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What covered companies filed with the SEC, day by day.

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‹ Sun, Oct 9, 2005

Tuesday, October 11, 2005

158 filings · 119 companiesAll checks passed · Updated Nov 11

Wed, Oct 12, 2005 ›
The dayTuesday, October 11

By time of day

46 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

4 announced

Pre-market1

  • 06:15MBWMMercantile Bank Corp

Market hours2

  • 15:18OPHCOptimumBank Holdings, Inc.
  • 15:34KOSSKoss Corp

After-hours1

  • 17:05CHCIComstock Holding Companies, Inc.

Reports

2 quarterly · 0 annual
  1. SWK Holdings CorpSWKHL · 10-Q · Mar 31 · 06:28
    ——
  2. Hooker Furnishings CorpHOFT · 10-Q · Aug 31 · 16:12
    ——

Insiders

30 filings
Purchases$670.69K22 filings
Sales$4.52M8 filings
RAILFreightCar America, Inc. · Camillo M Santomero III, Director$2.10MSale · 51,813 sh
RAILFreightCar America, Inc. · John E Carroll Jr, President and CEO$1.23MSale · 30,319 sh
RAILFreightCar America, Inc. · James D Cirar, Director$701.74KSale · 17,327 sh
RAILFreightCar America, Inc. · Edward J Whalen, Sr. VP, Marketing and Sales$269.49KSale · 6,654 sh
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC · Robert M Ettinger, President$151.95KPurchase · 7,412 sh
SWKHLSWK Holdings Corp · Empire Capital Management, L.L.C., 10% owner$122.33KPurchase · 79,437 sh
Open insider activity

Agreements

5 filings
  1. 17:48AURX Nuo Therapeutics, Inc. · New agreement
  2. 15:08LGL LGL Group Inc · New agreement
  3. 14:48FA First Advantage Corp · New agreement
  4. 14:13FRD Friedman Industries Inc · New agreement
  5. 08:00NVEC NVE Corp · New agreement

Officers and directors

4 filings
  1. 21:19POSC Positron Corp · Officers or directors
  2. 14:54TLS Telos Corp · Officers or directors
  3. 08:33UHT Universal Health Realty Income Trust · Officers or directors
  4. 18:33PLBC Plumas Bancorp · Officers or directors

Filings

46 listed

18:00

  1. 18:33
    PLBC Plumas Bancorp · Officers or directors
  2. 18:42
    GF New Germany Fund Inc · Stake amended
  3. 18:43
    MGF Aberdeen Government Markets Income Fund · Stake amended

19:00

  1. 19:29
    CSPI CSP Inc · Stake amended

06:00

  1. 06:11
    DHT DHT Holdings, Inc. · Amended registration statement
  2. 06:15
    MBWM Mercantile Bank Corp · Results, pre-market
  3. 06:25
    ASTC Astrotech Corp · Merger communication
  4. 06:27
    ASTC Astrotech Corp · Announcement
  5. 06:28
    SWKHL SWK Holdings Corp · Quarterly report
  6. 06:32
    FA First Advantage Corp · Announcement

08:00

  1. 08:00
    NVEC NVE Corp · New agreement
  2. 08:33
    UHT Universal Health Realty Income Trust · Officers or directors

09:00

  1. 09:04
    HIX Western Asset High Income Fund II Inc. · Proxy statement

10:00

  1. 10:11
    CAPC Capstone Companies, Inc. · Investor disclosure
  2. 10:13
    CAPC Capstone Companies, Inc. · Announcement

13:00

  1. 13:23
    BABB BAB, Inc. · Announcement
  2. 13:36
    NKX Nuveen California Amt-Free Quality Municipal Income Fund · Proxy statement
  3. 13:42
    GBUX Givbux, Inc. · Announcement
  4. 13:57
    NAC Nuveen California Quality Municipal Income Fund · Proxy statement
  5. 13:58
    ARKR ARK Restaurants Corp · Announcement

14:00

  1. 14:12
    NCA Nuveen California Municipal Income Fund · Proxy statement
  2. 14:13
    FRD Friedman Industries Inc · New agreement
  3. 14:14
    NAZ Nuveen Arizona Quality Municipal Income Fund · Proxy statement
  4. 14:19
    NMT Nuveen Massachusetts Quality Municipal Income Fund · Proxy statement
  5. 14:21
    NPV Nuveen Virginia Quality Municipal Income Fund · Proxy statement
  6. 14:48
    FA First Advantage Corp · New agreement
  7. 14:54
    TLS Telos Corp · Officers or directors

15:00

  1. 15:08
    LGL LGL Group Inc · New agreement
  2. 15:18
    OPHC OptimumBank Holdings, Inc. · Results, market hours
  3. 15:33
    RVP Retractable Technologies Inc · Announcement
  4. 15:34
    KOSS Koss Corp · Results, market hours

16:00

  1. 16:07
    APLD Applied Digital Corp. · Investor disclosure
  2. 16:12
    HOFT Hooker Furnishings Corp · Quarterly report
  3. 16:12
    SWKHL SWK Holdings Corp · Stake amended

17:00

  1. 17:01
    CNA CNA Financial Corp · Investor disclosure
  2. 17:04
    FRHC Freedom Holding Corp. · Investor disclosure
  3. 17:05
    CHCI Comstock Holding Companies, Inc. · Results, after-hours
  4. 17:10
    TCI Transcontinental Realty Investors Inc · Announcement
  5. 17:48
    AURX Nuo Therapeutics, Inc. · New agreement

18:00

  1. 18:01
    JFR Nuveen Floating Rate Income Fund · Proxy statement
40 of 46

Index

Forms filed

  • Insider filing438
  • Current report8-K28
  • Foreign issuer report6-K17
  • Annual ownership58
  • Proxy statementDEF 14A8
  • Passive stake reportedSC 13G8
  • Initial ownership35
  • CORRESP5
  • SB-2/A5
  • Stake amendedSC 13D/A5
  • Passive stake amendedSC 13G/A5
  • Prospectus supplement424B33
  • Insider filing, amended4/A3
  • Quarterly report10-Q2
  • 10QSB2
  • Employee plan registrationS-82
  • UPLOAD2
  • 40-17G1
  • 424B71
  • Merger communication4251
  • 4971
  • CERTNYS1
  • Amended registration statementF-1/A1
  • N-2/A1
  • POS AM1
  • Preliminary proxy statementPRE 14A1
  • REGDEX1
  • Stake reportedSC 13D1
  • SC TO-I/A1

46 companies

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