News

What covered companies filed with the SEC, day by day.

‹ Wed, Nov 10, 2004

Friday, November 12, 2004

248 filings · 188 companiesAll checks passed · Updated Nov 12

Mon, Nov 15, 2004 ›

The dayFriday, November 12

MODDModular Medical, Inc.Auditor change09:58

Modular Medical, Inc.: Auditor change

PCYOAgreement ended · Unregistered shares sold · New agreement16:38

Pure Cycle Corp: Agreement ended · Unregistered shares sold · New agreement

KNOSAgreement ended15:24

Kronos Advanced Technologies Inc: Agreement ended

OTEXShareholder rights changed · New agreement06:07

Open Text Corp: Shareholder rights changed · New agreement

By time of day

75 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

4 without a time on file

Results

7 announced

Pre-market4

06:20INODInnodata Inc
07:05AIFFFirefly Neuroscience, Inc.
07:18CAECAE Inc
09:09ESPEspey MFG & Electronics Corp

Market hours3

10:33GTHPGuided Therapeutics Inc
14:18POCIPrecision Optics Corporation, Inc.
15:20TRTootsie Roll Industries Inc

Reports

39 quarterly · 0 annual

CompanyRevenueOn the year

Blue Dolphin Energy CoBDCO · 10-Q · Sep 30 · 03:00
——
Qualstar CorpQBAK · 10-Q · Sep 30 · 06:04
——
Napco Security Technologies, IncNSSC · 10-Q · Sep 30 · 06:05
——
RCM Technologies, Inc.RCMT · 10-Q · Oct 2 · 08:51
——
Natural Health Trends CorpNHTC · 10-Q · Sep 30 · 09:22
——
National Presto Industries IncNPK · 10-Q · Oct 3 · 10:02
——
Graybar Electric Co Inc— · 10-Q · Sep 30 · 10:07
——
Intrusion IncINTZ · 10-Q · Sep 30 · 10:44
——
Espey MFG & Electronics CorpESP · 10-Q · Sep 30 · 11:33
——
First Ottawa Bancshares, Inc.FOTB · 10-Q · Sep 30 · 11:45
——

Insiders

13 filings

Purchases$32.10K4 filings

Sales$1.97M9 filings

MTRMesa Royalty Trust · Bruce Robert W III, 10% owner$1.50MSale · 21,900 sh

TPHSTrinity Place Holdings Inc. · Ronald Zindman, Exec. VP-Gen. Merchandise Mgr.$176.51KSale · 16,000 sh

VKIInvesco Advantage Municipal Income Trust II · Rodney F Dammeyer, Director$67.16KSale · 4,700 sh

—Nathans Famous, Inc. · Robert J Eide, Director$65.50KSale · 10,000 sh

—Salem Media Group, Inc. · David Davenport, Director$55.12KSale · 2,050 sh

TPHSTrinity Place Holdings Inc. · Myra Butensky, VP-Divisional Merchandise Mgr.$36.73KSale · 3,400 sh

Open insider activity

Agreements

9 filings

Officers and directors

1 filing

13:12CTTH CTT Pharmaceutical Holdings, Inc. · Officers or directors

Filings

75 listed

17:00

06:00

07:00

08:00

08:51RCMT
RCMT RCM Technologies, Inc. · Quarterly report

09:00

10:00

11:00

12:00

13:00

14:00

40 of 75

Index

Forms filed

Foreign issuer report6-K44
10QSB41
Quarterly report10-Q39
Insider filing438
Current report8-K22
Initial ownership310
Late filing noticeNT 10-Q5
Stake amendedSC 13D/A4
10KSB3
SB-2/A3
Institutional holdings13F-HR2
35-CERT2
Exchange listing8-A12B2
Annual report to shareholdersARS2
Proxy statementDEF 14A2
N-30B-22
N-Q2
POS AM2
SB-22
13F-HR/A1
Notice of intent to sell1441
4971
Current report (amended)8-K/A1
DEFR14A1
F-3/A1
N-21
N-2/A1
N-8A1
NSAR-B1
NTN 10Q1
Preliminary proxy statementPRE 14A1
REGDEX/A1
RW1
Amended registration statementS-1/A1
Shelf registrationS-31
Stake reportedSC 13D1
Passive stake reportedSC 13G1
Passive stake amendedSC 13G/A1
SUPPL1
UPLOAD1

75 companies

A

B

Blue Dolphin Energy CoBDCO

C

D

Data I/O CorpDAIO
DLH Holdings Corp.DLHC

E

Enveric Biosciences, Inc.ENVB×2
Espey MFG & Electronics CorpESP×2

F

G

Graybar Electric Co Inc
Guided Therapeutics IncGTHP

H

Heritage Global Inc.HGBL

I

Iiot-Oxys, Inc.ITOX
Innodata IncINOD×2
Interlink Electronics IncLINK
Intrusion IncINTZ
Invesco Advantage Municipal Income Trust IIVKI
Invesco Municipal Income Opportunities TrustOIA
Investors Title CoITIC
iShares Gold TrustIAU

K

L

Live Ventures IncLIVE

M

N

Napco Security Technologies, IncNSSC
Nathans Famous, Inc.
National Presto Industries IncNPK
Natural Alternatives International IncNAII
Natural Health Trends CorpNHTC
New England Realty Associates Limited PartnershipNEN
NEXT10, IncNXTN
NXT Energy Solutions Inc.NSFDF