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What covered companies filed with the SEC, day by day.

  1. 27
  2. 28
  3. 29
  4. 30
  5. 1
  6. 4
  7. 5
  8. 6
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  10. 8
‹ Thu, Oct 7, 2004

Friday, October 8, 2004

115 filings · 80 companiesAll checks passed · Updated Nov 12

Mon, Oct 11, 2004 ›
The dayFriday, October 8

By time of day

22 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

2 without a time on file

Results

2 announced

Pre-market2

  • 08:31SLNGStabilis Solutions, Inc.
  • 09:08AXTIAXT Inc

Insiders

9 filings
Purchases$76.22K5 filings
Sales$2.58M4 filings
MTRMesa Royalty Trust · Bruce Robert W III, 10% owner$2.15MSale · 32,000 sh
INTTIntest Corp · Jerome R Bortnem, VP - Sales and Marketing$414.21KSale · 46,000 sh
ERCAllspring Multi-Sector Income Fund · David M Richardson, Director$29.12KPurchase · 1,600 sh
NHTCNatural Health Trends Corp · Terry Lacore, CEO Lexus Int'l Inc.$24.74KPurchase · 1,984 sh
FXBYFoxby Corp. · Investor Service Center Inc$13.12KPurchase · 6,100 sh
INTTIntest Corp · Gregory W Slayton, Director$9.00KSale · 1,000 sh
Open insider activity

Agreements

2 filings
  1. 16:59LTC LTC Properties Inc · New agreement
  2. 09:56CIX Compx International Inc · New agreement

Officers and directors

2 filings
  1. 21:22LGL LGL Group Inc · Officers or directors
  2. 15:48GLXZ Galaxy Gaming, Inc. · Officers or directors

Filings

22 listed

08:00

  1. 08:31
    SLNG Stabilis Solutions, Inc. · Results, pre-market

09:00

  1. 09:08
    AXTI AXT Inc · Impairment · Results, pre-market
  2. 09:56
    CIX Compx International Inc · New agreement

10:00

  1. 10:02
    NL NLI Holdings, Inc. · Announcement

15:00

  1. 15:05
    PFL PIMCO Income Strategy Fund · Proxy statement
  2. 15:20
    KRO Kronos Worldwide Inc · Registration statement
  3. 15:27
    EQS Equus Total Return, Inc. · Stake amended
  4. 15:33
    TSI TCW Strategic Income Fund Inc · Stake amended
  5. 15:45
    DEO Diageo PLC · Stake amended
  6. 15:48
    GLXZ Galaxy Gaming, Inc. · Officers or directors
  7. 15:55
    FXBY Foxby Corp. · Stake amended

16:00

  1. 16:00
    GF New Germany Fund Inc · Stake amended
  2. 16:59
    LTC LTC Properties Inc · New agreement

17:00

  1. 17:03
    FRO Frontline plc · Amended annual report

18:00

  1. 18:11
    AUSI Aura Systems Inc · Stake reported
  2. 18:13
    AUSI Aura Systems Inc · Stake reported
  3. 18:14
    AUSI Aura Systems Inc · Stake reported
  4. 18:16
    AUSI Aura Systems Inc · Stake reported

19:00

  1. 19:19
    MTR Mesa Royalty Trust · Stake amended

21:00

  1. 21:22
    LGL LGL Group Inc · Officers or directors

—

  1. —
    MLMC FrankSpeech Network, Inc. · Current report
  2. —
    AIFC AI Financial Corp · Current report
22 of 22

Index

Forms filed

  • Initial ownership320
  • Insider filing420
  • Foreign issuer report6-K14
  • Current report8-K9
  • Insider filing, amended4/A6
  • Stake amendedSC 13D/A6
  • N-CSR4
  • Stake reportedSC 13D4
  • Passive stake reportedSC 13G3
  • Passive stake amendedSC 13G/A3
  • Annual report to shareholdersARS2
  • F-3/A2
  • SUPPL2
  • 10KSB1
  • 10QSB1
  • 12G3-2B1
  • Amended annual report20-F/A1
  • 20FR12B/A1
  • 486BPOS1
  • 4971
  • Exchange listing8-A12B1
  • CORRESP1
  • Proxy statementDEF 14A1
  • Information statementDEF 14C1
  • N-21
  • N-2MEF1
  • N-30B-21
  • POS462B1
  • Preliminary proxy statementPRE 14A1
  • REGDEX1
  • Registration statementS-11
  • Employee plan registrationS-81
  • UPLOAD1

24 companies

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