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What covered companies filed with the SEC, day by day.

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  10. 29
‹ Thu, Oct 28, 2004

Friday, October 29, 2004

154 filings · 121 companiesAll checks passed · Updated Nov 12

Mon, Nov 1, 2004 ›
The dayFriday, October 29

By time of day

32 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

Results

11 announced

Market hours7

  • 09:49ANIKAnika Therapeutics, Inc.
  • 11:29FDBCFidelity D & D Bancorp Inc
  • 12:27RANDRand Capital Corp
  • 12:35ECIAEncision Inc
  • 14:36USLMUnited States Lime & Minerals Inc
  • 15:08INTTIntest Corp
  • 15:18NRTNorth European Oil Royalty Trust

After-hours4

  • 20:03CNACNA Financial Corp
  • 23:11BYFCBroadway Financial Corp de
  • 16:33GHCGraham Holdings Co
  • 16:53PAMTPamt Corp

Reports

4 quarterly · 2 annual
  1. Century Casinos IncCNTY · 10-Q · Sep 30 · 19:24
    ——
  2. Sasol LtdSSL · 20-F · Jun 30 · 10:06
    ——
  3. Trio-Tech InternationalTRT · 10-K/A · Jun 30 · 13:23
    ——
  4. Glen Burnie BancorpGLBZ · 10-Q · Sep 30 · 16:32
    ——
  5. CNA Financial CorpCNA · 10-Q · Sep 30 · 16:43
    ——
  6. Tandy Leather Factory IncTLF · 10-Q/A · Mar 31 · 17:09
    ——

Insiders

9 filings
Purchases$241.11K5 filings
Sales$143.13K4 filings
PAIWestern Asset Investment Grade Income Fund Inc. · Western Asset Management Co$200.20KPurchase · 13,000 sh
DAIOData I/O Corp · Industries Inc Bisco, Director$59.07KSale · 21,100 sh
CNTYCentury Casinos Inc · Miller Lloyd I III, 10% owner$49.16KSale · 7,053 sh
KYNKayne Anderson Energy Infrastructure Fund, Inc. · Terry Quinn, Director$25.04KPurchase · 1,000 sh
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc. · John M Loffredo, Vice President & Portfolio Mgr$22.38KSale · 1,495 sh
NXTNNEXT10, Inc · John Cockburn, President, CEO and Secretary$12.52KSale · 5,000 sh
Open insider activity

Agreements

3 filings
  1. 21:18WYY Widepoint Corp · Acquisition or sale completed · Delisting notice · New agreement
  2. 17:23JOUT Johnson Outdoors Inc · New agreement
  3. 16:58SRCO Sparta Commercial Services, Inc. · New agreement

Officers and directors

1 filing
  1. 19:37RIME Algorhythm Holdings, Inc. · Officers or directors (amended)

Filings

32 listed

17:00

  1. 17:43
    SRL Scully Royalty Ltd. · Stake reported

18:00

  1. 18:56
    CFNB California First Leasing Corp · Proxy statement

19:00

  1. 19:24
    CNTY Century Casinos Inc · Quarterly report
  2. 19:37
    RIME Algorhythm Holdings, Inc. · Officers or directors (amended)

20:00

  1. 20:03
    CNA CNA Financial Corp · Results, after-hours

21:00

  1. 21:51
    CHCI Comstock Holding Companies, Inc. · Amended registration statement

23:00

  1. 23:11
    BYFC Broadway Financial Corp de · Results, after-hours

09:00

  1. 09:49
    ANIK Anika Therapeutics, Inc. · Results, market hours

10:00

  1. 10:06
    SSL Sasol Ltd · Annual report

11:00

  1. 11:17
    INBP Integrated Biopharma Inc · Proxy statement
  2. 11:29
    FDBC Fidelity D & D Bancorp Inc · Results, market hours

12:00

  1. 12:02
    AWX Avalon Holdings Corp · Announcement
  2. 12:22
    BUKS Butler National Corp · Announcement
  3. 12:27
    RAND Rand Capital Corp · Results, market hours
  4. 12:35
    ECIA Encision Inc · Results, market hours

13:00

  1. 13:23
    TRT Trio-Tech International · Amended annual report

14:00

  1. 14:05
    ASTC Astrotech Corp · Stake amended
  2. 14:36
    USLM United States Lime & Minerals Inc · Results, market hours
  3. 14:36
    HWBK Hawthorn Bancshares, Inc. · Announcement

15:00

  1. 15:08
    INTT Intest Corp · Results, market hours
  2. 15:18
    NRT North European Oil Royalty Trust · Results, market hours
  3. 15:31
    PROV Provident Financial Holdings Inc · Announcement

16:00

  1. 16:06
    NXTN NEXT10, Inc · Investor disclosure
  2. 16:32
    GLBZ Glen Burnie Bancorp · Quarterly report
  3. 16:33
    GHC Graham Holdings Co · Results, after-hours
  4. 16:43
    CNA CNA Financial Corp · Quarterly report
  5. 16:53
    PAMT Pamt Corp · Results, after-hours
  6. 16:58
    SRCO Sparta Commercial Services, Inc. · New agreement

17:00

  1. 17:09
    TLF Tandy Leather Factory Inc · Amended quarterly report
  2. 17:21
    NWBO Northwest Biotherapeutics Inc · Stake amended
  3. 17:23
    JOUT Johnson Outdoors Inc · New agreement

21:00

  1. 21:18
    WYY Widepoint Corp · Acquisition or sale completed · Delisting notice · New agreement
32 of 32

Index

Forms filed

  • Foreign issuer report6-K33
  • Current report8-K19
  • Initial ownership317
  • Insider filing415
  • N-Q13
  • Insider filing, amended4/A5
  • N-CSR5
  • NSAR-B4
  • Quarterly report10-Q3
  • 40-17G3
  • 10KSB2
  • 4972
  • Proxy statementDEF 14A2
  • Proxy materialDEFA14A2
  • N-CSRS2
  • NSAR-A2
  • POS AM2
  • REGDEX2
  • Stake amendedSC 13D/A2
  • Amended annual report10-K/A1
  • Amended quarterly report10-Q/A1
  • 10QSB1
  • Employee plan annual report11-K1
  • Institutional holdings13F-HR1
  • Annual report20-F1
  • 6-K/A1
  • Current report (amended)8-K/A1
  • DEFR14A1
  • F-3/A1
  • POS AMC1
  • Amended registration statementS-1/A1
  • Shelf registrationS-31
  • Amended shelf registrationS-3/A1
  • SB-1/A1
  • SB-2/A1
  • Stake reportedSC 13D1
  • Passive stake amendedSC 13G/A1
  • U-1/A1

37 companies

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