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What covered companies filed with the SEC, day by day.

  1. 19
  2. 20
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  8. 28
  9. 29
  10. 1
‹ Fri, Oct 29, 2004

Monday, November 1, 2004

103 filings · 76 companiesAll checks passed · Updated Nov 12

Tue, Nov 2, 2004 ›
The dayMonday, November 1

By time of day

27 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

6 announced

Market hours2

  • 10:35ALNTAllient Inc
  • 11:33MCYMercury General Corp

After-hours4

  • 15:41FKYSFirst Keystone Corp
  • 16:42CVUCPI Aerostructures Inc
  • 22:15GTYGetty Realty Corp
  • 22:28PRPHProPhase Labs, Inc.

Reports

2 quarterly · 0 annual
  1. Farmers & Merchants Bancorp IncFMAO · 10-Q · Sep 30 · 16:18
    ——
  2. Nstar Electric CoNSARO · 10-Q · Sep 30 · 17:26
    ——

Insiders

12 filings
Purchases$242.72K8 filings
Sales$861.91K4 filings
STRTStrattec Security Corp · Harold M Stratton II, Chairman of the Board and CEO$534.65KSale · 8,500 sh
MTRMesa Royalty Trust · Bruce Robert W III, 10% owner$305.91KSale · 4,500 sh
DIMCDimeco Inc · Robert e Genirs, Director$172.50KPurchase · 5,000 sh
DIMCDimeco Inc · John F Spall, Director$34.50KPurchase · 1,000 sh
CNTYCentury Casinos Inc · Miller Lloyd I III, 10% owner$19.50KSale · 2,797 sh
DIMCDimeco Inc · Barbara J Genzlinger, Director$17.25KPurchase · 500 sh
Open insider activity

Agreements

4 filings
  1. 18:27MLP Maui Land & Pineapple Co Inc · Agreement ended
  2. 16:42CVU CPI Aerostructures Inc · Bylaws or fiscal year changed · New agreement · Results, after-hours
  3. 13:51PDEX Pro DEX Inc · New agreement
  4. 09:22HURC Hurco Companies Inc · New agreement

Officers and directors

3 filings
  1. 13:49LCNB LCNB Corp · Officers or directors
  2. 08:12OXSQ Oxford Square Capital Corp. · Officers or directors
  3. 18:11GLXZ Galaxy Gaming, Inc. · Officers or directors

Filings

27 listed

17:00

  1. 17:34
    CNTY Century Casinos Inc · Announcement

18:00

  1. 18:11
    GLXZ Galaxy Gaming, Inc. · Officers or directors

08:00

  1. 08:12
    OXSQ Oxford Square Capital Corp. · Officers or directors
  2. 08:35
    RIME Algorhythm Holdings, Inc. · Proxy statement

09:00

  1. 09:22
    HURC Hurco Companies Inc · New agreement
  2. 09:23
    CCU United Breweries Co Inc · Stake amended

10:00

  1. 10:35
    ALNT Allient Inc · Results, market hours

11:00

  1. 11:33
    MCY Mercury General Corp · Results, market hours

12:00

  1. 12:19
    CRSF Crisp Momentum Inc. · Late filing notice

13:00

  1. 13:05
    HCKT Hackett Group, Inc. · Announcement
  2. 13:49
    LCNB LCNB Corp · Officers or directors
  3. 13:51
    PDEX Pro DEX Inc · New agreement

14:00

  1. 14:54
    ODC Oil-Dri Corp of America · Proxy statement
  2. 14:59
    NSSC Napco Security Technologies, Inc · Proxy statement

15:00

  1. 15:41
    FKYS First Keystone Corp · Results, after-hours

16:00

  1. 16:18
    FMAO Farmers & Merchants Bancorp Inc · Quarterly report
  2. 16:42
    CVU CPI Aerostructures Inc · Bylaws or fiscal year changed · New agreement · Results, after-hours

17:00

  1. 17:01
    GLXZ Galaxy Gaming, Inc. · Acquisition or sale completed
  2. 17:26
    NSARO Nstar Electric Co · Quarterly report

18:00

  1. 18:27
    MLP Maui Land & Pineapple Co Inc · Agreement ended

20:00

  1. 20:05
    MTR Mesa Royalty Trust · Stake amended

22:00

  1. 22:15
    GTY Getty Realty Corp · Results, after-hours
  2. 22:28
    PRPH ProPhase Labs, Inc. · Results, after-hours

—

  1. —
    CARV Carver Bancorp Inc · Current report
  2. —
    ELA Envela Corp · Current report (amended)
  3. —
    DTGI Digerati Technologies, Inc. · Late filing notice
  4. —
    CYAN Cyanotech Corp · Current report
27 of 27

Index

Forms filed

  • Insider filing428
  • Foreign issuer report6-K25
  • Current report8-K17
  • Initial ownership35
  • Proxy statementDEF 14A3
  • SUPPL3
  • Quarterly report10-Q2
  • Insider filing, amended4/A2
  • Annual ownership52
  • Late filing noticeNT 10-K2
  • Stake amendedSC 13D/A2
  • 10KSB1
  • 10KSB/A1
  • 10QSB1
  • Notice of intent to sell1441
  • 40-17G1
  • Prospectus supplement424B31
  • Current report (amended)8-K/A1
  • Proxy materialDEFA14A1
  • F-91
  • F-X1
  • N-CSR/A1
  • Passive stake reportedSC 13G1

30 companies

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