · David e Platts, VP Technology$136.57KSale · 10,000 sh
NLNLI Holdings, Inc. · Thomas P Stafford, Director$112.20KSale · 6,000 sh
CVRChicago Rivet & Machine Co · William T Divane Jr, Director$58.45KPurchase · 2,000 sh
PPIHPerma-Pipe International Holdings, Inc. · Thomas a Benson, Vice President$31.74KSale · 5,750 sh
CTTHCTT Pharmaceutical Holdings, Inc. · Stephen W Weathers, Director$2.73KPurchase · 1,300 sh
BNBXBNB Plus Corp. · Langley Rick, 10% owner$2.72KSale · 4,000 sh
Open insider activity

Agreements

5 filings
  1. 15:10MGEE MGE Energy Inc · New agreement
  2. 12:24GLAD Gladstone Capital Corp · New agreement
  3. 09:25AILIH Ameren Illinois Co · Debt acceleration · Change in control · Bylaws or fiscal year changed · New debt · New agreement · Officers or directors
  4. 09:25UELMO Union Electric Co · Debt acceleration · Change in control · Bylaws or fiscal year changed · New debt · New agreement · Officers or directors
  5. 09:03GLAD Gladstone Capital Corp · New agreement

Officers and directors

3 filings
  1. 16:30PPC Pilgrims Pride Corp · Officers or directors
  2. 09:25AILIH Ameren Illinois Co · Debt acceleration · Change in control · Bylaws or fiscal year changed · New debt · New agreement · Officers or directors
  3. 09:25UELMO Union Electric Co · Debt acceleration · Change in control · Bylaws or fiscal year changed · New debt · New agreement · Officers or directors

Filings

20 listed

18:00

  1. 18:22
    MNOV Medicinova Inc · Registration statement

06:00

  1. 06:03
    CHCI Comstock Holding Companies, Inc. · Amended registration statement

09:00

  1. 09:03
    GLAD Gladstone Capital Corp · New agreement
  2. 09:25
    AILIH Ameren Illinois Co · Debt acceleration · Change in control · Bylaws or fiscal year changed · New debt · New agreement · Officers or directors
  3. 09:25
    UELMO Union Electric Co · Debt acceleration · Change in control · Bylaws or fiscal year changed · New debt · New agreement · Officers or directors

10:00

  1. 10:55
    HWBK Hawthorn Bancshares, Inc. · Investor disclosure

12:00

  1. 12:24
    GLAD Gladstone Capital Corp · New agreement
  2. 12:35
    SENEA Seneca Foods Corp · Investor disclosure (amended)

13:00

  1. 13:57
    INTI Inhibitor Therapeutics, Inc. · Announcement

14:00

  1. 14:08
    FEOVF Oceanic Iron ORE Corp · Annual report
  2. 14:31
    AAUAF Almaden Minerals Ltd · Stake reported

15:00

  1. 15:10
    MGEE MGE Energy Inc · New agreement
  2. 15:55
    UTMD Utah Medical Products Inc · Shareholder rights changed

16:00

  1. 16:30
    PPC Pilgrims Pride Corp · Officers or directors
  2. 16:31
    EGAN Egain Corp · Stake amended
  3. 16:37
    OPHC OptimumBank Holdings, Inc. · Investor disclosure

17:00

  1. 17:21
    APYX Apyx Medical Corp · Stake amended
  2. 17:28
    AVK Advent Convertible & Income Fund · Proxy statement

19:00

  1. 19:23
    YHGJ Yunhong Green CTI Ltd. · Proxy statement

—

  1. —
    NSTM NovelStem International Corp. · Current report
20 of 20

Index

Forms filed

  • Insider filing415
  • Current report8-K11
  • Foreign issuer report6-K10
  • N-Q5
  • Initial ownership34
  • Proxy statementDEF 14A2
  • Stake amendedSC 13D/A2
  • 10KSB/A1
  • Annual report20-F1
  • Prospectus supplement424B31
  • 4971
  • Current report (amended)8-K/A1
  • CORRESP1
  • NTN 10K1
  • REGDEX1
  • Registration statementS-11
  • Amended registration statementS-1/A1
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • Passive stake reportedSC 13G1
  • SUPPL1

27 companies

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