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What covered companies filed with the SEC, day by day.

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‹ Tue, Oct 11, 2005

Wednesday, October 12, 2005

90 filings · 76 companiesAll checks passed · Updated Nov 11

Thu, Oct 13, 2005 ›
The dayWednesday, October 12

By time of day

32 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

2 without a time on file

Results

2 announced

Market hours2

  • 10:05LIVELive Ventures Inc
  • 14:50CMTVCommunity Bancorp

Insiders

9 filings
Purchases$314.65K7 filings
Sales$32.19K2 filings
NENNew England Realty Associates Limited Partnership · Harold Brown, Treasurer$273.74KPurchase · 3,700 sh
TPHSTrinity Place Holdings Inc. · Ronald Zindman, Exec. VP-Gen. Merchandise Mgr.$25.67KSale · 1,900 sh
BCHTBirchtech Corp. · Ault Milton C III, 10% owner$18.00KPurchase · 20,000 sh
AVKAdvent Convertible & Income Fund · Randall C Barnes, Director$14.95KPurchase · 600 sh
USAUU.S. Gold Corp. · Mark e Maddocks, Vice President, Finance & CFO$6.52KSale · 1,000 sh
SDSYASouth Dakota Soybean Processors LLC · Wayne C Enger, Director$3.93KPurchase · 2,500 sh
Open insider activity

Agreements

5 filings
  1. 21:23REX REX American Resources Corp · New agreement · Officers or directors
  2. 21:21MRKR Marker Therapeutics, Inc. · Agreement ended · Officers or directors
  3. 16:36GTHP Guided Therapeutics Inc · New agreement
  4. 15:38— Georgia Power Co · New agreement
  5. 10:13CCEL Cryo Cell International Inc · New agreement

Officers and directors

3 filings
  1. 21:23REX REX American Resources Corp · New agreement · Officers or directors
  2. 21:21MRKR Marker Therapeutics, Inc. · Agreement ended · Officers or directors
  3. 17:04BNBX BNB Plus Corp. · Officers or directors

Filings

32 listed

10:00

  1. 10:04
    LIVE Live Ventures Inc · Restated financials
  2. 10:05
    LIVE Live Ventures Inc · Results, market hours
  3. 10:13
    CCEL Cryo Cell International Inc · New agreement
  4. 10:40
    PNBK Patriot National Bancorp Inc · Stake amended

11:00

  1. 11:13
    MGTI MGT Capital Investments, Inc. · Announcement
  2. 11:39
    ARMP Armata Pharmaceuticals, Inc. · Announcement

12:00

  1. 12:22
    DHT DHT Holdings, Inc. · Amended registration statement

13:00

  1. 13:55
    MODD Modular Medical, Inc. · Stake reported
  2. 13:59
    GOOD Gladstone Commercial Corp · Code of ethics changed

14:00

  1. 14:03
    GAIN Gladstone Investment Corporation · Code of ethics changed
  2. 14:05
    AEM Agnico Eagle Mines Ltd · Merger communication
  3. 14:30
    DHT DHT Holdings, Inc. · Amended registration statement
  4. 14:40
    ODC Oil-Dri Corp of America · Announcement
  5. 14:41
    PROV Provident Financial Holdings Inc · Proxy statement
  6. 14:50
    CMTV Community Bancorp · Results, market hours
  7. 14:59
    CEVA Ceva Inc · Auditor change (amended)

15:00

  1. 15:38
    — Georgia Power Co · New agreement

16:00

  1. 16:30
    RELL Richardson Electronics, Ltd. · Investor disclosure
  2. 16:36
    GLAD Gladstone Capital Corp · Code of ethics changed
  3. 16:36
    GTHP Guided Therapeutics Inc · New agreement

17:00

  1. 17:04
    MFIC MidCap Financial Investment Corp · Announcement
  2. 17:04
    BNBX BNB Plus Corp. · Officers or directors

18:00

  1. 18:09
    JOB GEE Group Inc. · Stake amended
  2. 18:22
    USAU U.S. Gold Corp. · Auditor change
  3. 18:51
    USAU U.S. Gold Corp. · Auditor change (amended)
  4. 18:58
    TEN Tsakos Energy Navigation Ltd · Stake amended

21:00

  1. 21:20
    AUSI Aura Systems Inc · Investor disclosure
  2. 21:21
    MRKR Marker Therapeutics, Inc. · Agreement ended · Officers or directors
  3. 21:23
    REX REX American Resources Corp · New agreement · Officers or directors
  4. 21:24
    NXPL NextPlat Corp · Proxy statement

—

  1. —
    — Arvana Inc · Current report
  2. —
    GDRZF Gold Reserve Ltd · Stake amended
32 of 32

Index

Forms filed

  • Current report8-K20
  • Insider filing419
  • 40-17G11
  • UPLOAD6
  • CORRESP4
  • Stake amendedSC 13D/A4
  • 10QSB2
  • Foreign issuer report6-K2
  • Current report (amended)8-K/A2
  • Proxy statementDEF 14A2
  • Amended registration statementF-1/A2
  • N-2/A2
  • Initial ownership31
  • Prospectus supplement424B31
  • Merger communication4251
  • Exchange listing8-A12B1
  • CERTNYS1
  • Proxy materialDEFA14A1
  • N-2MEF1
  • POS AM1
  • PRER14A1
  • S-2/A1
  • Amended shelf registrationS-3/A1
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • Passive stake amendedSC 13G/A1

35 companies

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