Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 21
  2. 22
  3. 23
  4. 24
  5. 27
  6. 28
  7. 29
  8. 30
  9. 1
  10. 4
‹ Fri, Oct 1, 2004

Monday, October 4, 2004

56 filings · 50 companiesAll checks passed · Updated Nov 12

Tue, Oct 5, 2004 ›
The dayMonday, October 4
Delisting noticesCLAR17:15

By time of day

8 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

Insiders

10 filings
Purchases$93.77K4 filings
Sales$197.36K6 filings
HURCHurco Companies Inc · Michael Doar, CEO$75.07KSale · 5,000 sh
CIXCompx International Inc · David a Bowers, Vice Chairman, President & CEO$67.66KSale · 4,100 sh
FXBYFoxby Corp. · Investor Service Center Inc$55.63KPurchase · 25,800 sh
PPIHPerma-Pipe International Holdings, Inc. · Thomas a Benson, Vice President$47.87KSale · 8,625 sh
HYBNew America High Income Fund Inc · Ernest e Monrad, Director$31.80KPurchase · 15,000 sh
RICKRCI Hospitality Holdings, Inc. · Eric Scott Langan, President$4.08KPurchase · 1,800 sh
Open insider activity

Agreements

2 filings
  1. 16:19CPHI China Pharma Holdings, Inc. · New agreement (amended)
  2. 12:12XAKJ SIPP International Industries, Inc. · Agreement ended

Officers and directors

1 filing
  1. 22:23PMCB PharmaCyte Biotech, Inc. · Officers or directors

Filings

8 listed

22:00

  1. 22:23
    PMCB PharmaCyte Biotech, Inc. · Officers or directors

08:00

  1. 08:23
    FRHC Freedom Holding Corp. · Investor disclosure

12:00

  1. 12:12
    XAKJ SIPP International Industries, Inc. · Agreement ended

15:00

  1. 15:14
    TY Tri-Continental Corp · Investor disclosure

16:00

  1. 16:19
    CPHI China Pharma Holdings, Inc. · New agreement (amended)
  2. 16:27
    APYX Apyx Medical Corp · Announcement

17:00

  1. 17:06
    NPHC Nutra Pharma Corp · Acquisition or sale completed
  2. 17:15
    CLAR Clarus Corp · Delisting notice
8 of 8

Index

Forms filed

  • Insider filing418
  • Initial ownership313
  • Current report8-K7
  • Foreign issuer report6-K6
  • SUPPL3
  • 35-CERT1
  • Prospectus supplement424B31
  • Current report (amended)8-K/A1
  • CERTAMX1
  • N-14 8C1
  • N-CSR1
  • PRE 14C1
  • S-21
  • Amended merger registrationS-4/A1

15 companies

A

C

F

H

N

P

R

S

T